Policy Stance - Trade-through prohibitions policy needs a course correction [1] Regulatory Focus - The policy has been followed closely for several years [1]

Investment Fraud Awareness - Highlights the importance of being aware of investment fraud red flags [1] - Directs individuals to a checklist for identifying potential investment fraud [1] Resources for Protection - Provides a link to the Red Flags of Investment Fraud Checklist [1] - Offers a resource (likely a website or document) to help protect against investment fraud [1]

Regulatory Focus - The SEC aims to revitalize the IPO market [1] - Mandatory arbitration and Rule 431 are initial steps towards this goal [1]

The SEC will host a series of three compliance outreach events regarding the 2024 adoption of amendments to Regulation S-P. The first event will be for large firms and take place on Sept. 25 from 1-2 p.m. ET. Qs may be submitted in advance. Event details: https://t.co/Fjk5a8nAjQ ...

The SEC does not endorse or sponsor any particular securities, issuers, products, services, professional credentials, firms, or individuals.More on the Crypto Task Force: On the Road: https://t.co/AIj4oFwsGt ...

Please note that an invitation to participate in one of these meetings does not serve as an endorsement of the project or any affiliate(s) of the project. ...

The SEC’s Crypto Task Force is hitting the road and coordinating opportunities for stakeholders to meet with Commissioner Peirce and the team. To promote open dialogue and transparency, we're posting a list of the projects and representatives participating in each of the mtgs. ...

Reminder: Our roundtable on trade-through prohibitions in the National Market System stock and listed options markets is tomorrow, Sept. 18.See agenda and other details: https://t.co/GwMcZQxTEQ ...

Fees and expenses can reduce your investment returns. Learn about some common mutual fund and exchange-traded fund (ETF) fees and expenses: https://t.co/6TzU6z2vmR https://t.co/0FMGWFtE9w ...

The SEC announces four new members to fill vacancies on its Investor Advisory Committee https://t.co/rCCZmX0Lr9 ...