北交所交易权限

Search documents
北交所知识一点通 | 第一期:投资者如何开通北交所交易权限?
申万宏源证券上海北京西路营业部· 2025-06-26 02:35
Core Viewpoint - The article emphasizes the importance of enhancing public financial literacy and risk prevention capabilities, particularly in relation to the Beijing Stock Exchange (BSE) and the requirements for individual investors to participate in its market. Group 1: Conditions for Opening BSE Trading Permissions - Individual investors must have an average daily asset of no less than RMB 500,000 in their securities and funds accounts over the 20 trading days prior to applying for BSE trading permissions, excluding funds and securities borrowed through margin trading [1] - Investors must have at least 24 months of trading experience. If an investor already has trading permissions for the Sci-Tech Innovation Board, the RMB 500,000 asset requirement is waived [1] Group 2: Accounts Considered for Asset Calculation - The assets that can be counted for individual investors include those in accounts opened with China Securities Depository and Clearing Corporation Limited, member accounts, trading settlement fund accounts, stock options margin accounts, and other accounts recognized by the BSE [2][4] Group 3: Recognition of Trading Experience - Trading experience is recognized through participation in the National Equities Exchange and Quotations, A-shares, B-shares, and depositary receipts. The experience is calculated from the date of the first transaction in any securities account under the investor's unified account number [6] Group 4: Application Process for BSE Trading Permissions - Investors can apply for BSE trading permissions through a securities company’s app or by visiting a securities company branch with necessary documents such as ID, bank card, and asset proof. The securities company will verify the investor's asset status and trading experience before granting permissions [7]
北交所知识一点通 | 第二期:科创板和新三板投资者如何参与北交所交易?
申万宏源证券上海北京西路营业部· 2025-06-26 02:35
Group 1 - The article emphasizes the implementation of the Beijing Stock Exchange's (BSE) investor suitability management reforms, making it easier for Sci-Tech Innovation Board investors to access BSE trading permissions without the need for asset verification or knowledge assessment [1] - Investors who have canceled their Sci-Tech Innovation Board trading permissions must still meet the asset verification requirements when applying for BSE trading permissions, and cannot use their previous permissions as a basis for exemption [1] - Investors with New Third Board trading permissions can participate in BSE stock trading, while those with specific categories of permissions can engage in targeted issuance of preferred stock transfers [2]