Our Division of Trading and Markets issued a staff statement on the custody of crypto asset securities by broker-dealers. https://t.co/5u3mrAGmmu ...

Scam Warning Signs - Time-sensitive offers are a common red flag [1] - High-pressure sales tactics indicate potential scams [1] - Deals that seem too good to be true should raise suspicion [1] - Promises of high guaranteed returns are a warning sign [1] Target Audience - Scams often target older adults [1]

RT Paul Atkins (@SECPaulSAtkins)Yesterday, I joined my fellow Commissioners, Trading and Markets Director Jamie Selway, and panelists at @uaustinorg for a robust discussion on reassessing Rule 611 of Regulation NMS. https://t.co/VgKDbypIng ...

Our Divisions of Examinations and Trading and Markets are holding a virtual webinar today at 1 p.m. ET regarding the 2024 adoption of amendments to Regulation S-P.Details: https://t.co/iXEPEgHMKL ...

How well can you spot fraud tactics and scams? Test your fraud literacy today!https://t.co/S3o9NYspIH https://t.co/LBxZrAruIj ...

The Division of Examinations released a Risk Alert to promote investor adviser compliance with the Marketing Rule. The Risk Alert shares observations from exams and addresses provisions relating to endorsements and testimonials and third-party ratings. https://t.co/xpuX6fVdM2 ...

Reminder: We will be hosting a roundtable today to discuss Rule 611 of Regulation NMS and other associated rules and regulatory requirements.Tune in to the livestream today at 10 a.m. ET: https://t.co/TNcnpgobrY ...

Are you required to take money out of your IRA or 401(k) account this year? Use the https://t.co/HcJIp4BiPo Required Minimum Distribution (RMD) calculator to know how much you need to withdraw.https://t.co/kZ2udkGeE9 ...

We will be hosting a roundtable on Dec. 16 to discuss Rule 611 of Regulation NMS and other associated rules and regulatory requirements. A livestream will be available on https://t.co/kacEcVjwPi.See details on agenda, panelists, and registration info: https://t.co/TNcnpgobrY ...

Reminder: Our Crypto Task Force Roundtable on Financial Surveillance and Privacy is at 1 p.m. ET today.A livestream will be available: https://t.co/Xm4ZscYQbA ...