本报记者 吴晓璐 据行政处罚事先告知书，内蒙古证监局拟对亿利洁能处以2.1亿元罚款，对亿利洁能控股股东亿利资源集团有限公司（以下 简称"亿利集团"）处以3000万元罚款。除董事长、总经理、财务总监、董事会秘书等外，相关独立董事、监事亦未能免责。此 外，部分人员虽未担任亿利洁能董监高，也因组织、参与相关行为被纳入拟处罚范围；拟对7名直接责任人员同时采取5年至终 身不等的市场禁入措施，在"金额罚"基础上增加"资格罚"，加大追责力度。 此次处罚再次说明"退市不免责"，彰显了监管部门对上市公司重大违法违规行为"一追到底"的坚定态度，彻底打破了部分 市场主体"退市即免责"的幻想。 此外，9月12日，亿利洁能发布公告称，因涉嫌信息披露违法违规，证监会于9月10日对亿利集团立案调查。 财务造假、资金占用、欺诈发行等违法行为严重影响资本市场健康发展，严重损害投资者合法权益，一直以来都是监管部 门集中力量严厉打击的重点。 9月12日，退市公司亿利洁能股份有限公司（以下简称"亿利洁能"）发布公告称，公司收到内蒙古证监局行政处罚事先告 知书。告知书显示，因公司涉嫌在2016年至2023年期间存在财务造假、关联担保、资金占用等导致的 ...

Core Viewpoint - Yili Clean Energy (formerly known as Yili Clean Energy) and its controlling shareholder, along with 29 related responsible persons, have been fined 375 million yuan by the Inner Mongolia Securities Regulatory Bureau for financial fraud, related guarantees, and fund occupation from 2016 to 2023 [2][9]. Financial Misconduct - From 2016 to 2022, Yili Clean Energy and its subsidiaries inflated profits, assets, and revenues through various fraudulent activities, resulting in total profit inflation of 192.89 million yuan in 2016, 530.31 million yuan in 2017, and so on, with the inflated profits constituting 3.76% to 9.37% of the reported total profits for those years [3][4]. - The company also inflated assets by 700 million yuan to 3.026 billion yuan from 2016 to 2021, which represented 2.06% to 8.49% of the reported total assets [3][5]. Related Guarantees - Yili Clean Energy provided guarantees to its controlling shareholder and related parties from 2017 to 2021, with amounts ranging from 850 million yuan to 3.010 billion yuan, constituting 8.12% to 17.22% of the latest audited net assets [5][6]. Fund Occupation - Between 2016 and 2023, Yili Clean Energy occupied funds through various means, with amounts ranging from 700 million yuan to 2 billion yuan annually, representing 1.09% to 23% of the latest audited net assets [7][8]. Fraudulent Bond Issuance - The company issued bonds in April and July 2020, with a total scale of 1 billion yuan, using financial statements that contained false records and significant omissions, constituting fraudulent issuance [8]. Regulatory Actions - Following the violations, Yili Clean Energy received a notice of administrative punishment and was investigated by the China Securities Regulatory Commission, leading to its delisting due to stock prices falling below 1 yuan for 20 consecutive trading days [9][10].