第四届监事会第二十次会议决议公告 证券代码：603200 证券简称：上海洗霸 公告编号：2023-065 上海洗霸科技股份有限公司 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误 导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律 责任。 合法律、行政法规及中国证监会的规定，2023 年半年度报告及其摘要的 内容真实、准确、完整地反映了公司报告期的实际情况，不存在任何虚假 记载、误导性陈述或者重大遗漏。 具体内容详见公司同日刊登于上海证券交易所官网（www.sse.com.cn） 的《上海洗霸科技股份有限公司 2023 年半年度报告》及其摘要。 一、会议召开情况 上海洗霸科技股份有限公司（以下简称"公司"）第四届监事会第二 十次会议（以下简称"本次会议"）于 2023 年 8 月 28 日以现场会议形式 在公司会议室召开。本次会议相关事项已提前以书面及邮件等方式通知了 全体监事，并当面送交了会议材料。 本次会议由公司监事会主席吴蕾女士主持,应出席监事 3 人，实际出 席监事 3 人，符合《中华人民共和国公司法》和《上海洗霸科技股份有 限公司章程》的规定。 本次会议合法有效。 二、监事 ...

上海洗霸科技股份有限公司 独立董事关于第四届董事会第二十五次会议 有关事项的独立意见 根据中国证券监督管理委员会《上市公司独立董事规则》《上市公司独立董 事履职指引》《上海证券交易所股票上市规则》及《上海洗霸科技股份有限公司 章程》（以下简称《公司章程》）的有关规定，我们作为上海洗霸科技股份有限公 司（以下简称公司）的独立董事，基于独立判断，对第四届董事会第二十五次会 议审议的相关议案进行了审核，基于客观、独立的判断，对《关于 2023 年半年 度报告及其摘要的议案》发表如下独立意见： 本次董事会会议之前，我们按规定及时收到了公司《2023 年半年度报告》 及其摘要和相关材料，并按照相关规范认真进行了审核。 我们认为，公司严格按照各项财务规章制度规范运作，公司 2023 年半年度 报告及其摘要真实、准确、完整地反映了公司的实际情况，符合监管机构相关指 引文件的格式及内容要求；我们保证，公司 2023 年半年度报告及其摘要所披露 的信息真实、准确、完整，承诺其中不存在虚假记载、误导性陈述或重大遗漏。 我们同意该议案。 独立董事：肖 莹 独立董事：董 滨 独立董事：陆豪杰 2023 年 8 月 28 日 ...

众华会计师事务所（特殊普通合伙） 关于上海洗霸科技股份有限公司向特定对象发行股票 申请文件的审核问询函的回复 众会字（2023）第 08577 号 上海证券交易所： 贵所于 2023 年 6 月 6 日出具的《关于上海洗霸科技股份有限公司向特定对 象发行股票申请文件的审核问询函》（上证上审（再融资）〔2023〕382 号）（以 下简称"审核问询函"）已收悉。 众华会计师事务所（特殊普通合伙）（以下简称"众华"、 "会计师"或"申报 会计师"） 作为上海洗霸科技股份有限公司（以下简称"发行人"、"公司"或"上 海洗霸"）申请向特定对象发行股票之申报会计师，对问询函中涉及本次发行的 特定事项进行了认真核查，并在此基础上，出具了《众华会计师事务所（特殊普 通合伙）<关于上海洗霸科技股份有限公司向特定对象发行股票申请文件的审核 问询函的回复》（以下简称"本问询函回复"）。 本问询函回复中所称"报告期"指 2020 年度、2021 年度、2022 年度和 2023 年 1-3 月，本问询函回复中部分合计数与各加数直接相加之和在尾数上可能存在 差异，这些差异系因数据四舍五入形成的误差。 现对问询函回复如下： 7-2-1 ...

北京市金杜律师事务所 关于 上海洗霸科技股份有限公司 向特定对象发行 A 股股票 根据上海证券交易所于 2023 年 6 月 6 日出具的上证上审（再融资）[2023]382 号《关于上海洗霸科技股份有限公司向特定对象发行股票申请文件的审核问询函》 （以下简称《问询函》）的要求，本所对发行人与本次发行的相关情况进行补充 核查，于 2023 年 7 月 11 日出具了《北京市金杜律师事务所关于上海洗霸科技股 份有限公司向特定对象发行 A 股股票的补充法律意见书（一）》（以下简称《补 充法律意见书（一）》）。 鉴于发行人于 2023 年 8 月 2 日召开第四届董事会第二十四次会议审议通过 了《关于调整公司 2023 年度向特定对象发行 A 股股票方案的议案》《关于公司 2023 年度向特定对象发行 A 股股票预案（二次修订稿）的议案》《关于公司 2023 年度向特定对象发行 A 股股票发行方案论证分析报告（修订稿）的议案》《关于 公司 2023 年度向特定对象发行 A 股股票募集资金使用可行性分析报告（二次修 订稿）的议案》《关于公司 2023 年度向特定对象发行 A 股股票摊薄即期回报、 7-3-3 的 补充 ...

上海洗霸科技股份有限公司向特定对象发行股票 审核问询函回复报告 关于上海洗霸科技股份有限公司 向特定对象发行股票申请文件的 审核问询函的回复报告 （修订稿） 保荐机构（主承销商） （广东省广州市黄埔区中新广州知识城腾飞一街 2 号 618 室） 二〇二三年八月 7-1-1 上海洗霸科技股份有限公司向特定对象发行股票 审核问询函回复报告 上海证券交易所： 贵所于 2023 年 6 月 6 日出具的《关于上海洗霸科技股份有限公司向特定对 象发行股票申请文件的审核问询函》（上证上审（再融资）〔2023〕382 号）（以 下简称"审核问询函"）已收悉，上海洗霸科技股份有限公司（以下简称"上海 洗霸""发行人""公司"）与保荐机构广发证券股份有限公司（以下简称"保 荐机构"）、北京市金杜律师事务所（以下简称"发行人律师"）、众华会计师事 务所（特殊普通合伙）（以下简称"申报会计师"）等相关方对审核问询函所列 问题进行了逐项落实、核查，现回复如下，请予审核。 除另有说明外，本审核问询函回复报告使用的简称与《上海洗霸科技股份有 限公司 2023 年度向特定对象发行 A 股股票募集说明书（申报稿）》中的释义相 同。 本审核问 ...

北京市金杜律师事务所 关于 上海洗霸科技股份有限公司 向特定对象发行 A 股股票 的 补充法律意见书（一） 2023 年 7 月 | | | 致：上海洗霸科技股份有限公司 北京市金杜律师事务所（以下简称本所）接受上海洗霸科技股份有限公司（以 下简称发行人）委托，担任发行人向特定对象发行 A 股股票（以下简称本次发 行）的专项法律顾问，根据《中华人民共和国证券法》（以下简称《证券法》）、 《中华人民共和国公司法》（以下简称《公司法》）、《上市公司证券发行管理 办法》（以下简称《管理办法》）、《律师事务所从事证券法律业务管理办法》 （以下简称《证券法律业务管理办法》）、《律师事务所证券法律业务执业规则 （试行）》（以下简称《证券法律业务执业规则》）等中华人民共和国境内（以 下简称中国境内，为本补充法律意见书之目的，不包括中国香港特别行政区、中 国澳门特别行政区和中国台湾地区）现行有效的法律、行政法规、部门规章和规 范性文件和中国证券监督管理委员会（以下简称中国证监会）的有关规定，按照 律师行业公认的业务标准、道德规范和勤勉尽责精神，已就发行人本次发行事宜 于 2023 年 5 月 15 日出具了《北京市金杜律师事 ...

Financial Performance - The company's operating revenue for Q1 2023 was ¥117,427,338.53, representing a decrease of 14.02% compared to the same period last year[5] - The net profit attributable to shareholders was ¥10,950,025.83, down 40.65% year-on-year[5] - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥7,954,877.26, a decline of 56.91% compared to the previous year[5] - The basic and diluted earnings per share were both ¥0.06, reflecting a decrease of 45.45%[6] - Total operating revenue for Q1 2023 was CNY 117,427,338.53, a decrease of 13.97% compared to CNY 136,582,011.96 in Q1 2022[26] - Total operating costs for Q1 2023 were CNY 106,682,050.22, down 10.14% from CNY 118,702,846.72 in Q1 2022[26] - Net profit for Q1 2023 was CNY 12,007,820.50, a decline of 30.25% from CNY 17,150,391.75 in Q1 2022[27] - The total comprehensive income for Q1 2023 was CNY 12,011,205.72, a decrease from CNY 16,717,480.61 in Q1 2022[28] Assets and Liabilities - The total assets at the end of the reporting period were ¥1,364,119,702.22, a decrease of 0.65% from the end of the previous year[6] - The company's total assets amounted to CNY 1,364,119,702.22, slightly down from CNY 1,373,105,249.92 at the end of Q1 2022[25] - Total liabilities decreased to CNY 389,910,141.87 from CNY 422,283,680.96 in the previous year, reflecting a reduction of 7.66%[24] - The total equity attributable to shareholders increased to CNY 900,726,736.61 from CNY 880,946,539.89 in the previous year[25] - The company's accounts receivable stood at RMB 332.89 million, down from RMB 360.24 million at the end of 2022, indicating a reduction of about 7.6%[22] Cash Flow - The net cash flow from operating activities was -¥55,485,957.14, indicating a significant cash outflow[5] - Net cash flow from operating activities was -CNY 55,485,957.14, worsening from -CNY 18,074,049.96 in the same period last year[30] - Cash and cash equivalents at the end of Q1 2023 were CNY 132,227,028.03, down from CNY 201,440,404.88 at the end of Q1 2022[31] - Cash inflow from financing activities was CNY 82,797,036.12, an increase from CNY 48,141,296.15 in Q1 2022[30] - Total cash outflow from investing activities was CNY 126,763,414.17, significantly higher than CNY 1,158,078.37 in Q1 2022[30] - The company received CNY 15,494,001.44 from investment activities, compared to CNY 8,150,000.00 in the previous year[31] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 22,269[12] - The largest shareholder, Wang Wei, held 42.00% of the shares, with 17,232,750 shares pledged[12] - The first exercise period of the 2021 stock option incentive plan was completed, resulting in the transfer of 677,146 shares, increasing the total share capital to 174,292,973 shares[16] Research and Development - The company completed the production of multiple batches of oxide solid electrolyte powder materials, achieving high purity and excellent ionic conductivity, with ongoing sample deliveries to potential customers[20] - The company has designed an industrial production line for CMC-Li and is currently preparing for environmental and safety assessments, as well as equipment procurement[20] - The company is advancing the industrial preparation and testing of silicon-carbon and hard carbon anodes, with testing results meeting expectations[20] - The company has not yet generated effective revenue from its new materials business, which does not impact the performance for the reporting period[20] - Research and development expenses rose to CNY 8,045,168.94, up from CNY 6,814,334.26 in Q1 2022, indicating a 18.06% increase[26] Investment Activities - The cash received from investment activities was ¥120 million, primarily due to the purchase of financial products[10] - The company plans to raise up to RMB 700 million through a non-public offering of A-shares, with proceeds allocated for production and R&D base construction and working capital[17] - The company plans to continue its investment strategy, with CNY 120,000,000.00 allocated for new investments in Q1 2023[30] Other Financial Metrics - The weighted average return on equity was 1.23%, a decrease of 0.96 percentage points from the previous year[6] - The company reported a credit impairment loss of CNY -3,669,334.98, worsening from CNY -1,983,969.75 in Q1 2022[27] - The company incurred a foreign exchange loss of CNY 625,255.99 during the quarter[31]

Financial Performance - The company's operating revenue for 2022 was CNY 604.98 million, representing a year-on-year increase of 8.04%[24]. - The net profit attributable to shareholders for 2022 was CNY 42.27 million, a growth of 3.02% compared to the previous year[26]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 40.73 million, reflecting an increase of 11.05% year-on-year[26]. - The net cash flow from operating activities reached CNY 98.53 million, a significant increase of 341.52% compared to the previous year[24]. - The basic earnings per share for 2022 remained at CNY 0.24, while the diluted earnings per share also stood at CNY 0.24, unchanged from the previous year[25]. - The weighted average return on equity was 4.98%, slightly down from 5.01% in 2021[25]. - Total assets at the end of 2022 amounted to CNY 1,373.11 million, an increase of 11.49% from the previous year[24]. - The net assets attributable to shareholders at the end of 2022 were CNY 880.95 million, up by 5.56% year-on-year[24]. Audit and Compliance - The company reported a standard unqualified audit opinion from Zhonghua Certified Public Accountants[5]. - There are no non-operating fund occupations by controlling shareholders or related parties[8]. - The company has not violated decision-making procedures for external guarantees[8]. - The report indicates that there are no significant changes in the board's ability to ensure the report's authenticity[8]. - The company’s independent directors and supervisory board members are operating in compliance with legal and regulatory requirements, ensuring governance standards are met[115]. - The company has no significant deficiencies in internal control during the reporting period, as confirmed by a standard unqualified opinion in the internal control audit report[158]. - The company has no major related party transactions or changes in related party transactions during the reporting period[189]. Risk Management - The report includes a detailed description of potential risks in the "Management Discussion and Analysis" section[8]. - The company experienced a significant increase in cash flow due to improved sales collections and increased bill payments[26]. - The fourth quarter saw a decline in net profit primarily due to goodwill impairment provisions and reduced project settlements[27]. - The company is at risk of changes in tax incentive policies for high-tech enterprises, which could affect future net profits[110]. - The company is experiencing increased financial pressure due to significant project investments and ongoing mergers and acquisitions, which may lead to higher debt levels and cash flow volatility[111]. Business Operations and Strategy - The company plans to solidify its core business in industrial water treatment and expand into new markets such as pharmaceuticals and electronic industries[39]. - The establishment of the advanced materials division aims to develop new technologies and products in the fields of new energy and materials[40]. - The company is focusing on enhancing its water treatment solutions and expanding its service capabilities in major economic regions like the Yangtze River Delta and Pearl River Delta[39]. - The company is actively pursuing projects in environmental governance, particularly in carbon capture and wastewater treatment[39]. - The company achieved significant growth in the petrochemical and paper industries, with overall water treatment project volume increasing despite a decline in some traditional projects due to the pandemic[49]. - The company is expanding its services into online air disinfection and urban river governance, alongside its core chemical water treatment services[47]. - The company is actively pursuing opportunities for mergers and acquisitions within the fragmented water treatment industry to strengthen its market position[46]. Research and Development - The company holds 55 authorized patents, including 50 invention patents and 5 utility model patents, demonstrating strong R&D capabilities in water treatment chemicals and processes[50]. - The company has developed advanced technologies for high-concentration, high-salinity, and difficult-to-degrade wastewater treatment, focusing on industries such as petrochemicals and renewable energy[45]. - The company is actively involved in R&D, with R&D expenses amounting to CNY 37.35 million, a 4.15% increase from the previous year[57]. - The number of R&D personnel is 118, making up 11.39% of the total workforce[73]. - The company has no capitalized R&D expenses for the reporting period, indicating a focus on immediate R&D costs[72]. Shareholder and Governance - The profit distribution plan for 2022 proposes a cash dividend of 0.75 RMB per 10 shares (including tax), with no stock bonus or capital increase[6]. - The company has a cash dividend policy that mandates a minimum of 30% of distributable profits to be distributed as cash dividends annually[143]. - The company can opt not to distribute cash dividends if certain conditions are met, such as negative net cash flow or an asset-liability ratio exceeding 70%[144]. - The company plans to maintain a stable profit distribution policy, ensuring reasonable returns to investors[143]. - The company has established a comprehensive decision-making process for profit distribution, ensuring the protection of minority shareholders' rights[150]. - The company has a well-defined evaluation mechanism for senior management, linked to performance assessments and compensation[156]. - The company has implemented stock option incentive plans for senior management, with specific details disclosed in temporary announcements[155]. Environmental and Social Responsibility - The company has committed to reducing carbon emissions in the power generation and steel industries by providing integrated solutions[166]. - The company has implemented pollution prevention facilities that are operating well, ensuring zero discharge of wastewater through advanced treatment processes[163]. - The company’s R&D center has achieved zero wastewater discharge by utilizing pre-treatment and recycling systems[163]. - The company has a comprehensive environmental monitoring plan, conducting annual assessments of wastewater and air emissions[165]. - The company donated RMB 1 million to Xiamen University to support infrastructure upgrades and academic development in the College of Chemistry and Chemical Engineering[168]. Market and Industry Trends - The total industrial water consumption in China is projected to be controlled within 640 billion cubic meters by 2025, with a 16% reduction in water usage per unit of GDP compared to 2020[85]. - The national wastewater treatment capacity is expected to meet local economic and social development needs by 2025, with a target of over 25% for reclaimed water utilization in cities facing water scarcity[85]. - The industrial wastewater treatment market is primarily composed of operational services, accounting for over 80% of the market share[89]. - The industry concentration in the industrial wastewater treatment sector is currently low, with a CR10 below 10%, indicating a fragmented competitive landscape[89]. - The Chinese government aims for the ecological and environmental industry to achieve a compound annual growth rate of no less than 10% by 2025[92]. Corporate Changes and Appointments - The company appointed a new Chief Financial Officer, Gao Qi, on May 30, 2022, following the resignation of Liao Yunfeng due to position adjustment[129]. - The company transferred 41% of its stake in Weiwai Cangqiong (Shanghai) Health Technology Co., Ltd. on September 30, 2022, changing it from a subsidiary to an associate[68]. - The company established a wholly-owned subsidiary, Shanghai Xiba Qingyi New Materials Technology Co., with a registered capital of 20 million RMB[95]. - The company has a total of 16,622,858 shares outstanding, with a significant portion held indirectly by key executives[123].

Financial Performance - The company's operating revenue for 2021 was CNY 559.94 million, representing a year-on-year increase of 5.63%[25]. - The net profit attributable to shareholders of the listed company was CNY 41.03 million, up 17.58% compared to the previous year[25]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 36.68 million, an increase of 7.27% year-on-year[25]. - The basic earnings per share for 2021 was CNY 0.33, reflecting a growth of 17.86% from the previous year[24]. - The diluted earnings per share also stood at CNY 0.33, marking a 17.86% increase year-on-year[24]. - The net cash flow from operating activities was CNY 22.32 million, a significant recovery from a negative cash flow of CNY -12.03 million in the previous year[25]. - Total assets at the end of 2021 were CNY 1,231.60 million, a 5.60% increase from the end of 2020[25]. - The net assets attributable to shareholders of the listed company increased to CNY 834.58 million, up 3.79% from the previous year[25]. - The weighted average return on equity for 2021 was 5.01%, an increase of 0.58 percentage points compared to 2020[24]. Dividend Policy - The company plans to distribute a cash dividend of 1.0 RMB per 10 shares and to convert 3.8 shares from capital reserves for every 10 shares held[6]. - The company has a cash dividend policy that mandates a minimum of 30% of distributable profits to be distributed as cash dividends each year, provided certain conditions are met[129]. - In mature stages without significant capital expenditure plans, the cash dividend proportion should be at least 80% of the profit distribution[129]. - The company’s cash dividend policy has been strictly executed in accordance with regulatory guidelines, ensuring clarity and compliance in profit distribution[132]. - The 2021 profit distribution proposal included a cash dividend of 1.0 yuan per 10 shares (tax included) and a capital reserve conversion of 3.8 shares for every 10 shares, pending shareholder approval[134]. Business Operations and Challenges - In 2021, the company faced significant challenges due to the COVID-19 pandemic, impacting supply chains and causing a substantial increase in business costs[33]. - The company expanded its business scope to include health life technology services and carbon science technology services, alongside traditional water treatment services[33]. - The company achieved a significant recovery in equipment sales and installation, with notable growth in civil, steel, and petrochemical water treatment sectors, despite a decline in automotive and paper industries[34]. - The company successfully completed several key projects, including the Wuhan landfill leachate project and the Guangdong wastewater treatment project, while winning new contracts in various sectors[34]. Research and Development - The company has 89 authorized patents and software copyrights, with 47 effective invention patents, enhancing its competitive edge in the market[35]. - Research and development expenses increased by 21.53% to CNY 35,867.86 million[49]. - The company is focused on carbon reduction technologies, including carbon capture and storage, as part of its strategic initiatives[82]. - The company plans to invest 100 million RMB in R&D for new technologies in the next fiscal year[116]. Environmental Responsibility - The company has implemented pollution prevention facilities, with a 15-meter exhaust stack for air pollutant discharge[145]. - The company has achieved zero wastewater discharge through pre-treatment, reuse, and evaporation concentration processes[146]. - Hazardous waste, including waste chemical packaging and sludge, is managed by qualified disposal units in compliance with regulations[147]. - The company has established a joint venture with a top university to advance carbon capture and utilization (CCUS) technology, aiming for significant breakthroughs in reducing carbon emissions[149]. - The company has committed over 1.3 million yuan in donations for pandemic prevention materials and community support during the reporting period[150]. Governance and Compliance - The company reported a standard unqualified audit opinion from Zhonghua Certified Public Accountants[5]. - The company has not faced significant differences in governance compared to regulations set by the China Securities Regulatory Commission[102]. - The company ensured compliance with legal and regulatory requirements in all shareholder meetings held during the reporting period[102]. - The company has not been subject to penalties from securities regulatory agencies in the past three years[113]. Market Position and Strategy - The company has served over 3,000 important clients, including more than 100 Fortune Global 500 companies[47]. - The company is actively expanding its market presence through strategic investments and partnerships in environmental technology[85]. - The company aims to deepen its market share in industrial water treatment by focusing on personalized chemical technology services and developing near-zero discharge processes[36]. - The company plans to leverage capital markets for external growth and enhance management capabilities in strategic planning and resource allocation[37]. Shareholder Information - The total number of shares increased from 100,767,578 to 125,296,539, reflecting an increase of 24,528,961 shares[186]. - The company plans to repurchase and cancel restricted shares for employees who no longer meet the incentive conditions, totaling 662,934 shares[188]. - The top ten shareholders held a total of 56,638,885 shares, representing 45.20% of the total shares, with no shares pledged[197]. - The controlling shareholder is Mr. Wang Wei, who serves as the chairman and general manager of the company[199]. Financial Management - The company has entrusted a total of 580 million RMB in structured deposits and 34 million RMB in private equity funds, indicating a strong reliance on self-owned funds for investment[174]. - The company has a total of 8 million RMB in entrusted financial management with a 7% annualized return, which has not been recovered upon maturity[173]. - The company has ongoing significant contracts, including a project with China National Petroleum Corporation for a rolling development of 3.4 billion cubic meters per year, which has been extended until December 31, 2021[180].

证券代码：603200 证券简称：上海洗霸 公告编号：2023-029 上海洗霸科技股份有限公司 关于召开 2022 年度业绩说明会预告公告 公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 会议召开时间：2023 年 4 月 7 日（星期五）下午 14:00- 15:00 会议召开地点：上海证券交易所上证路演中心（网址： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 3 月 30 日（星期四）至 4 月 6 日（星期 四）16:00 前登录上证路演中心网站首页点击"提问预征集"栏目 或通过公司邮箱 shech@china-xiba.com 进行提问。公司将在说明会 上对投资者普遍关注的问题进行回答。 上海洗霸科技股份有限公司（以下简称公司）已于 2023 年 2 月 28 日披露了公司《2022 年年度报告》及摘要，详见刊登于上海证券 交易所网站（www.sse.com.cn）及《上海证券报》的相关文件。 为便于广大投资者更全面深入 ...