期货居间服务
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如何成为期货居间人
Xin Lang Cai Jing· 2026-01-12 01:18
1、 null 2、 自然人居间人应遵守的执业规范主要包括:诚信守法、公正透明、勤勉尽责、保守秘密、避免利益 冲突等。 3、 居间人从事期货相关业务须取得相应执业资格,并在许可范围内依法合规开展活动。 4、 居间人在开展业务时,严禁损害客户或期货公司权益,不得扰乱市场秩序。具备代理交易资格的居 间人须秉持谨慎勤勉态度,坚持客户利益优先,公平对待每一位客户,切实履行职责,维护市场正常运 行。 5、 严禁虚假宣传、承诺收益、挪用客户资金等损害客户利益的欺诈行为,不得代理客户办理期货保证 金的收付、存取或划转,不得为客户参与期货交易提供融资。 6、 居间人收取佣金须经居间协议或期货经纪合同告知客户,确保客户知情。 7、 居间人须与期货公司签订协议,且不得同时与两家或以上期货公司存在居间关系。 10、 居间合同双方应履行相应义务 11、 居间人应如实向委托人报告与订立合同相关的信 息,积极提供签约机会或促成交易的媒介服务。 8、 严禁不正当竞争行为。 9、 补充信息 12、 居间人应诚信履行义务,如实报告合同订立的相关 事项及重要信息。 13、 居间人促成合同成立后,其活动费用由居间人自行 承担。 14、 在媒介居间 ...
期货居间人新规自8月1日起施行
Qi Huo Ri Bao Wang· 2025-05-11 16:14
Core Viewpoint - The revised "Management Measures for Futures Company Intermediaries" will take effect on August 1, 2025, aiming to enhance the compliance and management of futures intermediaries, thereby better serving the real economy and establishing a new development pattern [1][2]. Group 1: Key Measures and Regulations - The new measures will enforce stricter management responsibilities on futures companies regarding intermediaries, ensuring all existing contracts comply with the new regulations [2]. - Five key areas of optimization include: 1. Clearer requirements for futures companies in intermediary cooperation, prohibiting partnerships with intermediaries already engaged with other companies to avoid conflicts of interest [3]. 2. Enhanced monitoring of client transactions under intermediaries, with specific reporting requirements for those managing over 20 clients or with client equity exceeding 2 million yuan [3][4]. 3. Strengthened full-process management of intermediaries, including mandatory training and compliance evaluations [4]. 4. Increased self-regulation for futures companies, with a focus on monitoring and addressing client complaints [4]. 5. Improved exit mechanisms for intermediaries to protect traders' rights and enforce a "zero tolerance" policy [4]. Group 2: Industry Impact and Future Trends - The new measures are expected to optimize the intermediary ecosystem, leading to the elimination of subpar intermediaries and better protection of traders' rights [8]. - The industry is witnessing a trend of futures companies reducing reliance on intermediaries, focusing instead on enhancing their own staff capabilities and direct service to clients [8]. - The overall scale of registered intermediaries is decreasing, with a reported reduction of 650 intermediaries (12.83%) from December 2024 to March 2025 [8].