安集微电子科技（上海）股份有限公司 关于向不特定对象发行可转换公司债券申请 获得上海证券交易所受理的公告 证券代码：688019 证券简称：安集科技 公告编号：2023-075 特此公告。 安集微电子科技（上海）股份有限公司 董 事 会 二〇二三年八月二十二日 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 安集微电子科技（上海）股份有限公司（以下简称"公司"）于2023年8月 21日收到上海证券交易所（以下简称"上交所"）出具的《关于受理安集微电子 科技（上海）股份有限公司科创板上市公司发行证券申请的通知》（上证科审（再 融资）〔2023〕209号）。上交所对公司报送的科创板上市公司发行证券的募集 说明书及相关申请文件进行了核对，认为该项申请文件齐备，符合法定形式，决 定予以受理并依法进行审核。 公司本次向不特定对象发行可转换公司债券事项尚需通过上交所审核，并获 得中国证券监督管理委员会做出同意注册的决定后方可实施。上述事项最终能否 通过上交所审核并获得中国证券监督管理委员会同意注册的决定尚存在不确定 性。公司将根据上述 ...

证券代码：688019 证券简称：安集科技 公告编号：2023-074 安集微电子科技（上海）股份有限公司 关于收到董事长提议回购公司股份的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 二、提议人的提议内容 1、回购股份的种类：公司发行的人民币普通股（A 股）。 2、回购股份的用途：用于员工持股及/或股权激励计划。若公司未能在股份 回购实施结果暨股份变动公告日后 3 年内使用完毕已回购股份，尚未使用的已回 购股份将予以注销。如国家对相关政策作调整，则本回购方案按调整后的政策实 行。 3、回购股份的方式：集中竞价交易方式。 4、回购股份的资金总额：不低于人民币 1,000 万元（含），不超过人民币 2,000 万元（含）。 5、回购股份的价格：不超过人民币 180.00 元/股（含）。 6、回购期限：自公司董事会审议通过本次回购股份方案之日起 12 个月内。 安集微电子科技（上海）股份有限公司（以下简称"安集科技"或"公司"） 于 2023 年 8 月 17 日收到公司董事长 Shumin Wang（王淑敏）女 ...

证券代码：688019 证券简称：安集科技 公告编号：2023-038 安集微电子科技（上海）股份有限公司 关于参加 2022 年度半导体行业集体业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 上海证券交易所上证路演中心（http://roadshow.sseinfo.com/） 投资者可于 2023 年 5 月 12 日（星期五）16:00 前通过邮件、传真等形式将 需要了解和关注的问题提前提供给公司。公司将在说明会上对投资者普遍关注的问 题进行回答。 安集微电子科技（上海）股份有限公司（以下简称"公司"）已于 2023 年 4 月 12 日发布公司 2022 年年度报告。为便于广大投资者更全面深入地了解公司 2022 年度经营成果、财务状况、发展理念，公司参与了由上交所主办的 2022 年 度半导体行业集体业绩说明会，此次活动将采用视频和网络文字互动的方式举行， 投资者可登录上海证券交易所上证路演中心（http://roadshow.sseinfo.com/）参与 线上互动交流。 一、 ...

Financial Performance - The company's operating revenue for Q1 2023 reached ¥269,339,661.31, representing a year-over-year increase of 15.56%[3] - Net profit attributable to shareholders increased by 92.37% year-over-year, amounting to ¥76,181,951.92, driven by robust revenue growth and favorable product mix[12] - The net profit excluding non-recurring gains and losses grew by 38.46% year-over-year, totaling ¥70,123,479.83, reflecting stable revenue growth[12] - Basic and diluted earnings per share both stood at ¥1.02, marking a 37.84% increase compared to the previous year[3] - The company reported a significant increase in gross profit margin, attributed to product structure and foreign exchange rate impacts, with gross profit growth outpacing revenue growth[12] - The company's net profit for Q1 2023 reached ¥76,181,951.92, a significant increase from ¥39,600,955.23 in Q1 2022, representing a growth of approximately 92.2%[45] - The company reported a total comprehensive income of ¥76,196,298.23 for Q1 2023, compared to ¥39,658,666.36 in Q1 2022, indicating a growth of approximately 92.0%[46] Cash Flow and Investments - The net cash flow from operating activities surged by 130.03% to ¥73,242,070.38, primarily due to increased sales collections during the reporting period[14] - Net cash flow from operating activities for Q1 2023 was ¥73,242,070.38, significantly higher than ¥31,839,635.11 in Q1 2022[26] - The company reported a net cash inflow from investment activities of ¥67,699,344.35 in Q1 2023, a turnaround from a net outflow of ¥60,700,815.30 in Q1 2022[26] - Cash flow from financing activities showed a net inflow of ¥201,396,752.51 in Q1 2023, contrasting with a net outflow of ¥19,926,087.37 in Q1 2022[26] - The company received cash from sales of goods and services amounting to ¥313,553,556.19 in Q1 2023, compared to ¥206,637,164.06 in Q1 2022[25] - The company reported a net increase in cash and cash equivalents of ¥339,776,869.32 during Q1 2023, compared to a decrease of ¥49,474,236.86 in Q1 2022[48] Assets and Liabilities - Total assets at the end of the reporting period were ¥2,319,822,012.86, up 13.29% from the end of the previous year[4] - Total liabilities decreased to ¥514,924,367.73 in Q1 2023 from ¥526,051,349.69 in Q1 2022[21] - Shareholders' equity increased to ¥1,804,897,645.13 in Q1 2023, up from ¥1,521,549,944.38 in Q1 2022, indicating a growth of 18.6%[21] - The total assets increased to ¥2,319,822,012.86 in Q1 2023, compared to ¥2,047,601,294.07 in Q1 2022, marking a growth of about 13.2%[42] - The total liabilities decreased to ¥363,088,936.71 in Q1 2023 from ¥376,843,036.68 in Q1 2022, showing a reduction of approximately 3.5%[42] Research and Development - The company's total R&D investment reached ¥47,210,253.54, a 36.96% increase, reflecting ongoing commitment to innovation[14] - R&D expenses increased to ¥47,210,253.54 in Q1 2023, compared to ¥34,470,854.43 in Q1 2022, reflecting a growth of 37%[23] Shareholder and Capital Activities - The company raised a total of ¥207,136,218.90 in funds, with a net amount of ¥203,619,073.28 after deducting issuance costs, all of which have been received[18] - The company received approval from the China Securities Regulatory Commission to issue 1,272,570 shares to specific investors, enhancing its capital structure[39] Inventory and Receivables - Accounts receivable decreased to 193,939,784.05 RMB from 235,641,650.88 RMB year-over-year[61] - Inventory increased to 411,190,092.68 RMB from 365,899,049.91 RMB year-over-year[61] - Total current assets amounted to 1,328,749,139.68 RMB, up from 1,145,966,013.99 RMB year-over-year[61]

1、保荐总结报告书和证明文件及其相关资料的内容不存在虚假记载、误导 性陈述或重大遗漏，保荐机构及保荐代表人对其真实性、准确性、完整性承担法 律责任。 2、本保荐机构及本人自愿接受中国证监会对保荐总结报告书相关事项进行 的任何质询和调查。 3、本保荐机构及本人自愿接受中国证监会按照《证券发行上市保荐业务管 理办法》的有关规定采取的监管措施。 申万宏源证券承销保荐有限责任公司 关于安集微电子科技（上海）股份有限公司 首次公开发行股票并在科创板上市之 持续督导保荐总结报告书 申万宏源证券承销保荐有限责任公司（以下简称"保荐机构"）作为安集微 电子科技（上海）股份有限公司（以下简称"安集科技"、"公司"）首次公开发行 股票并在科创板上市的保荐机构。根据《证券发行上市保荐业务管理办法》《上 海证券交易所科创板股票上市规则》等相关规定,对安集科技首次公开发行股票 并在科创板上市进行尽职推荐和持续督导,持续督导期为 2019年 7月22日至 2022 年 12 月 31 日 。目前,持续督导期限已满,本保荐机构根据《证券发行上 市保荐业务管理办法》的有关规定对安集科技出具保荐总结报告书,具体情况如 下： 一、保荐机构和保荐 ...

Financial Performance - The company's operating revenue increased by 56.82% year-on-year, driven by a strategic focus on the Chinese market and close collaboration with existing customers[17]. - The net profit attributable to shareholders, excluding non-recurring gains and losses, reached CNY 300.45 million, a significant increase of 229.78% compared to the same period last year[18]. - Basic earnings per share increased by 95.32% to 4.59 RMB, and diluted earnings per share increased by 94.89% to 4.58 RMB compared to the previous period[39]. - The net profit attributable to shareholders reached CNY 301.44 million, a year-on-year increase of 140.99%[62]. - The company reported a government subsidy of CNY 11.91 million, closely related to its normal business operations[63]. - In 2022, the company achieved operating revenue of CNY 1,076.79 million, a year-on-year increase of 56.82%[172]. - The net profit attributable to the parent company was CNY 301.44 million, representing a year-on-year growth of 140.99%[172]. - The gross profit margin for chemical mechanical polishing liquids increased by 3.18 percentage points to 58.59%[176]. - The gross profit margin for 2022 was 54.21%, an increase of 3.13 percentage points from 2021, primarily due to currency fluctuations and a shift in product mix[193]. Research and Development - Research and development expenses accounted for 14.99% of operating revenue, a decrease of 7.31 percentage points compared to the previous year[39]. - The total R&D investment for the year was approximately 161.36 million yuan, representing 14.99% of the company's revenue, a decrease of 7.31 percentage points from the previous year[132]. - The company is committed to continuous R&D investment and has established three core technology platforms to enhance its competitive edge in the semiconductor materials market[47]. - The company has established a research and development management system to enhance its product development and industrialization processes, ensuring alignment with industry advancements and customer needs[101]. - The company continues to invest heavily in R&D resources to enhance its existing capabilities and improve the efficiency of R&D成果转化[131]. - The company has developed and optimized a silicon nitride polishing solution, achieving commercialization and enhancing its competitive position in the dielectric materials polishing solution market[127]. - The company has expanded its product line in functional wet electronic chemicals, including various cleaning solutions and etching liquids, with significant breakthroughs in alkaline copper post-polishing cleaning solutions[128]. Market Expansion and Product Development - The company successfully expanded its product offerings in chemical mechanical polishing liquids, achieving high revenue growth rates in tungsten polishing liquids and cerium oxide-based polishing liquids[41]. - The company made significant progress in the overseas market for silicon substrate polishing liquids, indicating successful market expansion[41]. - The company has developed a comprehensive product matrix for chemical mechanical polishing (CMP) liquids, including various product lines such as copper and dielectric materials polishing liquids, with customer usage and numbers meeting expectations[97]. - The company has successfully applied its products in various semiconductor sectors, including logic chips, memory chips, and third-generation semiconductors, becoming a mainstream supplier for leading clients in the semiconductor industry[77]. - The company aims to provide a comprehensive one-stop solution for customers through its full range of CMP products, addressing various process needs[75]. - The company has successfully established a technology platform for plating solutions and additives used in integrated circuit manufacturing and advanced packaging, achieving breakthroughs in high-end product series domestically[117]. Operational Efficiency and Management - The company continues to enhance management and operational efficiency, contributing to positive growth in performance[18]. - The company optimized its internal organizational structure and operational mechanisms, effectively controlling management costs and enhancing responsiveness to market changes[51]. - The company has implemented an ERP upgrade project to create an integrated information network, enhancing business support capabilities[53]. - The company has enhanced its supply chain management capabilities and proactively expanded production capacity to ensure the implementation of its annual operational plans[71]. - The company has implemented a sustainable development management mechanism and integrated ESG management principles into its corporate culture and operations[74]. Investment and Financial Strategy - The company plans to distribute a cash dividend of 4.20 RMB per 10 shares, totaling approximately 31,909,168.20 RMB, which represents about 10.59% of the net profit attributable to shareholders[26]. - The company has invested a total of 54,500.00 million in ongoing projects, with 16,136.46 million invested in the current period and a cumulative investment of 18,263.03 million[153]. - The copper polishing liquid series project has a total investment scale of 12,000.00 million, with 3,625.78 million invested in the current period, achieving sales through multiple client tests[150]. - The tungsten chemical mechanical polishing liquid project has a total investment scale of 12,000.00 million, with 3,800.14 million invested, and has successfully passed verification for products used in 28nm technology nodes[150]. Risks and Challenges - The company is facing potential risks from rising raw material prices due to tightening supply and stricter environmental policies[187]. - The company's reliance on its top five customers for sales was 82.47% in 2022, indicating a high customer concentration risk[166]. - The procurement from the top five suppliers accounted for 52.81% of total purchases in 2022, highlighting supplier concentration risk[168].

安集微电子科技（上海）股份有限公司 投资者关系活动记录表 股票简称：安集科技 股票代码：688019 2022 年 5 月 | --- | --- | |---------------|---------------------------------------------------------------------------------------------------------------------------------------------------| | 2022 年 5 | 月，公司共接待特定对象调研活动 5 次，具体参会信息详见附件一。 | | | 问答环节主要内容： | | | Q ：公司第一季度研发费用有所下降，如何看待全年研发费用的情况？ | | | A: 公司始终秉持研发创新驱动的理念，第一季度公司由于上海疫情的原因，对于研 | | | 发现场工作的开展略有影响，而研发人员对课题的研究和探讨一直没有停歇。目 | | | 前，公司上海研发基地也已经复工，公司后续会开足马力，追赶进度，研发投入和 | | | 项目进展很快就能回归正常。着眼全年，公司研发费用的绝对值金额预计比 ...

安集微电子科技（上海）股份有限公司 投资者关系活动记录表 股票简称：安集科技 股票代码：688019 2022 年 4 月 2022 年 4 月，公司举办一次业绩说明会，共接待特定对象调研活动 4 次，具体参会信息详见附件 | --- | --- | |-------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- ...

安集微电子科技（上海）股份有限公司 投资者关系活动记录表 股票简称：安集科技 股票代码：688019 2022 年 6 月 | --- | --- | |-------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | 2022 年 6 | 月，公司共接待特定对象调研活动 3 次，具体参会信息详见附件一。 | | | 问答环节主要内容： | | | Q ：研发活动有没有受到疫情影响，公司第二季度的研发费用相较去年四季度是否有 所下降？ | | | A ：在疫情期间，公司研发活动的现场工作受到了部分影响，研发费用较去年第四季 度预计会有所下降。 | | | | | | Q ：公司原材料多为进口采购，疫情期间是否受到影响？ | | 投资者关系活 动内容记录 | A ：在政府各界的支持，公司同事、供应商和海关人员的 ...

Financial Performance - The company's revenue for Q3 2022 reached ¥290,405,517.16, representing a year-over-year increase of 54.85%[6] - Net profit attributable to shareholders for Q3 2022 was ¥79,696,576.31, a significant increase of 220.59% compared to the same period last year[6] - The net profit excluding non-recurring gains and losses for Q3 2022 was ¥90,324,404.39, up 162.36% year-over-year[10] - Basic earnings per share for Q3 2022 were ¥1.07, reflecting a 127.66% increase compared to the same period last year[10] - Total revenue for the year-to-date period reached ¥793,771,175.04, marking a 68.69% increase compared to the same period last year[6] - Total revenue for the first three quarters of 2022 reached ¥793,771,175.04, a significant increase of 68.5% compared to ¥470,552,110.20 in the same period of 2021[33] - The total profit for the current period is approximately ¥233.73 million, compared to ¥107.39 million in the previous period, representing an increase of about 117%[39] - The net profit for the current period is approximately ¥206.56 million, up from ¥97.04 million in the previous period, indicating a growth of around 113%[39] - The basic earnings per share for the current period is ¥3.27, compared to ¥1.83 in the previous period, reflecting an increase of approximately 79%[42] - The company reported a net profit margin improvement, with operating profit margin increasing significantly due to higher revenue growth outpacing cost increases[36] Research and Development - Research and development expenses totaled ¥44,429,065.53 in Q3 2022, an increase of 37.93% year-over-year, accounting for 15.30% of revenue[10] - Research and development expenses amounted to ¥119,564,904.22, compared to ¥93,827,760.03, indicating a 27.5% increase year-over-year[36] - The company plans to maintain high levels of R&D investment and improve production operations to enhance its competitive edge in the semiconductor materials market[26] - The company has focused on seven major product platforms, leading to continuous innovation and new applications in various product lines[22] Assets and Liabilities - Total assets at the end of Q3 2022 amounted to ¥1,894,325,754.62, a 13.28% increase from the end of the previous year[10] - Total assets increased to ¥1,894,325,754.62 from ¥1,672,228,439.94, marking a growth of 13.3%[33] - Non-current assets totaled ¥773,357,926.34, up from ¥676,298,333.06, reflecting a 14.4% increase[33] - Current liabilities rose to ¥357,372,420.68 from ¥332,196,990.28, an increase of 7.9%[33] - The company's equity attributable to shareholders reached ¥1,409,021,576.81, compared to ¥1,201,160,935.33, a growth of 17.3%[33] Cash Flow - The company achieved a net cash flow from operating activities of ¥135,771,047.95 year-to-date[10] - Cash flow from operating activities for the current period is approximately ¥135.77 million, a significant improvement from a negative cash flow of ¥10.05 million in the previous period[47] - Cash inflow from investment activities is approximately ¥440.65 million, while cash outflow is about ¥547.00 million, resulting in a net cash flow of approximately -¥106.35 million for investment activities[47] - The net increase in cash and cash equivalents for the current period is approximately ¥36.60 million, compared to an increase of ¥131.79 million in the previous period[49] - The company’s cash and cash equivalents at the end of the period total approximately ¥366.71 million, down from ¥467.09 million at the end of the previous period[49] Operational Efficiency - The company reported a foreign exchange gain of ¥1,806.46 million in Q3 2022, contributing to the increase in net profit[12] - The company has initiated resource allocation assessments for clients in Taiwan and overseas markets, aiming to expand its global service capabilities[21] - The company has implemented a "Woodpecker Action" initiative to enhance safety awareness and operational efficiency among employees[23] - The company reported a significant increase in customer numbers and usage during the reporting period, driven by its strategy of domestic substitution and market expansion[21] - Operating costs for the same period were ¥530,776,322.10, up from ¥392,402,814.28, reflecting a 35.3% increase[36] - Operating profit for the third quarter was ¥233,773,375.38, an increase from ¥107,943,828.40, representing a growth of 116.5%[36]