| 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 01375 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 1,195,365,000 | RMB | | 1 RMB | | 1,195,365,000 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 1,195,365,000 | RMB | | 1 RMB | | 1,195,365,000 | | 2. 股份分類 | 普通股 | 股份類別 | A | | 於香港聯交所上市 (註1) | | 否 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 601375 | 說明 | | 於上海證券交易所 （「上交所」）上市之A股 ...

证券代码： 601375 证券简称： 中原证券 公告编号：2023-046 2023 年 9 月 29 日 公司董事会发展战略委员会对本议案进行了预先审阅。 同意中原证券与江苏苏豪投资集团有限公司（以下简称"苏豪投资"）共同 发起设立中原苏豪基金管理有限公司（暂定名，以实际申报名称为准，以下简称 "基金公司"），拟从事公开募集证券投资基金管理、基金销售、私募资产管理 和中国证监会许可的其他业务（以中国证券监督管理委员会最终核准并经市场监 督管理局登记的经营范围为准）。基金公司拟注册地为河南省郑州市，组织形式 为有限责任公司，注册资本 2 亿元人民币，其中中原证券出资 16,000 万元，出 资比例为 80%；苏豪投资出资 4,000 万元，出资比例为 20%。 本次投资设立的基金公司尚需向中国证券监督管理委员会申请公募基金管 理业务资格，能否取得审批尚存在不确定性，请广大投资者注意投资风险。 特此公告。 中原证券股份有限公司第七届董事会 第二十次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 中原证券股份有限公司 ...

Financial Performance - The company's operating revenue for the first half of 2023 reached CNY 1,045,764,808.74, representing a 32.77% increase compared to CNY 787,674,140.44 in the same period last year[42]. - The total profit for the period was CNY 188,069,726.30, a significant recovery from a loss of CNY 169,320,560.65 in the previous year[42]. - Net profit attributable to shareholders of the parent company was CNY 167,282,207.98, compared to a loss of CNY 125,442,881.07 in the same period last year[42]. - The total comprehensive income for the period was CNY 13,884,498.91, down 54.30% from CNY 30,381,476.29 in the previous year[42]. - The company's registered capital remained stable at CNY 4,642,884,700.00[30]. - Basic earnings per share increased to CNY 0.04 from a loss of CNY 0.03 in the same period last year[44]. - The self-operated trading business achieved operating income of RMB 348.1163 million in the first half of 2023, a year-on-year increase of 134.04%[95]. - The company's self-operated business revenue was RMB 348,000,000, an increase of RMB 199,000,000, mainly due to higher investment income[120]. Assets and Liabilities - The total assets increased by 12.12% to CNY 56,263,649,159.12 from CNY 50,182,639,547.46 at the end of the previous year[42]. - Total liabilities rose by 17.13% to CNY 42,136,713,617.17 from CNY 35,975,265,974.01 at the end of the previous year[42]. - The company's equity attributable to shareholders of the parent company was CNY 13,871,373,655.60, a slight increase of 0.83% from CNY 13,757,829,045.04 at the end of the previous year[42]. - The debt-to-asset ratio increased to 67.52% from 62.94%, up by 4.58 percentage points[44]. - The total assets of on-balance and off-balance sheet reached CNY 45,834,686,275.31, up from CNY 39,335,402,702.63[49]. Cash Flow - The net cash flow from operating activities was negative at CNY -564,121,298.87, a decline of 121.48% compared to CNY 2,626,128,925.24 in the same period last year[42]. - The net cash flow from investing activities surged to RMB 1,581,370,855.91, a significant increase of 1,159.90% from RMB 125,516,051.87[117]. - The net cash flow from financing activities was RMB 492,744,842.84, a turnaround from a negative cash flow of RMB -1,584,208,278.56 in the previous year[117]. Risk Management - The company has established a comprehensive risk management system to ensure operations are conducted within manageable risk levels[16]. - The company is subject to various risks including market, compliance, and operational risks that could adversely affect its business[15]. - The company maintains a robust risk management framework with a four-tier structure, ensuring comprehensive coverage of risk management across all departments and subsidiaries[145]. - The risk management system includes a comprehensive technology platform that covers various types of risks and supports risk identification, measurement, assessment, monitoring, and reporting[147]. - The company has implemented measures to strengthen cash flow management and predict future cash flow gaps[160]. Corporate Governance - The company held four shareholder meetings during the reporting period, with key resolutions passed on various financial and operational matters[178]. - The board of directors has undergone significant changes, including the resignation of several key executives due to retirement and personal reasons[179]. - The company is focused on enhancing its governance structure with the election of new board members and amendments to its articles of association[179]. - The company has committed to invest no less than 3% of the previous year's operating income in compliance and risk control from 2022 to 2024[190]. - The company will also invest no less than 6% of the previous year's operating income in information technology during the same period[190]. Employee Management - The company has a total of 2,752 employees, with 2,377 in the main company and 375 in subsidiaries[174]. - The company has implemented an annual performance evaluation and incentive mechanism to enhance employee motivation[174]. - Employee benefits include basic pension insurance, medical insurance, unemployment insurance, work injury insurance, maternity insurance, and housing provident fund[174]. - The company has established an enterprise annuity plan to improve employee welfare[174]. - In the first half of 2023, the company organized multiple specialized training programs as part of its annual training plan[174]. Market and Competitive Position - The company aims to enhance its competitive edge by focusing on differentiated development strategies in response to increasing industry competition[56]. - The company is actively exploring new models and mechanisms to enhance its investment advisory service system[68]. - The company aims to strengthen its investment banking team and expand its market presence in Henan Province, focusing on differentiated and specialized development[77]. - The company aims to enhance its market competitiveness and service capabilities for the real economy in the second half of 2023, focusing on core business areas and improving professional capabilities[103]. Legal and Regulatory Matters - The company is involved in ongoing litigation with a total amount of approximately 43.17 million yuan related to Kedi Group and 20 million yuan related to Changcheng Film and Television Group[192]. - The company has completed the necessary rectifications following regulatory measures imposed by the Henan Securities Regulatory Bureau on May 22, 2023, regarding the quality of its securities research reports[195]. - The company has not reported any significant issues regarding the integrity of its controlling shareholders or actual controllers[196].

FF301 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2023年8月31日 狀態: 新提交 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 01375 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 1,195,365,000 | RMB | | 1 RMB | | 1,195,365,000 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 1,195,365,000 | RMB | | 1 RMB | | 1,195,365,000 | | 2. 股份分類 | 普通股 | 股份類別 | A | | 於香港聯交所上市 (註1) | | 否 | | | --- | --- | --- | ...

2023 年半年度报告 公司代码：601375 公司简称：中原证券 中原证券股份有限公司 2023 年半年度报告 1 / 192 2023 年半年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的真实性、准确性、 完整性，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 本半年度报告未经审计。 四、 公司负责人鲁智礼先生、主管会计工作负责人兼总会计师李昭欣先生及会计机构负责人杨波 女士声明：保证半年度报告中财务报告的真实、准确、完整。 五、 董事会决议通过的本报告期利润分配预案或公积金转增股本预案 不适用 六、 前瞻性陈述的风险声明 √适用 □不适用 本报告所涉及的未来计划、发展战略等前瞻性描述不构成公司对投资者的实质承诺，敬请投 资者及相关人士理解计划、预测与承诺之间的差异，注意投资风险。 七、 是否存在被控股股东及其他关联方非经营性占用资金情况 八、 是否存在违反规定决策程序对外提供担保的情况？ 九、 是否存在半数以上董事无法保证公司所披露半年度报告的真实性、准确性和完整性 十、 重大风险提示 公司面临的风 ...

Financial Performance - Central China Securities reported no profit distribution or capital reserve transfer to shareholders for the first half of 2023[4]. - The company's operating revenue for the first half of 2023 reached CNY 1,045,764,808.74, representing a 32.77% increase compared to the same period last year[22]. - Total profit amounted to CNY 188,069,726.30, a significant recovery from a loss of CNY 169,320,560.65 in the previous year[23]. - Net profit attributable to shareholders was CNY 167,282,207.98, compared to a loss of CNY 125,442,881.07 in the same period last year[23]. - Basic earnings per share improved to CNY 0.04, compared to a loss of CNY -0.03 in the same period last year[27]. - The net profit after deducting non-recurring gains and losses for the first half of 2023 was approximately ¥156 million, a significant increase from a loss of approximately ¥130 million in the same period last year[143]. - The company reported a significant increase in net interest income by 130.52% to RMB 74,549,752.14, primarily due to reduced bond interest expenses[69]. - The company reported a net profit of ¥176.02 million for the first half of 2023, a substantial increase from ¥24.27 million in the same period of 2022[159]. Risk Management - The company has established a comprehensive risk management system to address various risks, including market, credit, and operational risks[5]. - The company maintains a robust risk management framework, emphasizing a balanced approach to capital, risk, and returns[86]. - The risk management structure consists of a four-tier system, ensuring comprehensive coverage of risk management across the organization[87]. - The company has established a four-level risk management system to enhance its risk control methods and tools[88]. - The company has continuously improved its credit risk management measures, including optimizing the credit limit indicator system[91]. - The company has implemented strict investment authorization systems to manage market risk effectively[93]. - The company has established a liquidity reserve fund management mechanism to ensure timely access to sufficient funds[95]. Corporate Governance - The board of directors guarantees the authenticity, accuracy, and completeness of the semi-annual report, which has not been audited[4]. - The company is focused on enhancing its governance structure, as evidenced by the revisions to its articles of association and meeting rules[105]. - The company has complied with the Corporate Governance Code and will continue to review and enhance its governance practices[124]. - The company experienced significant changes in its board of directors, with multiple resignations due to retirement and personal reasons in June 2023[107]. - The company has established a corporate annuity plan to improve employee welfare and benefits[103]. Business Operations - The company’s business and assets are primarily concentrated in the domestic market, making it highly dependent on the overall economic and market conditions in China[5]. - The company holds various qualifications including securities brokerage, investment consulting, and asset management, which are essential for its operations in the financial market[12]. - The company is involved in multiple business areas such as IPO underwriting, financial advisory for mergers and acquisitions, and online securities trading, indicating a diversified service portfolio[12]. - The company has established a strong foundation for future growth with its qualifications in private equity and short-term corporate bond issuance, positioning it well for market expansion[14]. - The company aims to enhance its integrated financial service capabilities by consolidating business resources across various sectors, including market making and alternative investments[33]. Client and Market Engagement - As of the end of the reporting period, the total number of clients in the company's securities brokerage business reached 2.9019 million, an increase of 10.32% compared to the end of the previous year[38]. - The total trading volume of stocks and funds amounted to RMB 790.7 billion, with a market share of 3.17‰[38]. - The company helped small and medium-sized enterprises secure RMB 1.797 billion in new financing through specialized financial products[32]. - The company plans to leverage new opportunities from the deepening of state-owned enterprise reforms in the second half of 2023, focusing on strategic and goal-oriented leadership[33]. Financial Position - Total assets increased by 12.12% to CNY 56,263,649,159.12 from CNY 50,182,639,547.46 at the end of the previous year[26]. - Total liabilities rose by 17.13% to CNY 42,136,713,617.17 from CNY 35,975,265,974.01 at the end of the previous year[26]. - The company's debt-to-asset ratio increased to 67.52%, up by 4.58 percentage points from 62.94%[27]. - Cash and cash equivalents accounted for 21.18% of total assets, increasing from 20.35% year-over-year, with a total amount of RMB 11.919 billion, up 16.72%[72]. - The company's liquidity coverage ratio and net stable funding ratio were 170.82% and 154.73%, respectively, meeting regulatory requirements[95]. Future Outlook - The company plans to enhance its digital and intelligent customer service capabilities in the second half of 2023, focusing on high-value services for high-net-worth clients[39]. - The company aims to deepen cooperation with well-known investment institutions and focus on key areas such as advanced manufacturing and digital economy in the second half of 2023[51]. - The company plans to strengthen its investment banking team and expand its market presence in Henan Province in the second half of 2023[45]. - The company plans to enhance its asset management business by developing customized products for high-net-worth and institutional clients in the second half of 2023[48]. Compliance and Legal Matters - The company has completed the necessary rectifications following regulatory measures imposed by the Henan Securities Regulatory Bureau[113]. - The company has ongoing litigation involving a contract dispute with Shihezi Ruichen Equity Investment Partnership, with an amount involved of approximately RMB 18.8 million[111]. - The company has reached a settlement agreement with Shihezi Ruichen, which is still being executed as of the reporting period[111]. - The company has no significant outstanding court judgments or large overdue debts as of the reporting period[114]. Employee Relations - The company has a total of 2,752 employees, with 2,377 in the main company and 375 in subsidiaries[103]. - The company has implemented an annual performance evaluation and incentive mechanism to enhance employee motivation[103]. - The company has a comprehensive employee compensation structure that includes basic salary, allowances, performance bonuses, and various insurances[103]. - The company organized multiple specialized training programs in the first half of 2023 as part of its annual training plan[103].

会议召开地点： 上海证券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） 证券代码：601375 证券简称：中原证券 公告编号：2023-043 会议召开时间：2023 年 09 月 05 日(星期二)下午 14:00-15:00 中原证券股份有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 会议内容：中原证券股份有限公司 2023 年半年度业绩说明会 关于召开 2023 年半年度业绩说明会的公告 会议召开方式：上证路演中心网络互动 欢迎有意向参加本次说明会的投资者于 2023 年 08 月 29 日(星期二)至 09 月 04 日(星期一)16:00 前登录上证路演中心网站首页点击"提问预征集"栏 目或通过公司投资者关系邮箱：investor@ccnew.com 进行提问。公司将在本次说 明会上就投资者普遍关注的问题进行重点回答。 一、说明会类型 中原证券股份有限公司（以下简称"公司"）将于 2023 年 08 月 31 日在上海 证券交 ...

花金钟先生 2018 年 4 月加入公司，先后担任合规总监、副总经理和执行委 员会委员等职务，任职期间勤勉尽责、恪尽职守，在加强公司合规管理、防范化 解风险、推动投行业务发展等方面做出了重要贡献，尤其是在提高公司分类评级 和投行执业质量等方面工作成绩突出，有力促进了公司业务发展。 公司及公司董事会对花金钟先生任职期间为公司发展做出的突出贡献表示 衷心感谢！ 特此公告。 证券代码： 601375 证券简称： 中原证券 公告编号：2023-042 中原证券股份有限公司 关于公司高级管理人员辞任的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 中原证券股份有限公司（以下简称"公司"）董事会于 2023 年 8 月 28 日收 到公司副总经理、执行委员会委员花金钟先生提交的书面辞职报告。花金钟先生 因个人原因，申请辞去公司副总经理、执行委员会委员职务。辞职报告自送达董 事会之日起生效。花金钟先生辞职后将不再担任公司任何职务，其辞任不会对公 司经营管理产生影响。截至本公告披露日，花金钟先生未持有公司股份。 中原证券股份有限公司董事 ...

Central China Securities Co., Ltd. （2002年於中華人民共和國河南省成立的股份有限公司，中文公司名稱為「中原証券股份有限公司」， 在香港以「中州証券」名義開展業務） （股份代號：01375） 香港交易及結算所有限本公司及香港聯合交易所有限本公司對本公告之內容概不負責，對其 準確性或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產 生或因倚賴該等內容而引致之任何損失承擔任何責任。 承董事會命 中原證券股份有限公司 董事長 魯智禮 中國，河南 2023年8月18日 於本公告日期，董事會包括執行董事魯智禮先生；非執行董事李興佳先生、張秋雲女士、 唐進先生及田聖春先生；獨立非執行董事張東明女士、陳志勇先生、曾崧先生及賀俊先生。 董事會召開日期 中原證券股份有限公司（「本公司」）之董事（「董事」）會（「董事會」）謹此宣佈， 本公司將於2023年8月30日（星期三）舉行董事會會議，其中議程包括審議及批 准本公司及其附屬公司截至2023年6月30日止六個月之中期業績及其刊發。 ...

Group 1: Event Details - Zhongyuan Securities will participate in the "Sincere Communication, Delivering Value" online collective reception day for investors on May 18, 2023, from 14:30 to 17:30 [2] - The event is organized by the Henan Securities Regulatory Bureau, Henan Listed Companies Association, and Shenzhen Panorama Network Co., Ltd. [2] - Investors can join the event remotely via "Panorama Roadshow" at http://rs.p5w.net [2] Group 2: Participants - Attendees include Mr. Zhu Qiben, Secretary of the Board, Mr. Zhao Jinqi, Securities Affairs Representative, and relevant staff [2] - The company encourages widespread participation from investors [2] Group 3: Company Assurance - The Board of Directors guarantees that the announcement contains no false records, misleading statements, or significant omissions, and assumes legal responsibility for its authenticity, accuracy, and completeness [2]