日前，重庆证监局发布的行政监管措施公告显示，苏豪弘业期货股份有限公司（证券简称：弘业期货，深市代码：001236）重庆营业部被出具警示函。 经查，该营业部存在以下行为：一是未对实际控制关系账户进行管理；二是存在客户交易终端IP及MAC地址信息未能采集的情况；三是对客户交易终端 接入公司交易信息系统审核不严。 上述行为反映出该营业部合规风险管理不到位，内部控制存在缺陷，违反了《期货公司监督管理办法》（证监会令第155号）第五十六条的规定。 依据《期货公司监督管理办法》（证监会令第155号）第一百零九条，重庆证监局决定对该营业部采取出具警示函的行政监管措施。 公开资料显示，弘业期货成立于1995年，2022年在深交所上市，经营范围涵盖商品期货经纪、金融期货经纪、期货投资咨询、资产管理、基金销售等业 务。 业绩方面，弘业期货2025年上半年实现营业收入3.23亿元，同比下降68.64%；归属于上市公司股东的净利润为-360.56万元，同比下降128.17%。 截至2025年6月30日，弘业期货资产负债率为82.68%，同比下滑3.31%。 值得一提的是，9月29日，弘业期货召开第五届董事会第六次会议，审议通过了《关 ...

(免责声明：分析内容来源于互联网，不构成投资建议，请投资者根据不同行情独立判断) 来源：新浪证券-红岸工作室 9月30日，中金公司跌0.57%，成交额9.46亿元，换手率0.88%，总市值1780.78亿元。 异动分析 期货概念+国企改革+2025一季报预增+中字头股票 资金分析 1、2023年年度报告：公司控股子公司中金期货有限公司，注册资本人民币3亿5千万，为公司的全资子 公司；主业务为商品期货经纪、金融期货经纪、期货投资咨询、资产管理。 2、公司属于国有企业。公司的最终控制人为中央汇金投资有限责任公司。 3、公司预计2025-01-01到2025-03-31业绩：归属于母公司股东的净利润185800.00万元至210600.00万元, 增长幅度为50%至70%;上年同期业绩：归属于母公司股东的净利润123900.00万元,基本每股收益0.223元; 4、公司为中字头股票，公司实控人为国资委或中央国有企业或中央国家机关。 技术面：筹码平均交易成本为35.87元 该股筹码平均交易成本为35.87元，近期该股获筹码青睐，且集中度渐增；目前股价靠近支撑位36.60， 注意支撑位处反弹，若跌破支撑位则可能会开启一 ...

Core Points - Guotai Junan Futures Co., Ltd. has increased its registered capital from 5.5 billion RMB to 6 billion RMB, representing an approximate 9% increase [1] - The company was established in April 2000 and is wholly owned by Guotai Haitong Securities Co., Ltd. [1][2] - The business scope of Guotai Junan Futures includes commodity futures brokerage, financial futures brokerage, futures investment consulting, and asset management [1][2] Company Information - The legal representative of Guotai Junan Futures is Zhang Yeyue [1] - The company is registered in Shanghai and operates under the supervision of the Shanghai Municipal Market Supervision Administration [2] - The company has a registered capital of 6 billion RMB and is classified as a limited liability company [2][3] Shareholder Information - Guotai Haitong Securities Co., Ltd. is the sole shareholder, holding 100% of the shares [3] - The registered capital was last updated on October 8, 2024, reflecting the recent capital increase [3]

【导读】高盛中国期货子公司获批 证监会官网最新披露显示，乾坤期货获批变更股权和实际控制人，公司实际控制人变更为高盛集团。 获批前，乾坤期货由北京高华证券（以下简称北京高华）持股95.1%，高盛（中国）证券（以下简称高盛中国）持股4.9%。变更后由高盛中国全资持有， 出资额为3.17亿元。 高盛中国对乾坤期货的股权收购历时逾4年。 2021年4月，高盛中国的前身高盛高华证券（以下简称高盛高华）与北京高华签订股权转让协议，由高盛高华受让北京高华持有的乾坤期货100%股权。 2021年5月，乾坤期货向证监会提交股权变更的申请。2022年11月1日，高盛高华认购乾坤期货新增注册资本1035.65万元，成为持有乾坤期货4.9%股权的 股东，北京高华对乾坤期货的持股比例变更为95.1%。 本次获批后，乾坤期货由高盛中国全资控股。乾坤期货经营范围为金融期货经纪、商品期货经纪。 乾坤期货获批成为高盛中国全资子公司后，高盛集团在华布局主体包括高盛（中国）证券、乾坤期货和北京盛泽投资。 乾坤期货获批变更股权，由高盛中国全资控股，境内已有4家外商独资期货公司。 乾坤期货获批变更股权 由高盛中国全资控股 已有4家外资独资期货子公司 ...

【导读】高盛中国期货子公司获批 乾坤期货获批变更股权，由高盛中国全资控股，境内已有4家外商独资期货公司。 乾坤期货获批变更股权 由高盛中国全资控股 证监会官网最新披露显示，乾坤期货获批变更股权和实际控制人，公司实际控制人变更为高盛集团。 已有4家外资独资期货子公司 自2020年1月起，期货公司外资股比限制被取消。 获批前，乾坤期货由北京高华证券（以下简称北京高华）持股95.1%，高盛（中国）证券（以下简称高盛中国）持股4.9%。变更后由高盛中国全资持有， 出资额为3.17亿元。 高盛中国对乾坤期货的股权收购历时逾4年。 2021年4月，高盛中国的前身高盛高华证券（以下简称高盛高华）与北京高华签订股权转让协议，由高盛高华受让北京高华持有的乾坤期货100%股权。 2021年5月，乾坤期货向证监会提交股权变更的申请。2022年11月1日，高盛高华认购乾坤期货新增注册资本1035.65万元，成为持有乾坤期货4.9%股权的 股东，北京高华对乾坤期货的持股比例变更为95.1%。 本次获批后，乾坤期货由高盛中国全资控股。乾坤期货经营范围为金融期货经纪、商品期货经纪。 乾坤期货获批成为高盛中国全资子公司后，高盛集团在华布局主 ...

【 导读 】 高盛中国期货子公司获批 中国基金报记者 储是 乾坤期货获批 变更股权， 由高盛中国全资控股，境内已有4家外商独资期货公司。 乾坤期货获批 变更股权 由高盛中国全资控股 2021年5月，乾坤期货向证监会提交股权变更的申请。2022年11月1日，高盛高华认购乾坤期货新增注册资本1035.65万元，成为持有乾 坤期货4.9%股权的股东，北京高华对乾坤期货的持股比例变更为95.1%。 本次获批后， 乾坤期货 由高盛中国全资控股。 乾坤期货经营范围 为 金融期货经纪、商品期货经纪 。 乾坤期货获批成为高盛中国全资子公司 后 ，高盛 集团在华布局主体包括 高盛（中国）证券、乾坤期货 和 北京盛泽投资。 | 控制企业 3 0 | AIR | | | | --- | --- | --- | --- | | 序号 | | 控制企业 | 状态 | | 1 | EFE | 高盛（中国）证券有限责任公司 居 | 存续 | | 2 | | e== | 存续 | | 3 | 震回 | 北京盛泽投资管理有限责任公司 富 | 存续 | | × | | | | 已有4家外资独资期货子公司 自 2020年1月 起 ，期货公司外资股 ...

弘业期货所属申万行业为：非银金融-多元金融-期货。所属概念板块包括：江苏国资、期货概念、国资 改革、中盘、H股等。 截至6月30日，弘业期货股东户数6.26万，较上期增加43.72%；人均流通股0股，较上期增加0.00%。 2025年1月-6月，弘业期货实现营业收入0.00元；归母净利润-360.56万元，同比减少128.17%。 弘业期货今年以来股价涨14.33%，近5个交易日跌4.18%，近20日跌11.92%，近60日跌13.24%。 今年以来弘业期货已经8次登上龙虎榜，最近一次登上龙虎榜为7月14日，当日龙虎榜净买入2467.63万 元；买入总计1.84亿元 ，占总成交额比14.85%；卖出总计1.59亿元 ，占总成交额比12.86%。 资料显示，苏豪弘业期货股份有限公司位于江苏省南京市建邺区江东中路399号3幢，成立日期1995年7 月31日，上市日期2022年8月5日，公司主营业务涉及商品期货经纪、金融期货经纪、期货投资咨询、资 产管理、基金销售和金融资产投资业务。通过全资子公司弘业资本主要从事大宗商品交易及风险管理业 务,通过全资境外子公司弘业国际金融主要从事境外证券及期货交易服务。主营业务收入 ...

Group 1 - Nanhua Futures has received approval from the China Securities Regulatory Commission (CSRC) for its plan to issue H-shares and list on the Hong Kong Stock Exchange, marking significant progress in its listing process [2][3] - The company plans to issue up to 123,807,500 shares for its overseas listing, indicating that it has met domestic regulatory requirements and is moving to the next stage of the overseas approval process [3] - Nanhua Futures aims to deepen its global strategic layout through this listing, which is a continuation of its growth strategy since its initial public offering on the Shanghai Stock Exchange in August 2019 [3][4] Group 2 - If successful, Nanhua Futures will become the second A+H listed futures company in China, joining Hongye Futures, which is currently the only one [4] - According to Frost & Sullivan data, Nanhua Futures ranks 8th among all futures companies in China by total revenue in 2023 and ranks 1st among non-financial institution-related futures companies [4] - As of June 30, 2025, Nanhua Futures reported total operating revenue of 1.101 billion yuan, a year-on-year decrease of 58.27%, while its net profit attributable to shareholders increased by 1.0699 million yuan, marking a 0.46% year-on-year increase [5]

Core Viewpoint - Nanhua Futures has made significant progress in its plan to issue H-shares and list on the Hong Kong Stock Exchange, having received the necessary filing from the China Securities Regulatory Commission (CSRC) [1][2]. Group 1: Listing Progress - The company plans to issue up to 123,807,500 H-shares for listing on the Hong Kong Stock Exchange [2]. - The receipt of the CSRC's filing indicates that Nanhua Futures has met domestic regulatory requirements and is moving to the next stage of overseas approval [2]. - The company still needs to obtain approvals from the Hong Kong Securities and Futures Commission and the Hong Kong Stock Exchange, indicating that uncertainties remain [2][3]. Group 2: Company Background - Nanhua Futures was established in 1996 and successfully listed on the Shanghai Stock Exchange in August 2019 [4]. - The company primarily engages in commodity futures brokerage, financial futures brokerage, futures investment consulting, asset management, and securities investment fund distribution, serving as a global financial derivatives service platform [4]. - If successful, Nanhua Futures will become the second "A+H" listed futures company in China, following Hongye Futures [4]. Group 3: Financial Performance - According to the latest financial report, Nanhua Futures achieved total operating revenue of 1.101 billion yuan, a year-on-year decrease of 58.27% [4]. - The company reported a net profit attributable to shareholders of 231 million yuan, an increase of 1.0699 million yuan compared to the same period last year, marking three consecutive years of growth with a year-on-year increase of 0.46% [4].

Group 1 - The core viewpoint of the news is that 弘业期货's stock has experienced fluctuations, with a year-to-date increase of 16.93% but recent declines over various time frames, indicating volatility in its market performance [2][3] - As of September 19, 弘业期货's stock price was reported at 11.26 yuan per share, with a market capitalization of 11.348 billion yuan and a trading volume of 57.01 million yuan [1] - The company has seen a net outflow of 6.1433 million yuan in principal funds, with significant selling pressure as indicated by a 21.23% sell-off compared to a 10.45% buying ratio [1] Group 2 - 弘业期货 has been listed on the龙虎榜 eight times this year, with the most recent net buy of 24.6763 million yuan on July 14, indicating active trading interest [2] - The company's main business segments include commodity futures brokerage (89.16% of revenue) and asset management (10.84% of revenue), highlighting its focus on risk management and trading services [2] - As of June 30, 2025, 弘业期货 reported a net profit of -3.6056 million yuan, a significant year-on-year decrease of 128.17% [3] Group 3 - The company has distributed a total of 44.3422 million yuan in dividends since its A-share listing, reflecting its commitment to returning value to shareholders [4] - The number of shareholders increased by 43.72% to 62,600 as of June 30, 2025, indicating growing investor interest [3] - Major shareholders include Hong Kong Central Clearing Limited and Southern CSI 1000 ETF, with notable increases in their holdings, suggesting confidence in the company's future [4]