As Crypto Scams Mount, the CFTC Now Has 1 Enforcement Lawyer in Its Flagship Office - Barron'sSkip to Main ContentThis copy is for your personal, non-commercial use only. Distribution and use of this material are governed by our Subscriber Agreement and by copyright law. For non-personal use or to order multiple copies, please contact Dow Jones Reprints at 1-800-843-0008 or visit www.djreprints.com.Clerks in the futures pit at the Chicago Mercantile Exchange signal bids in 2002. The CFTC has long had jurisd ...

Treasury Secretary Scott Bessent pushed back against speculation around a Strategic Bitcoin reserve, making clear that the federal government has no legal authority to support or "bail out" Bitcoin (CRYPTO: BTC) using public funds. No Bitcoin Bailout Authority During a House Financial Services Committee hearing on financial stability risks, a lawmaker questioned whether the U.S. government could support Bitcoin by directing banks to buy it or by deploying taxpayer funds into crypto markets. Don't Miss: S ...

来源：求是网 锚定建设金融强国目标 走好中国特色金融发展之路 中央金融委员会办公室 中央金融工作委员会 习近平总书记在2024年1月省部级主要领导干部推动金融高质量发展专题研讨班开班式上发表重要讲 话，以马克思主义政治家、思想家、战略家的深刻洞察力、敏锐判断力，从历史和现实相贯通、国际和 国内相关联、理论和实际相结合的宽广视角，就推动我国金融高质量发展的重大理论和实践问题作出全 面、系统、深入阐述。这一重要讲话立意高远、思想深邃、论述精辟、内涵丰富，同在中央金融工作会 议上的重要讲话一脉相承，具有很强的政治性、思想性、指导性、针对性，是一篇马克思主义的光辉文 献。必须深入学习领会习近平总书记重要讲话精神，从政治和全局的高度坚决抓好贯彻落实。 一、深刻领悟习近平总书记重要讲话的重大意义，增强做好金融工作的政治自觉、思想自觉、行动自觉 习近平总书记以宏阔的战略视野和深刻的历史洞察，系统阐明了金融工作的道路方向、重要方针、原则 立场，对做好金融工作具有重大而深远的指导意义。 把我们党对金融工作本质规律和发展道路的认识提升到了新高度。我们党历来高度重视金融工作，在领 导中国革命、建设、改革的长期实践中，不断深化对金融 ...

责任编辑：袁浩 本报讯 记者杨毅报道 1月30日，中国证监会主席吴清在京会见了英国金融行为监管局主席欧达礼。 双方就加强中英资本市场监管合作、优化市场互联互通机制等议题交换了意见。 ...

1月30日，记者从省审计厅获悉：为强化监督合力，陕西省日前制定审计监督与地方金融监管贯通 协同工作机制。该机制以"监督协同、信息互通、成果共用、整改联动"为核心，将推动"审计监 督"与"行业监管"深度融合，为全省防范化解金融风险筑牢制度屏障。 协同机制明确构建全方位协同体系，首先要实现监督协同与执法联动。省委审计办、省审计厅在编 制年度审计项目计划时，需就金融领域重点任务充分征求省委金融办意见，确保审计工作精准对接监管 需求；在审计实施过程中，省委金融办将提供专业支持与协作配合。同时，省委金融办开展金融监管工 作时，可邀请省委审计办、省审计厅协同开展问责调查与联合检查，审计部门将发挥专业优势提供业务 支撑，省委金融办相关人员也可受邀参与具体审计项目，形成监管与审计同向发力的工作格局。 省审计厅相关负责人表示，协同机制探索问题解决路径与风险管控措施，同步提出完善制度、优化 机制的对策建议，从根源上防范化解金融风险，为陕西金融市场健康稳定发展提供有力保障。（记者： 田若楠） 在成果共用方面，建立问题线索双向移送机制。省委金融办在日常检查中发现的相关问题，可按程 序移交省委审计办、省审计厅；省委审计办、省审计厅在审 ...

Core Viewpoint - The UK's Financial Conduct Authority (FCA) has initiated a review to assess the impact of advanced artificial intelligence (AI) on retail financial markets and consumers, with findings expected by mid-2026 [1][2]. Group 1: Review Details - The review will be led by FCA Executive Director Sheldon Mills and will explore how AI evolution may influence market competition, structure, and consumer impact [2]. - The FCA has stated that it does not plan to implement AI-specific regulations [2]. Group 2: Technological Context - The review occurs amidst rapid technological advancements, including the potential rise of agentic AI systems, neuromorphic computing, and quantum capabilities, alongside the growth of digital finance technologies such as blockchain and smart contracts [3]. - Current AI applications in retail finance in the UK are described as "limited," but firms are increasingly exploring new use cases [3]. Group 3: Regulatory Recommendations - The parliamentary Treasury Committee has urged financial regulators, including the FCA, to adopt a proactive stance on AI rather than a "wait and see" approach [4]. - The committee has recommended that the FCA provide guidance by the end of the year regarding consumer protection rules related to AI and the necessary understanding for senior managers overseeing these systems [4].

Core Insights - Britain is advancing towards a comprehensive regulatory framework for cryptoassets, with the FCA proposing new consumer protection rules that may limit the use of credit cards for purchasing digital assets [1][2] FCA Proposals - The FCA has initiated a consultation to prepare firms for upcoming legislation, with a regulatory "gateway" anticipated to open in September 2026 [3] - The regulator aims to foster a trustworthy, sustainable, and competitive crypto market while acknowledging that risks will persist [4] Areas Under Consultation - The FCA is seeking feedback on various proposed rules, including: - Consumer Duty application to crypto asset firms [5] - Redress and dispute resolution mechanisms [5] - Conduct of Business Standards for fairness and transparency [5] - Restrictions on using borrowed money for crypto purchases [5] - Standards for staff training and competence [5] - Senior Managers and Certification Regime [5] - Regulatory reporting requirements for supervision [5] - Safeguarding of crypto assets [5] - Retail collateral treatment open until March 12, 2026 [5] Credit Card Regulations - The U.K. has not implemented a complete ban on using credit cards for crypto purchases, but the FCA is proposing stricter rules due to concerns over consumers borrowing to invest in volatile assets [6]

英国金融行为监管局 Financial Conduct Authority 已进入加密资产监管咨询的最后阶段，并就"消费者责 任（Consumer Duty）"规则如何适用于加密资产公司发布最终咨询文件，征求意见截止日期为 3 月 12 日。FCA 计划于 2026 年 9 月开放加密资产业务许可申请窗口，并要求所有在英国提供加密服务的机构 （包括已依据反洗钱法规注册的公司）最迟于 2027 年 10 月前获得正式授权。（CoinDesk） （来源：吴说） ...

Commodity Futures Trading Commission Chairman Michael Selig launched the Innovation Advisory Committee to provide expertise on emerging technologies reshaping financial markets, marking his first major policy initiative since taking control of the derivatives regulator last month. The newly renamed panel replaces the former Technology Advisory Committee and will include representatives from financial institutions, regulatory bodies, technology providers, public interest groups, academia, and market infras ...

Core Insights - The return of Amir Zaidi to the CFTC as Chief of Staff is significant for Bitcoin futures regulation in the U.S. as he was instrumental in the approval of Bitcoin futures trading [2][3] - The CFTC is expected to expand its oversight of Bitcoin futures and related products as Congress prepares to advance digital asset market structure legislation [5][6] - Recent developments indicate a shift in regulatory attitudes towards digital assets, with new initiatives and leadership changes at the CFTC and SEC [6][7] Group 1: Regulatory Developments - Amir Zaidi's appointment marks a return to the CFTC after a six-year absence, where he previously held senior positions and contributed to the launch of regulated Bitcoin futures contracts [2][3] - The CFTC has approved the first-ever spot cryptocurrency trading on U.S. federal markets, allowing licensed entities to offer compliant trading [4] - Under new leadership, the CFTC aims to position the U.S. as a global center for crypto activity, reflecting a more supportive regulatory environment [5][6] Group 2: Market Implications - The return of experienced officials like Zaidi suggests that rules governing Bitcoin futures are nearing final approval, which is closely monitored by market stakeholders [7] - The SEC's introduction of the "Innovation Exemption" for crypto firms starting in January indicates a more open approach to crypto markets [6] - The launch of new exchange-traded funds and resolution of legal disputes further signal a changing regulatory landscape for digital assets [6]