海通证券股份有限公司关于上海复洁环保科技股份有限公司 2023 年度持续督导年度跟踪报告 | 保荐机构名称：海通证券股份有限公司 | 被保荐公司简称：复洁环保 | | --- | --- | | 保荐代表人姓名：韩超、李文杰 | 被保荐公司代码：688335 | 重大事项提示 经中国证券监督管理委员会《关于同意上海复洁环保科技股份有限公司》（证 监许可[2020]1532 号）核准，上海复洁环保科技股份有限公司（以下简称"上市 公司"、"公司"、"发行人"或"复洁环保"）首次公开发行人民币普通股（A 股） 1,820.00 万股，每股面值 1.00 元，每股发行价格为人民币 46.22 元，募集资金总 额为人民币币 84,120.40 万元，扣除发行费用后，实际募集资金净额为人民币 76,371.19 万元。本次发行证券已于 2020 年 8 月 17 日在上海证券交易所上市。 海通证券股份有限公司（以下简称"保荐机构"或"海通证券"）担任其持续督导 保荐机构，持续督导期间为 2020 年 8 月 17 日至 2023 年 12 月 31 日。 在 2023 年 1 月 1 日至 2023 年 12 月 31 ...

证券代码：688335 证券简称：复洁环保 公告编号：2024-026 上海复洁环保科技股份有限公司 关于以集中竞价交易方式回购公司股份的进展公告 重要内容提示： | 回购方案实施期限 | 2023 年 | 8 月 | | 21 | 日~2024 月 20 | | --- | --- | --- | --- | --- | --- | | 预计回购金额 | 2,500 | | 万元~5,000 | | 万元 | | 回购用途 | | | | 用于员工持股计划或股权激励 | | | 累计已回购股数 | 266.00 | 万股 | | | | | 累计已回购股数占总股本比例 | 1.80% | | | | | | 累计已回购金额 | 3,523.49 | | 万元 | | | | 实际回购价格区间 | 12.63 | | 元/股~14.00 | | 元/股 | | | | | | | 年 | | | | | | | 8 | | | | | | | 日 | | 回购方案首次披露日 | 先生提议 | | | | 2023/8/18，由公司实际控制人、董事长黄文俊 | 一、 回购股份的基本情况 上海复洁环保科技股份有限 ...

证券代码：688335 证券简称：复洁环保 公告编号：2024-025 一、本次短线交易的基本情况 截至本公告披露日，忠创基金持有公司股份8,198,028股，占公司总股本的 5.55%。忠创基金本次短线交易前六个月内（即2023年9月19日至2024年3月18日 期间）买卖公司股票情况如下： | 股东 | 交易日期 | 交易方式 | 交易 | 交易数量 | 成交金额 | 成交均价 | | --- | --- | --- | --- | --- | --- | --- | | 名称 | | | 方向 | （股） | （元） | （元/股) | | 深圳 | 2024/01/12 | 集中竞价 | 买入 | 100,000 | 1,275,000.00 | 12.75 | | | 2024/01/15 | 集中竞价 | 买入 | 139,295 | 1,777,404.20 | 12.76 | | 忠天 | 2024/01/16 | 集中竞价 | 买入 | 359,000 | 4,573,660.00 | 12.74 | | 创亿 基金 | 2024/01/17 | 集中竞价 | 买入 | 122,700 | ...

Dividend and Shareholder Returns - The company plans to distribute a cash dividend of 3.5 RMB per 10 shares, totaling approximately 50,763,209.35 RMB (including tax) based on a total share capital of 147,697,741 shares after accounting for repurchased shares[5]. - The total cash dividend amount for 2023, including share repurchase, is 85,998,133.66 RMB, which represents 85.96% of the net profit attributable to shareholders of the listed company[6]. - The company has implemented a share repurchase program with a total expenditure of 35,234,924.31 RMB during the year[6]. - The company has repurchased 2,660,000 shares, accounting for 1.80% of the total share capital, with a total expenditure of approximately 35.23 million RMB, as part of its strategy to enhance shareholder returns[55]. - The company has maintained a consistent cash dividend policy since its listing, ensuring stable and reasonable returns for investors, with a three-year dividend plan disclosed in March 2023[55]. Financial Performance - In 2023, the company reported a revenue of ¥576.08 million, a decrease of 27.03% compared to ¥789.47 million in 2022[23]. - The net profit attributable to shareholders was ¥100.04 million, down 13.39% from ¥115.51 million in the previous year[23]. - The net cash flow from operating activities was -¥12.21 million, a significant decline of 107.45% compared to ¥163.82 million in 2022[23][27]. - The company's total assets at the end of 2023 were ¥1.53 billion, a slight decrease of 0.70% from ¥1.54 billion in 2022[23]. - The basic earnings per share for 2023 were ¥0.68, down 12.82% from ¥0.78 in 2022[25]. - The company achieved total operating revenue of 576.08 million yuan in 2023, a decrease of 27.03% compared to the previous year[41]. - The net profit attributable to shareholders of the listed company was 100.04 million yuan, a decrease of 13.39% year-on-year[41]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was 94.93 million yuan, down 11.57% year-on-year[41]. - The company faced challenges due to market environment and government financial pressures, leading to delays in new project construction and bidding progress[41]. Research and Development - Research and development expenses accounted for 5.57% of revenue, an increase of 1.48 percentage points from 4.09% in 2022[25]. - The company invested CNY 32.11 million in R&D, accounting for 5.57% of its total revenue, with 96 R&D personnel representing 46.15% of the total workforce[45]. - The company has achieved a total of 79 intellectual property rights by the end of 2023, including 8 national invention patents and 1 US invention patent[123]. - The total R&D investment for the year was ¥32,113,075.12, a slight decrease of 0.46% compared to the previous year[126]. - The company has developed a series of technologies for the efficient dehydration of landfill sludge, with a total investment of ¥12,500,000 and a cumulative investment of ¥12,249,943.21[128]. Environmental Technology and Innovation - The company is actively engaged in carbon asset management, aiming to reduce carbon emissions and enhance competitiveness in the low-carbon economy[13]. - The company has developed high-temperature water source heat pump products capable of delivering water temperatures exceeding 85 degrees Celsius, enhancing energy efficiency[13]. - The company has integrated multiple odor purification technologies, including active oxygen ion purification and biological filter purification, to improve treatment efficiency[13]. - The company’s sludge treatment processes include thickening, dewatering, drying, and incineration, with dewatered sludge moisture content typically reaching 60-80%[12]. - The company’s sludge low-temperature vacuum dehydration and drying integrated system was recognized as a breakthrough green technology in 2022[46]. - The company is focusing on energy-saving and carbon-reduction technologies, including the utilization of renewable energy sources like photovoltaic power and high-temperature water source heat pumps[109]. Market and Industry Trends - The sludge treatment industry is experiencing increased demand due to enhanced environmental protection measures, with a focus on harmless and resourceful disposal methods[79]. - The sludge treatment and disposal market in China is expected to exceed 90 billion yuan by 2024, driven by increasing sewage treatment rates and sludge generation[84]. - National policies aim for a 90% harmless disposal rate of urban sludge by 2025, with significant emphasis on promoting centralized incineration and resource utilization[87]. - The market for sludge treatment is expected to grow significantly due to the increasing regulatory focus on environmental protection and sustainable development[86]. - The national carbon market's cumulative trading volume reached 23.8 million tons by July 5, 2023, with a trading value of nearly CNY 10.9 billion[103]. Operational Challenges and Risks - The company faces risks related to regional revenue concentration, with 77.99% of revenue coming from the Shanghai area, indicating potential vulnerability to market fluctuations[152]. - The company is at risk of intensified competition in the advanced environmental industry, necessitating continuous innovation and quality improvement to maintain its competitive edge[153]. - The company has a significant risk of delayed receivables due to long project settlement cycles, which could adversely affect its operations[154]. - The decline in new orders was attributed to market conditions and delays in project bidding and construction[164]. - The company faces risks related to industry investment reductions and uncertainties in national policies affecting the environmental protection sector[158]. Project Developments - The company has successfully applied its low-temperature vacuum dehydration and drying integrated technology in over 60 projects, with a total design treatment capacity exceeding 1.56 million tons per year, reducing carbon emissions by over 48,000 tons annually compared to traditional processes[58]. - The company has established a hydrogen energy division and invested in Platinum Land New Energy, focusing on the development of high-capacity hydrogen storage materials and systems[49]. - The company has signed major contracts for sludge treatment services, with a total contract value of RMB 536.9 million, indicating strong market engagement[172]. - The company has completed a contract amendment for the Laogang temporary sludge storage project, increasing the contract amount by CNY 142.5 million due to additional processing requirements[42]. - The company has developed a closed negative pressure operation process for low-temperature vacuum drying, minimizing risks of wear and dust explosion[139].

Investment Rating - The report maintains a "Cautious Recommendation" rating for the company with a target price of 11.52 CNY per share, based on a PE of 24.0 for 2024 [11][10]. Core Insights - The company reported a revenue of 576 million CNY in 2023, a decrease of 27.03% year-on-year, and a net profit attributable to shareholders of 100 million CNY, down 13.39% year-on-year [10][2]. - The fourth quarter of 2023 showed a revenue of 225 million CNY, a decline of 24.50% year-on-year, but a significant increase in net profit by 69.81% year-on-year, attributed to a one-time revenue recognition from an old project [10][2]. - The company is expanding its industrial applications, particularly in coal chemical and lithium battery sectors, with projects that enhance resource utilization and improve water resource recovery rates by 15-20% [10][2]. - The company is actively pursuing energy-saving and low-carbon transformation initiatives, with a focus on high-temperature water source heat pump technology and a growing portfolio in carbon neutrality services [10][2]. Financial Summary - The company's total revenue for 2023 was 576 million CNY, with a projected revenue of 394 million CNY for 2024 and 465 million CNY for 2025 [6]. - The net profit for 2023 was 100 million CNY, with forecasts of 71 million CNY for 2024 and 87 million CNY for 2025 [6]. - The earnings per share (EPS) for 2023 was 0.68 CNY, with projections of 0.48 CNY for 2024 and 0.59 CNY for 2025 [6][10].

证券代码：688335 证券简称：复洁环保 公告编号：2024-013 上海复洁环保科技股份有限公司 第三届董事会第十九次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、董事会会议召开情况 上海复洁环保科技股份有限公司（以下简称"公司"）第三届董事会第十九 次会议（以下简称"本次会议"）于2024年3月27日以现场与通讯表决方式召开， 本次会议通知已于2024年3月19日以电子邮件、电话等方式送达公司全体董事。本 次会议由公司董事长黄文俊先生主持，会议应参加表决董事11人，实际参加表决 董事11人。本次会议的召集、召开符合《中华人民共和国公司法》等法律、法规 和《上海复洁环保科技股份有限公司章程》的有关规定。 二、董事会会议审议情况 经与会董事审议，做出以下决议： (一) 审议通过《关于<2023年年度报告>及摘要的议案》 本议案已经公司董事会审计委员会2024年度第一次会议审议通过，并同意提 交董事会审议。 表决情况：11票同意，0票反对，0票弃权，0票回避 具体内容详见公司同日刊登在上海证券交易所网站 ...

证券代码：688335 证券简称：复洁环保 公告编号：2024-017 上海复洁环保科技股份有限公司 2023年度募集资金存放与使用情况的专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、募集资金基本情况 (一) 实际募集资金金额和资金到账时间 经中国证券监督管理委员会《关于同意上海复洁环保科技股份有限公司首次 公开发行股票注册的批复》（证监许可〔2020〕1532号）同意注册，并经上海证 券交易所同意，上海复洁环保科技股份有限公司（以下简称"公司"或"复洁环 保"）首次公开发行人民币普通股（A股）1,820.00万股，每股面值1.00元，每 股发行价格为人民币46.22元。本次公开发行募集资金总额为人民币84,120.40万 元，扣除本次发行费用人民币7,749.21万元（不含增值税），募集资金净额为人 民币76,371.19万元。本次募集资金已于2020年8月11日全部到位，天健会计师事 务所（特殊普通合伙）于2020年8月11日对资金到位情况进行了审验，并出具了 《验资报告》（天健验〔2020〕6-56号 ...

上海复洁环保科技股份有限公司 高质量发展是全面建设社会主义现代化国家的首要任务。复洁环保作为科 创板企业，积极响应国家战略需求，主动肩负服务国家创新驱动发展战略和实 体经济高质量发展的重要使命，以"加快节能低碳高端装备领域技术创新与成 果转化"为指引，面向未来绿色低碳应用场景，聚焦清洁能源、先进材料、智 能装备和新一代信息技术，持续创新开发具有自主知识产权的核心技术，着力 提升先进节能降碳技术装备的供给与服务水平，促进加快形成新质生产力，推 动重点领域实现"绿色-低碳-循环"高质量发展。 （一）高质量——强化精益管理，提高经营效率 2024 年，公司将围绕"推行精益管理，增进价值创造"要求，进一步推进 项目管理、产品管理、生产管理等各方面的智能化建设，将精益管理理念实践 落实到企业发展全过程中，在持续加强产品核心竞争力的同时，从整个业务价 值链出发提升整体运营效率与效益，不断增强综合竞争实力。 1、加快新建产能释放，产业链延伸布局助力降本增效 为公司扩大主营业务产能及从事核心技术装备生产制造研发的重要募投项 目"低温真空脱水干化成套技术装备扩建项目"于 2023 年末竣工验收启用。项 目建成投产后将为公司产销 ...

已履行的审议程序：公司于2024年3月27日召开了第三届董事会第十九次 会议、第三届监事会第十七次会议，审议通过了《关于使用闲置自有资金购买理 财产品的议案》。本事项无需提交公司股东大会审议。 证券代码：688335 证券简称：复洁环保 公告编号：2024-019 上海复洁环保科技股份有限公司 关于使用闲置自有资金购买理财产品的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 投资种类：上海复洁环保科技股份有限公司（以下简称"公司"）拟使用 暂时闲置自有资金购买安全性高、流动性好、投资期限不超过12个月的中低风险 理财产品。 投资金额：公司拟使用不超过人民币4亿元（含本数）的暂时闲置自有资 金进行现金管理，在前述额度范围内资金可循环使用。 特别风险提示：公司拟购买的理财产品属于期限不超过12个月，风险较低、 安全性高、流动性好的产品，但金融市场受宏观经济的影响较大，不排除该项投 资受到市场波动的影响。公司将根据经济形势以及金融市场的变化适时适量地介 入，降低市场波动引起的投资风险。 一、使用闲置自有资金 ...

证券代码：688335 证券简称：复洁环保 公告编号：2024-018 上海复洁环保科技股份有限公司 关于公司向银行申请综合授信额度的公告 特此公告。 上海复洁环保科技股份有限公司 董事会 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 2024年3月27日，上海复洁环保科技股份有限公司(以下简称"公司")召开 第三届董事会第十九次会议、第三届监事会第十七次会议，审议通过了《关于公 司向银行申请综合授信额度的议案》，同意公司向银行申请不超过人民币8亿元 的综合授信额度，授信期限自2023年年度股东大会审议通过之日起至2024年年度 股东大会召开之日止。在授信期限内，授信额度可循环使用。该议案尚需提交公 司2023年年度股东大会审议，现将有关事宜公告如下： 为满足公司生产经营需要，提高运行效率，降低资金成本，优化负债结构， 提高风险抵抗能力以应对不断变化的市场竞争需要，公司拟向银行申请不超过人 民币8亿元的综合授信额度，授信期限自2023年年度股东大会审议通过之日起至 2024年年度股东大会召开之日止。在授信期限内，授信额度 ...