北京商报讯（记者 李海媛）2月24日，上海市证券同业公会（以下简称"公会"）发布2025年上海地区投 资咨询机构自律规范现场检查情况的通报。据悉，公会分别于2025年4月和11月对上海地区部分投资咨 询类机构开展了自律规范执行情况现场检查。 在内控制度与合规管理方面的问题，检查发现，被检查机构未健全内控制度、制度实际执行力和合规意 识较为薄弱，在业务开展过程中未切实做好合规管理。例如，合规人员占比普遍存在不足，个别机构合 规人员仅占员工总数的1.9%；投顾人员与客户数量配置严重失衡，个别机构最低投顾人员与客户占比 为11.4%，个别机构平均每人服务客户高达2383人；对从业人员合规培训频次不足、内容与实际业务结 合不紧密，影响培训效果。 在投资者适当性管理方面的问题，检查发现，被检查机构的适当性管理制度和培训不完善。例如，未制 定适当性管理制度；未对在售产品进行分类分级管理；未对产品或者服务进行风险等级评估，确定其风 险等级；未对适当性管理制度的执行情况进行定期自查；部分客户存在同一自然日多次进行风险测评修 改，以达到特定风险测评等级。 在客户投诉管理方面的问题，检查发现，部分被检查机构客户投诉率较高，有的机 ...

节前A股跟随海外资产调整后已释放了一定的风险，节后A股即将进入一段高胜率窗口，叠加海外美国 关税违宪和特朗普访华日程敲定支撑风险偏好、国内宏观和产业层面的密集催化对结构上形成指引，继 续看好A股节后迎来新一轮上行。 国投证券：科技成长风格将有望卷土再来 从春节前的行情看，春节前一个月市场风格开始向价值风格倾斜，科技成长风格相对回落。目前看随着 沃什边际影响减弱，海外市场企稳，春节机器人和大模型再次迎来催化以及海外AI巨头业绩影两大领 域的担忧明显缓解，节后科技成长风格将有望卷土再来。 凤凰网财经讯 2月24日，A股三大指数集体高开，沪指涨1.15%，深成指涨1.52%，创业板指涨1.7%。有 色金属、油气、算力等板块指数涨幅居前。 机构观点 兴业证券：继续看好节后新一轮上行 市场风格再平衡的核心，从来不是AI的泡沫存在与否，而在于AI的宏观影响叠加货币政策、大国政策 选择，主要矛盾正在发生变化，紧缺环节已经转移：投资活动由过去单一的AI驱动向更广谱的实体部 门扩散；而未来美国降息路径的相对顺畅，也在为全球制造业周期修复这一重要主线提供顺风环境。实 物资产的重估逻辑从流动性和美元信用切换至产业低库存和需求企稳： ...

2026年1月金融数据整体符合并略超市场预期，呈现总量稳健、结构优化、资金活跃度提升的特征，主 要受适度宽松货币政策发力、年初信贷集中投放、财政支出靠前发力及春节错位因素带动。 据人民银行，2月13日，人民银行发布的统计数据显示，2026年1月份社会融资规模增量为7.22万亿元， 比上年同期多1662亿元。2026年1月末社会融资规模存量为449.11万亿元，同比增长8.2%。M2-M1剪刀 差为4.1个百分点，较2025年12月进一步收窄。 信贷方面，1月人民币贷款增加4.71万亿元，企业中长期贷款增加3.18万亿元，占比显著提升，显示实体 融资需求回暖，政策支持下制造业、基建等领域信贷投放力度加大，住户贷款平稳增长，居民消费与购 房需求逐步修复。 社融方面，增量7.22万亿元创同期新高，同比多增1662亿元，主要由政府债券、企业债券及未贴现票据 共同支撑，社融存量增速8.2%，宽信用政策效果持续显现，对实体经济支持力度稳定。 具体到A股市场，1月金融数据有助于提振市场风险偏好，相对利好金融、周期、成长等多个方向。银 行、券商板块受益于信贷回暖与息差企稳；基建、制造、科技成长板块受益于流动性充裕与企业盈利预 ...

Ripple’s closest Asian partner and long-term XRP bull SBI Holdings has announced a plan to issue around $65 million worth of onchain bonds. The bonds will pay their owners a fixed interest rate of between 1.85% and 2.45%, to be paid half-yearly. And the bonds will provide their owners with $1.29 worth of XRP for every $645 worth of the bonds they own. The company said the bonds will be issued in March and will mature in early 2029. Both Ripple and consulting firms like the Boston Consulting Group have ...

Core Viewpoint - The SEC has made a significant regulatory shift regarding stablecoins, allowing broker-dealers to apply a 2% haircut on proprietary positions in payment stablecoins, which is a major change from the previous 100% haircut policy [2][3][6]. Regulatory Changes - The SEC's new guidance indicates that it will "not object" to a 2% haircut on stablecoins, which is a substantial reduction from the previous treatment of stablecoins as speculative assets with a 100% haircut [3][6]. - The SEC emphasized that a 100% haircut was "unnecessarily punitive" given the underlying reserve assets backing payment stablecoins, such as U.S. dollars and short-term Treasuries [4][5]. Impact on Broker-Dealers - The change from a 100% to a 2% haircut allows stablecoins like USDC to be treated as a gold standard for regulation, significantly improving their capital treatment for broker-dealers [7]. - For example, if a broker-dealer holds $10 million in stablecoins, only $200,000 would be deducted, allowing $9.8 million to count as valid capital, akin to cash treatment [7]. Future Implications - This regulatory shift signals that the CLARITY Act, aimed at establishing a regulatory framework for digital assets like stablecoins, is likely to be voted on soon [8].

This story was originally published on Cybersecurity Dive. To receive daily news and insights, subscribe to our free daily Cybersecurity Dive newsletter. The U.S. Treasury Department has begun releasing guidance meant to help financial services companies securely use artificial intelligence while adhering to regulatory obligations. “Treasury will release a series of six resources developed in partnership with industry and federal and state regulatory partners to enable secure and resilient AI across the U ...

超50万亿定期存款将到期，谁将承接这"泼天的财富"?券商自然不会放过任何一次增收机会。在行业近 期密集召开年度经营部署会期间，智通财经就了解到，不少券商财富管理条线就谈到了2026年如何应对 存款到期潮带来的机遇，目前券商在加速推出应对方案。 "我们今年开经营会的时候就讨论了这个，要怎么能获得一些增量的收入。"一位分管财富管理业务的券 商副总裁在受访时提到。不少券商更是表示2025年就预判大量到期资金在利率下行背景下将引发一场大 规模的"存款搬家"，所以一进入2026年就着手搭建应对方案了。 市场机构较多预测居民定期存款规模将达到50万亿元以上，且存在重新配置需求，这一部分或将流到黄 金、基金、股市、保险等。这一迁移体量下，券商有共识，打法却又不一样。综合智通财经调研的情 况，让行业在承接50万亿定存到期资金时，形成了多元化、专业化的服务体系。 其中包括以固收 + 为核心构建分层级、全场景的稳健型产品矩阵，搭配类存款替代工具与创新品类精 准适配不同资金配置需求；联动银行、保险等多机构构建大财富生态，部分券商聚焦核心区域深耕细分 客群打造差异化竞争优势等。 打法一：固收+成核心承接抓手 固收+成为核心承接抓手， ...

services are designed to be accurate, timely, and transparent. Our proactive approach and unique system of analysis and reconciliation ensure we do everything possible to maximize your recovery.About BroadridgeBroadridge Financial Solutions (NYSE: BR) is a global technology leader with trusted expertise and transformative technology, helping clients and the financial services industry operate, innovate, and grow. We power investing, governance, and communications for our clients – driving operational resili ...

经过改革开放以来的发展，我国已成为世界第二大经济体，金融大国的地位基本确定。我国银行业规模 和外汇储备总量全球第一，债券市场和股票市场的规模全球第二。从国际比较着眼，我国金融体系虽大 却不强。建设金融强国将是十五五乃至更长一个时期的重要任务。中国建设金融强国，必定是以人民币 作为货币基础发展具有中国特色的现代金融体系。未来金融强国建设需要人民币汇率保持合理的水平。 根据权威论述，强大的货币是金融强国必须具备的关键核心金融要素之一。强大的货币是指在国际贸易 投资和外汇市场广泛使用、具有全球储备货币地位的货币。人民币适度强势有利于人民币成为强大的货 币。时至今日，中国不仅已是全球首屈一指的出口大国，出口商品结构明显优化，附加价值明显提升； 还是有着对全球资源、技术和人才持续需求的进口大国。未来一个时期人民币适度强势有助于人民币在 全球贸易中更广泛地使用。人民币的适度强势有助于推动中资企业"走出去"，也有利于国际资本更多地 持有人民币在全球开展投资。持有资产的保值增值是储备的基本战略考量。从结构多元的角度看，随着 中国经济的进一步发展和开放，未来人民币应该在各国外汇储备中占有不断提升的比重。如果人民币能 保持强势， ...

Core Viewpoint - ICON plc is under investigation for potential securities law violations following a significant drop in its stock price due to concerns over accounting practices and internal controls [2]. Group 1: Company Overview - ICON plc's shares fell nearly 40% on February 12, 2026, after the company announced that its Audit Committee is investigating certain accounting practices, including revenue recognition from 2023 through 2025 [2]. - The company expects to report material weaknesses in internal control over financial reporting and has delayed the release of its Q4 and FY25 financial results, while also withdrawing its previously issued 2025 guidance [2]. Group 2: Legal Investigation - Block & Leviton is investigating whether ICON plc committed securities law violations and may file an action to recover losses for investors [4]. - Investors who have lost money on their ICON plc investment are encouraged to contact Block & Leviton for potential recovery options [5]. Group 3: Investor Eligibility - Any investor who purchased ICON plc common stock and has experienced a decline in their shares may be eligible to participate in the investigation, regardless of whether they have sold their investment [3].