Core Viewpoint - The company has announced a guarantee for a bond issuance by its wholly-owned subsidiary, CSCIF Hong Kong Limited, with a total guarantee amount of RMB 800 million, aimed at supplementing overseas operational funds [1][2][5]. Group 1: Guarantee Overview - The guarantee is provided by CITIC Securities International, a wholly-owned subsidiary of the company, for the bond issuance by CSCIF Hong Kong Limited, with a maximum principal amount of USD 4 billion under the medium-term note program [1]. - The bond issuance was completed on February 25, 2026, with a principal amount of RMB 800 million [1][2]. Group 2: Internal Decision-Making Process - The guarantee was approved by the company's board of directors and the first extraordinary general meeting of shareholders in 2023, authorizing the issuance of domestic and foreign debt financing tools and the provision of guarantees [3][7]. - The board and shareholders of CITIC Securities International convened to approve the guarantee for the bond issuance under the medium-term note program [3][7]. Group 3: Guarantee Agreement Details - The guarantee agreement signed on February 25, 2026, provides unconditional and irrevocable joint liability guarantee for the bond's principal, interest, and other payment obligations [4]. - The guarantee amount is RMB 800 million, and there is no counter-guarantee involved [4]. Group 4: Necessity and Reasonableness of the Guarantee - The bond issuance of RMB 800 million is intended to support the operational funds of the overseas business [5]. - The subsidiary has a debt-to-asset ratio exceeding 70%, but the company holds 100% equity through CITIC Securities International, allowing it to monitor repayment capabilities effectively, thus controlling guarantee risks [5]. Group 5: Cumulative Guarantee Situation - As of the announcement date, the total guarantees provided by the company and its subsidiaries amount to RMB 471.22 billion, representing 44.26% of the latest audited net assets [7]. - The guarantees provided to subsidiaries amount to RMB 90.79 billion, accounting for 8.53% of the latest audited net assets, with no overdue guarantees reported [7].

Group 1 - The core stock price of CITIC Securities (601066) closed at 24.31 yuan on February 6, 2026, down by 1.1% with a turnover rate of 0.22% and a trading volume of 140,800 shares, amounting to a total transaction value of 343 million yuan [1]. - On February 6, the net inflow of main funds was 6.4853 million yuan, accounting for 1.89% of the total transaction value, while retail investors had a net inflow of 964,000 yuan, representing 0.28% of the total transaction value [1][3]. - The company announced that its indirect wholly-owned subsidiary, CSCIF Hong Kong Limited, issued a medium-term note of 350 million yuan with a term of 358 days under its medium-term note program, guaranteed by CITIC Securities International for 357 million yuan [1][3]. Group 2 - The guarantee provided by CITIC Securities International is unconditional and irrevocable, aimed at supplementing the operational funds for overseas business, with the guaranteed entity having a debt-to-asset ratio exceeding 70% [1]. - As of the announcement date, the total amount of external guarantees provided by the company and its subsidiaries was 47.338 billion yuan, which accounts for 44.46% of the most recent audited net assets, with no overdue guarantees reported [1].

Core Viewpoint - CITIC Securities has shown a slight increase in stock price, with a current market capitalization of 188.57 billion yuan, ranking 5th in the securities sector and 85th in the A-share market [1] Company Announcements Summary - CITIC Securities' wholly-owned subsidiary, CITIC Securities (International) Financial Holdings Limited, issued a medium-term note of 374 million yuan with a maturity of 364 days, guaranteed by CITIC Securities International for 382 million yuan, aimed at supplementing overseas operational funds [1] - Another medium-term note of 350 million yuan was issued by CSCIF Hong Kong Limited, with a guarantee amount of 357 million yuan, also for overseas operational funding [2][3] - The total amount of external guarantees by the company and its subsidiaries is 498.65 billion yuan, accounting for 46.84% of the latest audited net assets, with no overdue guarantees [1] Share Capital and Shareholder Changes - As of January 31, 2026, there has been no change in the registered capital of CITIC Securities, with H-shares totaling 1,261,023,762 and A-shares totaling 6,495,671,035, both with a par value of 1 yuan [2][3] - The total number of issued shares remains unchanged, and there are no treasury shares [2][3]

Group 1 - The stock price of CITIC Securities (601066) closed at 24.58 yuan on February 5, 2026, with a 1.03% increase from the previous trading day, resulting in a total market capitalization of 190.66 billion yuan [1] - The stock opened at 24.35 yuan, reached a high of 24.78 yuan, and a low of 24.33 yuan, with a trading volume of 5.36 billion yuan and a turnover rate of 0.34% [1] - CITIC Securities announced that its wholly-owned subsidiary, CITIC Securities (International) Financial Holdings Limited, issued a note of 350 million yuan with a term of 358 days under its medium-term note program [1] Group 2 - The note is guaranteed by CITIC Securities International with an unconditional and irrevocable joint liability guarantee amounting to 357 million yuan, with no counter-guarantee [1] - The guarantee is intended to supplement the operating funds for overseas business, and the guaranteed party has a debt-to-asset ratio exceeding 70%, although the company holds 100% of its shares [1] - As of the announcement date, the total amount of external guarantees provided by the company and its subsidiaries is 473.38 billion yuan, accounting for 44.46% of the most recent audited net assets, with no overdue guarantees [1]

Group 1 - The stock price of CITIC Securities (601066) closed at 24.33 yuan on February 4, 2026, with an increase of 1.33% and a turnover rate of 0.24% [1] - The main capital inflow on February 4 was 28.41 million yuan, accounting for 7.62% of the total transaction amount [1][3] - The company announced that its indirect wholly-owned subsidiary, CSCIF Hong Kong Limited, issued a note of 374 million yuan under an overseas medium-term note program, with a maturity of 364 days [1][3] Group 2 - The total amount of guarantees provided by the company and its subsidiaries was 49.865 billion yuan, which represents 46.84% of the latest audited net assets, all of which are guarantees for subsidiaries without overdue guarantees [1] - The company confirmed that the number of H-shares and A-shares remained unchanged as of January 31, 2026, with H-shares totaling 1,261,023,762 and A-shares totaling 6,495,671,035 [2]

Summary of Key Points Core Viewpoint - On February 3, 2026, CITIC Securities (601066) closed at 24.01 yuan, reflecting a 0.5% increase with a turnover rate of 0.23% and a trading volume of 147,000 shares, amounting to a transaction value of 352 million yuan [1]. Trading Information - On February 3, the net outflow of main funds was 1.526 million yuan, accounting for 0.43% of the total transaction value [3]. - The net outflow of speculative funds was 20.728 million yuan, representing 5.9% of the total transaction value [1]. - Retail investors saw a net inflow of 22.254 million yuan, which is 6.33% of the total transaction value [1]. Company Announcements - CITIC Securities' wholly-owned subsidiary, CITIC Securities (International) Financial Holdings Limited, through its indirect wholly-owned subsidiary CSCIF Hong Kong Limited, issued a foreign medium-term note with a principal amount of 374 million yuan and a term of 364 days [1][3]. - CITIC Securities (International) provided an unconditional and irrevocable joint liability guarantee for the note amounting to 382 million yuan, with no counter-guarantee [1]. - The guarantee is intended to supplement the operating funds for overseas business [1]. - As of the announcement date, the total amount of external guarantees provided by the company and its subsidiaries was 49.865 billion yuan, which accounts for 46.84% of the most recent audited net assets, all of which are guarantees for subsidiaries with no overdue guarantees [1].

Core Viewpoint - CITIC Securities Co., Ltd. has issued a notice regarding the issuance of medium-term notes by its indirect wholly-owned subsidiary, CSCIF Hong Kong Limited, under a medium-term note program, with a total issuance amount of USD 120 million [1] Group 1: Company Performance - As of January 28, 2026, CITIC Securities' stock closed at CNY 24.13, down 1.15% from the previous trading day, with a total market capitalization of CNY 187.169 billion [1] - The stock opened at CNY 24.41, reached a high of CNY 24.48, and a low of CNY 24.12, with a trading volume of CNY 483 million and a turnover rate of 0.31% [1] Group 2: Financial Details - The medium-term notes issued by CSCIF Hong Kong Limited have a maturity of 6 months, with CITIC Securities International providing an unconditional and irrevocable joint liability guarantee for the notes amounting to USD 122 million, equivalent to CNY 860 million [1] - As of the announcement date, the total amount of guarantees provided by the company and its subsidiaries is CNY 46.664 billion, accounting for 43.83% of the most recent audited net assets, with no overdue guarantees reported [1]

Group 1 - The stock price of CITIC Securities (601066) closed at 24.68 yuan on January 26, 2026, with a slight decrease of 0.12% and a turnover rate of 0.4% [1] - The trading volume was 259,700 shares, with a total transaction amount of 641 million yuan [1] - On January 26, the net inflow of main funds was 60.97 million yuan, accounting for 9.52% of the total transaction amount [1][3] Group 2 - CITIC Securities' wholly-owned subsidiary, CSCIF Hong Kong Limited, completed an issuance of 600 million yuan in offshore medium-term notes with a maturity of 361 days [1][3] - CITIC International provided an unconditional and irrevocable joint liability guarantee for the notes, amounting to 612 million yuan, with no counter-guarantee [1] - As of the announcement date, the total external guarantee balance of the company and its subsidiaries was 45.804 billion yuan, representing 43.02% of the latest audited net assets, with no overdue guarantees [1]

Core Viewpoint - CITIC Securities Co., Ltd. has issued a notice regarding the issuance of medium-term notes by its indirect wholly-owned subsidiary, CSCIF Hong Kong Limited, under a medium-term note program, with a guarantee provided by its wholly-owned subsidiary [1] Group 1: Company Performance - As of January 26, 2026, CITIC Securities' stock closed at 24.68 yuan, down 0.12% from the previous trading day, with a total market capitalization of 191.43 billion yuan [1] - The stock opened at 24.63 yuan, reached a high of 24.89 yuan, and a low of 24.49 yuan, with a trading volume of 641 million yuan and a turnover rate of 0.4% [1] Group 2: Financial Activities - The indirect wholly-owned subsidiary, CSCIF Hong Kong Limited, completed a note issuance of 600 million yuan under the medium-term note program, with a term of 361 days [1] - CITIC Securities International provided an unconditional and irrevocable joint liability guarantee for the note issuance, amounting to 612 million yuan, with no counter-guarantee [1] - As of the announcement date, the company and its holding subsidiaries had a total external guarantee balance of 45.804 billion yuan, accounting for 43.02% of the latest audited net assets, with no overdue guarantees [1]

Trading Information Summary - On January 23, 2026, CITIC Securities (601066) closed at 24.71 yuan, with a trading volume of 207,500 shares and a total transaction amount of 513 million yuan [1] - The net inflow of main funds was 40.71 million yuan, accounting for 7.94% of the total transaction amount, indicating significant capital absorption [1][3] - Retail investors experienced a net outflow of 60.26 million yuan, representing 11.76% of the total transaction amount [1] Company Announcement Summary - CITIC Securities' wholly-owned subsidiary, CSCIF Hong Kong Limited, issued 200 million USD in medium-term notes under an overseas medium-term note program, with a maturity of 364 days [1] - CITIC International provided an unconditional and irrevocable joint liability guarantee of 208 million USD for the notes, aimed at supplementing overseas operational funds [1][3] - The guaranteed party has a debt-to-asset ratio exceeding 70%, but the guarantee risk is considered controllable [1]