中化国际（控股）股份有限公司 公司章程 1 | 第一章 总 | 则 3 | | | --- | --- | --- | | 第二章 | 经营宗旨和范围 5 | | | 第三章 股 | 份 5 | | | 第四章 | 股东和股东大会 9 | | | 第五章 党委 | 29 | | | 第六章 董事会 | 31 | | | 第七章 | 总经理及其他高级管理人员 | 43 | | 第八章 监事会 | 46 | | | 第九章 | 财务会计制度、利润分配和审计 | 49 | | 第十章 | 通知和公告 54 | | | 第十一章 | 合并、分立、增资、减资、解散和清算 | 55 | | 第十二章 | 修改章程 59 | | | 第十三章 附 | 则 60 | | 第一章 总 则 第一条 为维护公司、股东和债权人的合法权益，规范公司的组 织和行为，根据《中华人民共和国公司法》（以下简称《公司法》）、 《中华人民共和国证券法》（以下简称《证券法》）和其他有关规定， 制订本章程。 第二条 公司系依照《公司法》和其他有关规定成立的股份有限 公司（以下简称"公司"）。 公司经中华人民共和国对外贸易经济合作部（1998）外经贸政 ...

事前认可意见 根据中国证监会《上市公司治理准则》、《上市公司独立董事管理 办法》及《上海证券交易所股票上市规则》的有关规定，我们作为公 司的独立董事，本着对公司、全体股东和投资者负责的态度，秉持实 事求是的原则，对提交公司第九届董事会第十三次会议审议的相关议 案进行了认真的事前审查，并发表事先认可意见如下： 一、关于续聘会计师事务所的事前认可意见 毕马威华振会计师事务所在过往为公司服务中能够遵循审计准 则等法律法规以及独立、客观、公正的职业准则履行职务，具有较强 的专业胜任能力、勤勉尽职的履职能力，切实履行了审计机构应尽的 职责，较好完成了审计工作。公司续聘毕马威华振会计师事务所为公 司 2023 年度财务审计机构与内控审计机构，能够满足公司 2023 年度 财务及内控审计工作的要求，不存在侵害公司及其股东，特别是中小 股东利益的情况，符合中国证监会和上交所的有关规定。 基于以上判断，我们同意将上述议案提交公司第九届第十三次董 事会审议。 中化国际（控股）股份有限公司独立董事 关于第九届董事会第十三次会议相关事项的 - 2 - （本页无正文，为《中化国际（控股）股份有限公司独立董事关于第九届董事 会第十三次会 ...

中化国际（控股）股份有限公司 第九届监事会第六次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 中化国际（控股）股份有限公司（以下简称"公司"）第九届监事会第六次 会议于2023年10月27日以通讯表决的方式召开。会议应到监事3名，实到监事3名， 出席会议监事超过全体监事的半数。会议符合《公司法》《公司章程》及《监事 会议事规则》的有关规定。经认真讨论，会议审议通过以下决议： | 证券代码：600500 | 证券简称：中化国际 | | | 编号：2023-052 | | --- | --- | --- | --- | --- | | 债券代码：175781 | 债券简称：21 | 中化 | G1 | | | 债券代码：185229 | 债券简称：22 | 中化 | G1 | | | 债券代码：138949 | 债券简称：23 | 中化 | K1 | | 果。 三、参与2023年第三季度报告编制和审议的人员严格遵守保密规定，无损害 公司和投资者利益的行为发生。 四、公司监事会和监事保证本报告所载资料不存在任何 ...

中化国际（控股）股份有限公司 独立董事制度 第一章 总 则 第一条 为进一步完善公司的法人治理结构，充分发挥独立董事 在公司治理中的作用，保证中化国际（控股）股份有限公司（以下简 称"公司"）规范运作，更好地维护全体股东、尤其是中小股东利益， 根据《中华人民共和国证券法》、《上市公司独立董事管理办法》（以下 简称《管理办法》）、《上海证券交易所股票上市规则》、《上海证券交 易所上市公司自律监管指引第 1 号——规范运作》和《中化国际（控股）股 份有限公司章程》（以下简称《公司章程》）的有关规定，特制定本独 立董事制度。 第二条 独立董事是指不在上市公司担任除董事外的其他职务， 并与其所受聘的上市公司及其主要股东、实际控制人不存在直接或者 间接利害关系，或者其他可能影响其进行独立客观判断关系的董事。 独立董事应当独立履行职责，不受公司及其主要股东、实际控制 人等单位或者个人的影响。 第三条 独立董事对公司及全体股东负有忠实与勤勉义务，应当 按照法律、行政法规、中国证券监督管理委员会（以下简称中国证监 会）规定、证券交易所业务规则和公司章程的规定，认真履行职责， 在董事会中发挥参与决策、监督制衡、专业咨询作用，维 ...

| | | 债券代码：175781 债券简称：21 中化 G1 债券代码：185229 债券简称：22 中化 G1 债券代码：138949 债券简称：23 中化 K1 中化国际（控股）股份有限公司 关于召开2023年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： （网址：http://roadshow.sseinfo.com/） （三） 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 10 月 25 日(星期三) 至 10 月 31 日(星期二)16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 600500@sinochem.com 进行提问。公司将在说明会上对投资者普遍关注的问 题进行回答。 中化国际（控股）股份有限公司（以下简称"公司"）将于 2023 年 10 月 31 日发布公司 2023 年第三季度报告，为便于广大投资者更全面深入地了解公司 2023 年第三季度经营成果、财务状况，公司计划于 2023 年 11 月 01 日 下午 ...

| 证券代码：600500 | 证券简称：中化国际 | 编号：2023-049 | | --- | --- | --- | | 债券代码：175781 | 债券简称：21中化G1 | | | 债券代码：185229 | 债券简称：22中化G1 | | | 债券代码：138949 | 债券简称：23中化K1 | | 中化国际（控股）股份有限公司 股权激励限制性股票回购注销实施公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 回购注销原因：鉴于中化国际（控股）股份有限公司（以下简称"公司"） 25 名原激励对象已离职，根据《上市公司股权激励管理办法》（以下简称"《管 理办法》"）《中化国际（控股）股份有限公司 2019 年限制性股票激励计划（草 案修订稿）》（以下简称"《激励计划》"）相关规定，该 25 人不再符合激励计划 的条件，其持有但尚未达到解除限售条件的合计 2,264,860 股限制性股票应由公 司进行回购并注销。 一、本次限制性股票回购注销的决策与信息披露 1、2023年7月24日，公司召开第 ...

北京安杰世泽律师事务所 关于 中化国际（控股）股份有限公司 2019 年限制性股票激励计划 回购注销部分限制性股票实施情况 之 法律意见书 二〇二三年十月 北京安杰世泽律师事务所（以下简称"本所"）接受中化国际（控股）股份有限 公司（以下简称"公司"）委托，根据《中华人民共和国公司法》（以下简称"《公 司法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）、《上市公司 股权激励管理办法》（以下简称"《管理办法》"）、《国有控股上市公司（境内） 实施股权激励试行办法》（以下简称"《试行办法》"）、《关于规范国有控股上市 公司实施股权激励制度有关问题的通知》（以下简称"《规范通知》"）等法律法规、 规范性文件及《中化国际（控股）股份有限公司章程》（以下简称"《公司章程》"）、 《中化国际（控股）股份有限公司 2019 年限制性股票激励计划（草案修订稿）》（以 下简称"《激励计划》"）的有关规定，就公司 2019 年限制性股票激励计划（以下简 称"本次激励计划"） 部分激励对象已获授但尚未解除限售的限制性股票的回购注销 （以下简称"本次回购注销"）实施情况出具本法律意见书。 为出具本法律意见书，本所律师审阅 ...

| | | 债券代码：175781 债券简称：21中化G1 债券代码：185229 债券简称：22中化G1 债券代码：138949 债券简称：23中化K1 中化国际（控股）股份有限公司 关于获得政府补助的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、获取补助的基本情况 中化国际（控股）股份有限公司（以下简称"公司"）及子公司自 2023 年 1 月 1 日至本公告日期间，累计获得与收益相关的政府补助 131,628,832.93 元， 占公司 2022 年度经审计的归属于上市公司股东净利润的 10.04%，具体情况如下 所示： 单位：人民币元 | | | | | | 业固废综合利用 | | --- | --- | --- | --- | --- | --- | | | | | | | 奖补资金等的通 | | | | | | | 知》 | | 5 | 江苏扬农化工集团 | 2023 年 2 月 | 2022 年度市 "绿扬 金凤计划 "人才项 | 150,000.00 | 扬人才办 | | | 有限公司 | 2 ...

二、募集资金存放与使用情况 为了规范募集资金的管理和使用，保护投资者权益，公司依照《中华人民 共和国公司法》、《中华人民共和国证券法》、《上市公司监管指引第2号—上 市公司募集资金管理和使用的监管要求》、《上海证券交易所股票上市规则》 《上海证券交易所上市公司自律监管指引第1号——规范运作》等法律法规，结 合公司实际情况，制定了《中化国际（控股）股份有限公司募集资金使用管理 办法》（以下简称"《管理制度》"），该《管理制度》最新修订情况经公司 | 证券代码：600500 | 证券简称：中化国际 | 编号：2023-047 | | --- | --- | --- | | 债券代码：175781 | 债券简称：21中化G1 | | | 债券代码：185229 | 债券简称：22中化G1 | | | 债券代码：138949 | 债券简称：23中化K1 | | 中化国际（控股）股份有限公司 关于募集资金使用完毕及账户注销的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、募集资金基本情况 经中国证券监督管理委员会《关于核 ...

Production Capacity and Projects - The company has an annual production capacity of 12,508 tons of N-Methyl-Isothiazolinone (CMIT) as approved by the Environmental Protection Bureau on November 26, 2013[1]. - The company also has a project for an annual production of 500 tons of Morpholine, approved on January 19, 2016[1]. - The company has a production capacity of 20,000 tons of Trichlorotoluene and 5,000 tons of other products, with acceptance approval on September 23, 2016[1]. - The company is involved in the development of a new energy power component research and demonstration line, with project approval received on June 2, 2021[23]. - The company has a project for the production of 0.2GWh ternary and lithium iron phosphate battery cells, with approval received on September 17, 2021[23]. - The company is currently constructing a 1.8G lithium-ion battery production line, with an expected capacity of 0.9G watt-hours per year[34]. - The company is in the process of upgrading its 1.8G lithium-ion battery production line technology, with construction ongoing[34]. Environmental Compliance and Management - The company reported a concentration of ammonia nitrogen at 10.99 mg/L, which is within regulatory limits[3]. - The company has a sulfur dioxide emission level of 1.14 mg/L, significantly below the regulatory limit of 50 mg/L[5]. - The company has a total waste water discharge of 129.38 tons per year, managed by Jiangsu Lvrui Environmental Technology Co., Ltd[8]. - The company utilizes its own incineration facilities for waste disposal, including 65.512 tons of copper sulfate recovery[10]. - The company has a total of 80 mg/L for volatile organic compounds, which is compliant with environmental standards[5]. - The company is actively engaged in environmental monitoring and compliance, ensuring all emissions are within acceptable limits[6]. - The company has established an emergency response plan, which has been filed with the local environmental protection bureau[11]. - The company has a wastewater treatment system that includes advanced catalytic oxidation and sedimentation processes, ensuring compliance with discharge standards[17]. - The average discharge concentration for COD is reported at 83.9 mg/L, which meets the regulatory limit of 500 mg/L[18]. - The company has implemented a multi-stage adsorption and absorption process for exhaust gas treatment, ensuring compliance with environmental standards[17]. - The company has a total of 10 sets of exhaust gas outlets, with an online monitoring system for wastewater discharge[17]. - The company has conducted regular soil monitoring to prevent groundwater pollution[17]. - The company has established a partnership with a third-party environmental management firm for the operation and maintenance of its wastewater treatment facilities[18]. - The company has a wastewater treatment process involving "Fenton oxidation + coagulation + biological treatment" to meet discharge standards[34]. - The company has established a comprehensive wastewater treatment system that includes multiple stages of processing to ensure compliance with environmental standards[36]. - The company has maintained its wastewater discharge within regulatory limits, with a total discharge of 1,328 tons per annum[160]. - The company has a valid pollution discharge permit, ensuring compliance with environmental regulations[160]. Financial Performance - The company reported a net profit for the first half of 2023 was -562,020,443.15 RMB, a decrease of 164.75% compared to the same period last year[146]. - The operating revenue for the first half of the year is ¥29,020,878,889.57, a decrease of 34.66% compared to ¥44,412,538,013.70 in the same period last year[186]. - The net profit attributable to shareholders is -¥163,974,598.18, representing a decline of 116.83% from ¥974,340,111.91 year-on-year[186]. - The net profit attributable to shareholders after deducting non-recurring gains and losses is -¥562,020,443.15, down 164.75% from ¥867,933,111.73 in the previous year[186]. - The net cash flow from operating activities is ¥898,854,099.89, a decrease of 35.06% compared to ¥1,384,186,532.42 last year[186]. - The total assets at the end of the reporting period are ¥54,835,837,921.60, down 21.95% from ¥70,257,205,941.45 at the end of the previous year[186]. - The net assets attributable to shareholders at the end of the reporting period are ¥17,883,207,301.40, a decrease of 1.44% from ¥18,144,438,168.22 at the end of last year[186]. - Basic earnings per share for the first half of the year is -¥0.05, a decline of 114.29% from ¥0.35 in the same period last year[200]. - The diluted earnings per share is also -¥0.05, reflecting the same percentage decrease of 114.29% compared to the previous year[200]. - The weighted average return on net assets is -0.99%, a decrease of 9.03 percentage points from 8.04% last year[200]. Related Party Transactions and Commitments - The company has committed to avoiding competition with its controlling shareholder, Sinochem Group, as per agreements established in December 2004 and June 2009, ensuring compliance with long-term commitments[53]. - The company has implemented a comprehensive environmental management approach, integrating online data with municipal networks to strengthen operational guidance and monitoring[49]. - The company has made commitments to resolve related party transactions and competition issues with its subsidiaries, ensuring shareholder interests are protected[11]. - The company has established a clear division of overlapping businesses with its subsidiaries to focus on core business development and eliminate competition[11]. - The company has committed to ensuring fair pricing and compliance with disclosure obligations in related party transactions[10]. - The company has confirmed that it will not engage in any improper benefits or profit transfers through its controlling position[9]. - The company will utilize various legal methods to address potential competition issues arising from its subsidiaries within five years of the commitment date[11]. - The company has committed to not engaging in any activities that would affect Sinochem International's independence following the acquisition[72]. - The company will implement various measures, including asset restructuring and business adjustments, to resolve potential competition issues with Sinochem Group[72]. Social Responsibility and Community Engagement - The company has engaged in social responsibility initiatives, contributing a total of 1.3882 million yuan to support targeted poverty alleviation areas in the first half of 2023[42]. - The company organized a series of activities for World Environment Day 2023, emphasizing the theme of "Building a Modern Society in Harmony with Nature" to enhance public awareness of ecological protection[50]. - The company’s subsidiaries engage in community partnerships to promote environmental knowledge and fulfill corporate social responsibility, participating in various public welfare and charity activities[50]. - The company’s commitment to social responsibility is reflected in its active involvement in community greening projects, improving the overall environment of the industrial park[50]. - The company’s initiatives include organizing environmental knowledge competitions and themed art contests to foster a culture of environmental awareness among employees and their families[50]. - The company has actively participated in local environmental clean-up activities, utilizing mechanized sweeping vehicles to maintain a clean environment around its facilities[50]. Liquidity and Financial Position - The company reported a maximum daily deposit limit of RMB 4.5 billion with a deposit interest rate range of 0.01%-5%[65]. - As of the beginning of the reporting period, the company had a balance of RMB 2,939,486,191.23, with total deposits during the period amounting to RMB 83,048,109,921.54 and total withdrawals of RMB 84,573,650,705.61[65]. - The company maintains a strong liquidity position with ongoing bond issuance strategies to support future growth[122]. - The current liquidity ratio is 1.11, down 7.50% from 1.20 at the end of the previous year[146]. - The quick ratio improved to 0.71, an increase of 54.35% compared to 0.46 at the end of the previous year[146]. - The debt-to-asset ratio decreased to 56.14%, down 6.08 percentage points from 62.22% at the end of the previous year[146]. Debt and Guarantees - The total amount of guarantees provided by the company, including those to subsidiaries, is 2,155,276,700.00, which accounts for 12.05% of the company's net assets[84]. - The amount of debt guarantees provided to entities with a debt-to-asset ratio exceeding 70% is 1,441,960,000.00[84]. - The total amount of guarantees to subsidiaries during the reporting period is 430,000,000.00, with a balance of 713,316,700.00 at the end of the reporting period[84]. - The total guarantee balance (excluding guarantees to subsidiaries) was CNY 1,441,960,000[83]. - The company has provided a guarantee of 1,441,960,000.00 to a joint venture, which is classified as a related party guarantee[84]. Shareholder Information - The total number of shares outstanding is 3,591,616,773 after the cancellation of 1,673,800 restricted shares[109]. - The company completed the registration of 829,220,901 shares from a non-public offering in December 2022[109]. - As of the end of the reporting period, the total number of common shareholders is 72,001[113]. - The company has no strategic investors or general legal entities becoming top ten shareholders due to new share placements[119]. - The company has not issued any corporate bonds during the reporting period[120]. - The company issued bonds totaling RMB 3.5 billion with an annual interest rate of 2.96% for the first phase[122]. - The second phase of bond issuance is planned for RMB 500 million with an annual interest rate of 2.90%[122]. - The total number of shareholders at the end of the reporting period was 1,948,551,478 shares, representing 54.25% ownership by China Sinochem[134]. - The top ten shareholders include Qingdao Fanyi Asset Management with 50,000,000 shares (1.39%) and China State-Owned Enterprise Structural Adjustment Fund with 48,805,039 shares (1.36%)[134]. - The company has no applicable investor protection clauses or triggering conditions for the bond issuance[123]. - The company reported no changes in the status of pledged, marked, or frozen shares among the top shareholders[134].