光大证券股份有限公司 光大证券股份有限公司（以下简称"光大证券"或"保荐机构"）作为新赛股份 非公开发行股票的保荐机构，根据《证券发行上市保荐业务管理办法》的规定完成对 新赛股份相关持续督导工作。保荐机构根据《证券发行上市保荐业务管理办法》《上 海证券交易所股票上市股则》《上海证券交易所上市公司自律监管指引第 11 号—— 持续督导》等有关法律法规的规定，出具本持续督导年度报告书，具体情况如下： 一、持续督导工作情况 在 2023 年度持续督导工作中，光大证券及保荐代表人根据中国证监会、上海证 券交易所关于持续督导的相关规定，尽责完成持续督导工作。 | 序号 | 督导事项 | 督导情况 | | --- | --- | --- | | 1 | 建立健全并有效执行持续督导工作制度，并 | 保荐机构已建立健全并有效执行了持续督 | | | 针对具体的持续督导工作制定相应的工作计 | 导工作制度，已经制定了相应的持续督导 | | | 划。 | 工作计划。 | | 2 | 根据中国证监会相关规定，在持续督导工作 开始前，与上市公司或相关当事人签署持续 | 保荐机构已与新赛股份签订保荐协议，协 议已明确了双方在持续督导期 ...

目 录 一、关于营业收入扣除情况的专项核查意见………………………第 1—2 页 二、2023 年度营业收入扣除情况表…………………………………第 3—4 页 | | | 关于营业收入扣除情况的专项核查意见 天健审〔2024〕8-345 号 新疆赛里木现代农业股份有限公司全体股东： 我们接受委托，审计了新疆赛里木现代农业股份有限公司（以下简称新赛股 份公司）2023 年度财务报表，包括 2023 年 12 月 31 日的合并及母公司资产负债 表，2023 年度的合并及母公司利润表、合并及母公司现金流量表、合并及母公 司所有者权益变动表，以及财务报表附注，并出具了审计报告。在此基础上，我 们核查了后附的新赛股份公司管理层编制的《2023 年度营业收入扣除情况表》 （以下简称扣除情况表）。 一、对报告使用者和使用目的的限定 我们的责任是在实施核查工作的基础上对新赛股份公司管理层编制的扣除 第 1 页 共 9 页 情况表发表专项核查意见。 本报告仅供新赛股份公司年度报告披露时使用，不得用作任何其他目的。我 们同意将本报告作为新赛股份公司年度报告的必备文件，随同其他文件一起报送 并对外披露。 为了更好地理解新赛股份公司 ...

Financial Performance - In 2023, the company achieved a consolidated net profit of CNY 6,255,378.53, with a net profit attributable to the parent company of CNY 14,707,470.15[6]. - The parent company reported a net loss of CNY 2,090,759.84 for 2023, leading to a total available profit for distribution to shareholders of CNY -544,284,672.12[6]. - The board of directors decided not to distribute cash dividends or increase capital reserves for the 2023 fiscal year[6]. - The company's operating revenue for 2023 was CNY 971,635,206.65, a decrease of 26.63% compared to CNY 1,324,232,675.87 in 2022[26]. - The net profit attributable to shareholders for 2023 was CNY 14,707,470.15, a significant improvement from a loss of CNY 278,217,787.29 in 2022[26]. - The cash flow from operating activities showed a net outflow of CNY 429,064,381.60, a decrease of 185.90% compared to a positive cash flow of CNY 499,512,779.83 in 2022[26]. - The total assets increased by 16.24% to CNY 3,064,983,333.46 at the end of 2023, up from CNY 2,636,847,745.46 at the end of 2022[26]. - The basic earnings per share for 2023 was CNY 0.0253, a recovery from a loss of CNY 0.4785 in 2022[27]. - The weighted average return on equity improved to 2.01% in 2023, up from -32.21% in 2022, an increase of 34.22 percentage points[27]. Governance and Compliance - The report includes a standard unqualified audit opinion from Tianjian Accounting Firm[5]. - The company has a comprehensive governance structure with all board members present at the meeting[9]. - The company is committed to ensuring the accuracy and completeness of the financial report[5]. - The company has not reported any non-operating fund occupation by controlling shareholders or related parties[7]. - There are no violations of decision-making procedures regarding external guarantees[8]. - The company held 11 board meetings during the reporting period, with all 64 proposals passed[163]. - The board of directors consists of 9 members, including 6 non-independent directors and 3 independent directors, complying with legal requirements[163]. - The audit committee convened 13 meetings, approving multiple key financial proposals, including the 2022 annual report and the 2023 semi-annual report[165]. - The company strictly adhered to information disclosure regulations, ensuring accurate and complete information was provided to investors[161]. - The company’s internal control self-assessment report for 2022 was deemed accurate and reflective of the internal control system's effectiveness[166]. Market and Operational Strategy - The company plans to focus on expanding its market presence and enhancing product offerings in the upcoming fiscal year[28]. - The company is focusing on the "one main, one auxiliary, and one support" development strategy, emphasizing the cotton industry chain as the main focus[47]. - The company is actively pursuing market expansion and technological innovation in key sectors like cotton sugar and nano calcium carbonate[44]. - The company is expanding its vertical integration by developing cottonseed deep processing, aiming to enhance the value chain and strengthen its core business[50]. - The company is actively exploring new markets and seeking quality mineral sources to enhance its trading business, which includes bulk commodity trading[50]. - The company aims to enhance operational efficiency by implementing a comprehensive budget management system based on the principle of "expenditure determined by income"[43]. Research and Development - Research and development investment totaled CNY 6.2 million, resulting in 15 utility model patents and 2 design patents filed, with 10 utility model patents granted[44]. - The company established a research and development center in collaboration with the Chinese Academy of Agricultural Sciences, enhancing its talent pool with 76 specialized technical personnel[39]. - The company has established a smart manufacturing innovation research center for cottonseed protein, collaborating with the Chinese Academy of Agricultural Sciences[51]. - The company has applied for and obtained 10 utility model patents, indicating a strong focus on innovation and technology development[67]. Challenges and Risks - The company is facing challenges such as historical legacy issues and a shortage of professional talent in management and innovation[46]. - The company is addressing talent shortages by enhancing training for existing management and attracting young professionals to improve management capabilities[153]. - The company faces significant risks due to macroeconomic fluctuations, with high global inflation impacting cotton consumption and market confidence[150]. - Despite a gradual recovery in domestic economic conditions, the cotton market remains oversupplied, with demand insufficient to support price increases[152]. Investment and Financial Management - The company has invested a total of 35.2 million yuan in the Guodian Xinjiang Alashankou Wind Power Development Co., holding a 20% equity stake after the latest capital increase of 16.8 million yuan[132]. - The company has a total of 6 equity investments in various sectors including wind power, building materials, cotton, chemical fiber, and trade[132]. - The company has made a total investment of 1.5 million yuan in Guodian Tachen Power Co., Ltd. as part of a capital increase agreement, retaining a 25% equity stake[133]. - The company is undergoing changes in the use of part of the raised funds, as approved in the fourth temporary shareholder meeting[176]. - The company plans to use idle raised funds temporarily to supplement working capital and manage cash[191]. Production and Sales - The company acquired 39,600 tons of seed cotton and processed 29,000 tons of lint cotton in 2023, generating approximately CNY 330 million in output value and paying over CNY 700,000 in taxes[43]. - The sales volume of cotton decreased by 34.39% to 48,173.12 tons, while cottonseed sales increased by 53.05% to 58,390.03 tons[72]. - The gross profit margin for cotton improved by 16.66 percentage points to -1.73%, while the gross profit margin for cottonseed decreased by 1.50 percentage points to 16.21%[72]. - The company produced 61,706.98 tons of cotton, a year-on-year increase of 28.99%, while the inventory level rose by 70.94%[75]. Future Outlook - The company plans to acquire 165,000 tons of seed cotton and produce 70,000 tons of lint cotton, 300,000 tons of calcium oxide, and 56,000 tons of cotton protein in 2024, aiming for a revenue of 1.6 billion yuan and a total profit of 17 million yuan[145]. - The company aims to maintain a debt-to-asset ratio below 70% and plans a total investment of 63.55 million yuan in 2024, with a research and development expenditure intensity of 0.27%[145]. - The company plans to enhance its market expansion and product development strategies in response to the current market conditions[71].

[Key Financial Data](index=1&type=section&id=Item%20I.%20Key%20Financial%20Data) This section details the company's core financial performance, analyzes non-recurring gains and losses, and explains the reasons for significant changes in key financial indicators [Core Accounting Data and Financial Indicators](index=1&type=section&id=Item%20(I).%20Core%20Accounting%20Data%20and%20Financial%20Indicators) The company reported RMB 295 million in Q1 2024 operating revenue and RMB 4.38 million in net profit, with strong operating cash flow growth and a 4.16% increase in total assets | Indicator | Current Period | YoY Change (%) | | :--- | :--- | :--- | | Operating Revenue | RMB 294.85 million | 24.13% | | Net Profit Attributable to Shareholders | RMB 4.38 million | 50.01% | | Net Profit Attributable to Shareholders (Excluding Non-Recurring Items) | RMB -13.87 million | Not Applicable | | Net Cash Flow from Operating Activities | RMB 387.46 million | 94.37% | | Basic Earnings Per Share (RMB/share) | 0.0075 | 50.00% | | Weighted Average Return on Net Assets (%) | 0.5981% | Increased by 0.2285 percentage points | | **Indicator** | **Period-End** | **Change from Previous Year-End (%)** | | Total Assets | RMB 3.19 billion | 4.16% | | Owners' Equity Attributable to Shareholders | RMB 733.71 million | 0.60% | [Non-Recurring Gains and Losses Items and Amounts](index=2&type=section&id=Item%20(II).%20Non-Recurring%20Gains%20and%20Losses%20Items%20and%20Amounts) Non-recurring gains and losses totaled RMB 18.24 million, with futures trading income of RMB 18.57 million from Xinsai Cotton Industry being the key driver of reported profitability | Non-Recurring Gain/Loss Item | Current Period Amount (RMB) | Explanation | | :--- | :--- | :--- | | Fair Value Change Gains/Losses from Financial Assets and Liabilities Held by Non-Financial Enterprises | 18,565,658.52 | Xinsai Cotton Industry futures trading income | | Government Grants Included in Current Profit/Loss | 242,683.53 | Deferred income transferred from multiple subsidiaries | | Other Non-Operating Income and Expenses | -1,851,526.03 | Primarily environmental fines | | Non-Current Asset Disposal Gains/Losses | -6,327.43 | Loss from disposal of fixed assets by Xinsai Fine Spinning | | **Total** | **18,243,196.14** | / | - After deducting non-recurring gains and losses, the net profit attributable to shareholders was **RMB -13.87 million**, indicating the core business remains in a loss-making state[4](index=4&type=chunk) [Changes and Reasons for Key Accounting Data and Financial Indicators](index=3&type=section&id=Item%20(III).%20Changes%20and%20Reasons%20for%20Key%20Accounting%20Data%20and%20Financial%20Indicators) Key financial indicators improved due to increased cottonseed product sales, reversal of credit impairment losses, higher cotton futures investment income, and better cash management from sales and reduced expenses | Project Name | Change Ratio (%) | Primary Reason | | :--- | :--- | :--- | | Operating Revenue | 24.13 | Increased sales of cottonseed products, and new products (cottonseed protein, oil, hulls) from Xinsai Bio-protein achieved sales | | Net Profit Attributable to Shareholders | 50.01 | Xinsai Cotton Industry recovered receivables, reversing credit impairment losses; increased cotton futures investment income; reduced taxes and surcharges | | Net Cash Flow from Operating Activities | 94.37 | Increased cash received from sales; decreased cash paid for purchases; reduced various taxes and fees paid | [Shareholder Information](index=4&type=section&id=Item%20II.%20Shareholder%20Information) This section outlines the company's shareholder structure, including the total number of common shareholders and the holdings of its top ten shareholders [Total Common Shareholders, Voting Rights Restored Preferred Shareholders, and Top Ten Shareholder Holdings](index=4&type=section&id=Item%20(I).%20Total%20Common%20Shareholders%2C%20Voting%20Rights%20Restored%20Preferred%20Shareholders%2C%20and%20Top%20Ten%20Shareholder%20Holdings) The company has 32,881 common shareholders, with the top four, including the controlling shareholder Zhongxinjian Logistics Group, being state-backed entities holding a concentrated stake - As of the end of the reporting period, the total number of common shareholders was **32,881**[10](index=10&type=chunk) | Shareholder Name | Shareholder Nature | Shareholding Ratio (%) | | :--- | :--- | :--- | | Zhongxinjian Logistics Group Co., Ltd. | State-owned Legal Entity | 29.16% | | Zhongxinjian Poplar Private Equity Fund... | Other | 7.83% | | Jingshi Futures - Xinjiang Production and Construction Corps... | Other | 6.79% | | Xinjiang Aibihu Investment Co., Ltd. | State-owned Legal Entity | 5.00% | - The company's controlling shareholder, Zhongxinjian Logistics Group, has no affiliation or concerted action with the former controlling shareholder, Xinjiang Aibihu Investment Co., Ltd., or other top ten shareholders[11](index=11&type=chunk) [Quarterly Financial Statements](index=5&type=section&id=Item%20IV.%20Quarterly%20Financial%20Statements) This section presents the company's unaudited quarterly financial statements, including the consolidated balance sheet, income statement, and cash flow statement, along with any accounting standard changes [Type of Audit Opinion](index=5&type=section&id=Item%20(I).%20Type%20of%20Audit%20Opinion) The company's financial statements for the first quarter of 2024 are unaudited - The first quarter financial statements are unaudited[3](index=3&type=chunk)[12](index=12&type=chunk) [Financial Statements](index=6&type=section&id=Item%20(II).%20Financial%20Statements) Financial statements indicate slight asset and liability growth, revenue and net profit increases driven by non-recurring gains, and strong operating cash flow performance [Consolidated Balance Sheet](index=6&type=section&id=Consolidated%20Balance%20Sheet) As of March 31, 2024, total assets reached RMB 3.19 billion (up 4.16%) and total liabilities RMB 2.43 billion (up 5.36%), with a 76.00% asset-liability ratio | Project | March 31, 2024 (RMB) | December 31, 2023 (RMB) | Change (%) | | :--- | :--- | :--- | :--- | | Cash and Cash Equivalents | 1,108,040,614.19 | 871,706,592.10 | 27.11% | | Inventories | 729,276,699.00 | 847,659,911.10 | -13.97% | | Total Assets | 3,192,499,240.48 | 3,064,983,333.46 | 4.16% | | Short-Term Borrowings | 1,736,140,000.00 | 1,750,537,044.97 | -0.82% | | Contract Liabilities | 252,967,625.58 | 85,462,884.85 | 196.00% | | Total Liabilities | 2,426,155,335.88 | 2,302,641,571.91 | 5.36% | | Total Owners' Equity Attributable to Parent Company | 733,712,464.52 | 729,336,935.28 | 0.60% | [Consolidated Income Statement](index=8&type=section&id=Consolidated%20Income%20Statement) Q1 2024 saw total operating revenue of RMB 295 million (up 24.13%) and net profit of RMB 4.38 million (up 50.01%), largely driven by fair value gains from futures investments and credit impairment loss reversals | Project | Q1 2024 (RMB) | Q1 2023 (RMB) | YoY Change (%) | | :--- | :--- | :--- | :--- | | Total Operating Revenue | 294,850,450.07 | 237,533,272.22 | 24.13% | | Operating Cost | 289,717,560.97 | 223,363,629.27 | 29.71% | | Fair Value Change Gains | 21,896,577.52 | 5,586,606.61 | 292.01% | | Credit Impairment Losses | 3,051,745.67 | -778,636.84 | Not Applicable | | Operating Profit | 5,853,669.08 | 3,231,183.52 | 81.16% | | Net Profit Attributable to Parent Company Shareholders | 4,375,529.24 | 2,916,811.37 | 50.01% | | Basic Earnings Per Share (RMB/share) | 0.0075 | 0.0050 | 50.00% | [Consolidated Cash Flow Statement](index=11&type=section&id=Consolidated%20Cash%20Flow%20Statement) Net operating cash flow surged to RMB 387.46 million (up 94.37%) driven by increased sales collections and reduced purchases, while investing and financing activities resulted in net outflows | Project | Q1 2024 (RMB) | Q1 2023 (RMB) | YoY Change (%) | | :--- | :--- | :--- | :--- | | Net Cash Flow from Operating Activities | 387,456,080.48 | 199,341,135.96 | 94.37% | | Net Cash Flow from Investing Activities | -32,355,627.17 | -21,288,874.29 | -52.00% | | Net Cash Flow from Financing Activities | -29,051,466.82 | -87,535,611.55 | 66.81% | | Net Increase in Cash and Cash Equivalents | 326,048,986.49 | 90,516,650.12 | 260.20% | [Impact of First-Time Adoption of New Accounting Standards or Interpretations from 2024 Requiring Adjustment to Opening Financial Statements](index=13&type=section&id=Item%20(III).%20Impact%20of%20First-Time%20Adoption%20of%20New%20Accounting%20Standards%20or%20Interpretations%20from%202024%20Requiring%20Adjustment%20to%20Opening%20Financial%20Statements) The company has not adopted new accounting standards or interpretations requiring adjustments to the opening financial statements since 2024 - In Q1 2024, the company did not adjust its opening financial statements due to the adoption of new accounting standards[27](index=27&type=chunk)

新疆赛里木现代农业股份有限公司(以下简称"公司")监事会于 2024 年 4 月 19 日收到公司监事何建忠先生的书面辞职报告，何建忠先生因身体原因申请 辞去公司第八届监事会监事职务，辞职后将不再担任公司任何职务。截止本公告 披露日，何建忠先生未持有公司股份。 证券代码：600540 证券简称：新赛股份 公告编号： 2024-005 新疆赛里木现代农业股份有限公司 关于监事辞职的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 新疆赛里木现代农业股份有限公司监事会 2024 年 4 月 20 日 根据《公司法》《公司章程》等相关规定，何建忠先生的辞职报告自送达公 司监事会时生效。何建忠先生的辞职未导致公司监事会成员人数低于法定人数， 不影响公司相关工作的正常进行。何建忠先生在任职期间勤勉尽责，为公司的规 范运作与发展发挥了积极作用，公司及公司监事会对何建忠先生为公司发展所做 出的贡献表示衷心感谢！ 特此公告。 ...

（一）公司治理和内部控制情况 项目组查阅了新赛股份的公司章程以及股东大会、董事会和监事会的议事规则 等公司治理制度，并查阅了三会会议文件、会议记录、内审文件等资料，对公司高 管人员进行了访谈。 经核查，保荐机构认为：公司建立了较为完善的公司治理和内部控制制度，公 司章程、股东大会、董事会和监事会的议事规则得到贯彻执行，公司董事、监事和 高级管理人员按照有关法律、法规和上海证券交易所相关业务规则的要求履行职责。 新赛股份公司治理、内部控制情况良好。 光大证券股份有限公司 关于新疆赛里木现代农业股份有限公司 2023年度持续督导现场检查报告 光大证券股份有限公司（以下简称"光大证券"或"保荐机构"）作为新疆赛 里木现代农业股份有限公司（以下简称"新赛股份"或"公司"）非公开发行股票 的保荐机构，根据《证券发行上市保荐业务管理办法》《上海证券交易所上市公司 自律监管指引第 11 号—持续督导》等有关法律法规的要求，保荐机构项目组于 2024 年 1 月 22 日-1 月 26 日对新赛股份 2023 年以来的规范运行情况进行了现场检 查，现将本次现场检查情况报告如下： 一、本次现场检查的基本情况 保荐机构项目组对新 ...

证券代码：600540 证券简称：新赛股份 公告编号：2024-002 新疆赛里木现代农业股份有限公司 2024 年第一次临时股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次会议是否有否决议案：无 一、 会议召开和出席情况 | 1、出席会议的股东和代理人人数 | 9 | | --- | --- | | 2、出席会议的股东所持有表决权的股份总数（股） | 199,046,959 | | 3、出席会议的股东所持有表决权股份数占公司有表决权股 | | | 份总数的比例（%） | 34.2371 | (四) 表决方式是否符合《公司法》及《公司章程》的规定，大会主持情况等。 本次会议采取现场投票与网络投票相结合的方式。由公司董事会召集，董事 长马晓宏先生主持。本次会议的召集和召开程序、出席会议人员的资格、会议的 表决方式和程序均符合《公司法》及《公司章程》的有关规定。 (一) 股东大会召开的时间：2024 年 01 月 12 日 (二) 股东大会召开的地点：新疆双河市经济开发区新赛股份二楼会议室 ( ...

新疆天阳律师事务所 T&P 新疆天阳律师事务所 新赛股份 2024年第一次临时股东大会 新疆天阳律师事务所 关于新疆赛里木现代农业股份有限公司 二〇二四年第一次临时股东大会 法律意见书 天阳证股字[2024]第 01 号 二〇二四年一月 l T&P 新疆天阳律师事务所 新赛股份 2024年第一次临时股东大会 新疆天阳律师事务所 关于新疆赛里木现代农业股份有限公司 二〇二四年第一次临时股东大会 法律意见书 天阳证股字[2024]第 01 号 致:新疆赛里木现代农业股份有限公司 新疆天阳律师事务所(下称"本所")接受新疆赛里木现代农业股份有限公 司(下称"公司")的委托,委派本所常娜娜律师、周容生律师出席公司 2024 年第一次临时股东大会,根据《中华人民共和国公司法》(下称"《公司法》")、 《中华人民共和国证券法》(下称"《证券法》")、《上市公司股东大会规则》和 《新疆赛里木现代农业股份有限公司章程》(下称"《公司章程》"),按照律师行 业公认的业务标准、道德规范和勤勉尽责精神,对有关的文件和事实进行核查 与验证,现出具法律意见如下: 一、本次临时股东大会的召集、召开程序 1. 公司董事会于 2023年 1 ...

证券代码：600540 证券简称：新赛股份 公告编号：2024-003 新疆赛里木现代农业股份有限公司关于对子公司 流动资金借款担保计划及项目投资借款 担保计划的进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： ● 新疆赛里木现代农业股份有限公司（以下简称"公司"）本年度对子公 司流动资金借款担保计划及对子公司项目投资借款担保计划均已履行董事会、监 事会和股东大会决策程序。本次公告旨在披露公司 2023 年 12 月对子公司借款担 保计划的进展情况。 ● 2023 年 12 月，公司新增担保 27,200.00 万元，其中：流动资金借款担 保 26,000.00 万元；项目投资（固定资产投资，下同）借款担保 1,200.00 万元。 因贷款归还原因担保余额减少 27,627.76 万元。 ● 截止 2023 年 12 月末，公司担保余额为 144,324.03 万元，其中：流动资 金借款担保余额 133,900.16 万元；项目投资借款担保余额为 10,423.87 万元。 ● 上述担保均为公司对所属子 ...

新疆赛里木现代农业股份有限公司 XINJIANG SAYRAM MODERN AGRICULTURE CO.,LTD. 2024 年第一次临时股东大会资料 新疆赛里木现代农业股份有限公司 2024 第一次临时股东大会会议议程 二 O 二四年一月十二日 一、股东大会召开时间： （一）现场会议时间：2024 年 1 月 12 日（星期五）上午 10:30 分 （二）网络投票时间为：2024 年 1 月 12 日 采用上海证券交易所网络投票系统，通过交易系统投票平台的投票时间为股 东大会召开当日的交易时间段，即 9:15-9:25,9:30-11:30，13:00-15:00；通过 互联网投票平台的投票时间为股东大会召开当日的 9:15-15:00 二、现场会议地点：新疆双河市经济开发区新赛股份二楼会议室 三、会议召集人：公司董事会 四、鉴证律师：新疆天阳律师事务所 五、会议议程： （一）宣布现场会议开始，介绍参加来宾及股东到会情况 （二）宣读本次《2024 年第一次临时股东大会会议须知》 六、会议审议事项： （一）审议《公司关于使用闲置募集资金暂时补充流动资金和进行现金管理 的议案》 七、股东及股东代表发言及公司 ...