Regulatory Landscape - SEC's Office of the Advocate for Small Business Capital Formation submitted its Small Business Forum report to Congress [1] - The report contains recommendations for improving capital-raising for small businesses [1]

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Regulatory Collaboration - The company will host a joint roundtable with the CFTC on September 29 to discuss regulatory harmonization priorities [1] Event Details - The roundtable aims to address regulatory harmonization priorities between the agencies [1]

Regulatory Affairs - The SEC's Division of Trading and Markets is seeking two attorneys for different roles [1] - Application deadline is Sept 26, 2025 [1] Location - The positions are located in Washington, DC [1]

Regulatory Focus - The SEC is focused on strengthening markets and opening opportunities for investors [1] - The SEC aims to further eliminate unnecessary regulatory burdens on companies, following President Trump's request [1]

Events & Remarks - SEC Paul Atkins gave remarks at the Investor Advisory Committee Meeting [1] - Remarks are available online [1]

Regulatory & Compliance - Former SEC Commissioner Paul Atkins scheduled an appearance on CNBC's Squawk Box at 8:30am ET [1]

Policy Stance - Trade-through prohibitions policy needs a course correction [1] Regulatory Focus - The policy has been followed closely for several years [1]

Investment Fraud Awareness - Highlights the importance of being aware of investment fraud red flags [1] - Directs individuals to a checklist for identifying potential investment fraud [1] Resources for Protection - Provides a link to the Red Flags of Investment Fraud Checklist [1] - Offers a resource (likely a website or document) to help protect against investment fraud [1]

Regulatory Focus - The SEC aims to revitalize the IPO market [1] - Mandatory arbitration and Rule 431 are initial steps towards this goal [1]