| A 股证券代码：688385 | 证券简称：复旦微电 公告编号：2023-065 | | --- | --- | | 港股证券代码：01385 | 证券简称：上海复旦 | 上海复旦微电子集团股份有限公司 第九届监事会第十一次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 上海复旦微电子集团股份有限公司(以下简称"公司")第九届监事会第十 一次会议于 2023 年 12 月 12 日发出会议通知，于 2023 年 12 月 19 日以通讯形 式召开。目前监事会共有 3 名监事，实到监事 3 名，会议由监事会主席张艳丰 女士主持。会议的召集召开符合《公司法》和《公司章程》的有关规定，合法 有效。 会议审议并通过了如下事项： 一、审议通过《关于公司 2021 年限制性股票激励计划首次授予部分第二个 归属期符合归属条件的议案》 监事会认为：根据《上市公司股权激励管理办法》《上海证券交易所科创板 股票上市规则》《上海复旦微电子集团股份有限公司 2021 年限制性股票激励计 划（草案）》《上海复旦微电子集团股份有限公 ...

| A 股证券代码：688385 | 证券简称：复旦微电 公告编号：2023-064 | | --- | --- | | 港股证券代码：01385 | 证券简称：上海复旦 | 上海复旦微电子集团股份有限公司 第九届董事会第十二次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 上海复旦微电子集团股份有限公司(以下简称"公司"、"复旦微电")第九届 董事会第十二次会议于 2023 年 12 月 12 日发出会议通知，于 2023 年 12 月 19 日 以通讯表决的形式召开。目前董事会共有 11名董事，实到董事 11名，会议由董 事长蒋国兴先生主持。会议的召集召开符合《公司法》和《公司章程》的有关 规定，合法有效。 会议审议并通过了如下事项： 一、审议通过《关于公司 2021 年限制性股票激励计划首次授予部分第二个 归属期符合归属条件的议案》 根据公司 2021 年第二次临时股东大会、2021 年第二次 A 股类别股东大会及 2021 年第二次 H 股类别股东大会对董事会的授权，董事会认为：公司 2021 年限 ...

股东 名称 是否为控 股股东及 其一致行 动人 标记股份数 量（股） 占其所 持股份 比例 占公 司总 股本 比例 标记股 份是否 为限售 股 标记起始 日 标记到期 日 冻结申请 人 冻结 原因 上海 政本 否 6,370,000 14.83% 0.78% 否 2023年12 月11日 2026年12 月10日 浙江省金 华市金东 司法 标记 一、本次股东持有的上市公司股份被司法标记情况 持股 5%以上股东上海政本企业管理咨询合伙企业（有限合伙）（以下简 称"上海政本"）不属于上海复旦微电子集团股份有限公司（以下简称 "公司"、"复旦微电"）的控股股东或第一大股东及其一致行动人， 其股份被司法冻结/司法标记事项不会导致公司无实际控制人的情况 发生变化。股东《告知函》显示：截止 2023 年 12 月 13 日，上海政本 持有的复旦微电股份被司法冻结/司法标记数量占本公司总股份的 2.22%。本次披露的司法标记事项不会对公司日常经营与管理造成影响。 《告知函》显示：截止 2023 年 12 月 13 日，上海政本持有本公司 42,955,111 股股份，占公司总股本的 5.26%。 | 区人民法 | | -- ...

关于持股 5%以上股东权益变动超过 1%提示性公告 本公司董事会、全体董事及相关股东保证本公告内容不存在任何虚假记载、误导 性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 公司于12月11日收到上海政本、上海年锦出具的《关于持股5%以上股东累 计减持超过1%的告知函》，现将有关权益变动情况公告如下： | A 股证券代码：688385 | 证券简称：复旦微电 公告编号：2023-059 | | --- | --- | | 港股证券代码：01385 | 证券简称：上海复旦 | 上海复旦微电子集团股份有限公司 | | 名称 | 上海政本 | | --- | --- | --- | | 信息披 | | | | 露义务 | 通讯地址 | 上海市杨浦区国泰路11号1层展示厅A179室 | | 人基本 | | | | 信息 | | | | | 权益变动时间 | 2023年3月29日-2023年12月11日 | 本次权益变动属于股份减持，不触及要约收购。 本次权益变动后，上海复旦微电子集团股份有限公司（以下简称"公 司"）股东上海政本企业管理咨询合伙企业（有限合伙）（以下简称"上 海 ...

上海复旦微电子集团股份有限公司 投资者关系活动记录表 股票名称：复旦微电 股票代码：688385 | | 特定对象调研 □分析师会议 | | --- | --- | | 投资者关系活动 类别 | □媒体采访 □业绩说明会 | | | □新闻发布会 □路演活动 | | | □现场参观 □其他__________ | | 参与单位/个人 | 兴业证券、野村东方资管、柏基投资、浙商证券、国联安基 金、UBS、景领投资、君和资本、浙金信托、中金公司 | | 时间 | 2023 年 12 月 7 日 | | 地点 | 公司会议室 | | 公司接待人员 | 证券事务代表 郑克振、财务经理 金建卫 | 投资者关系活动主要内容 1、公司 FPGA 在高可靠市场的价格变动趋势？ 答：今年以来，公司 FPGA 及其他产品线的毛利率水平基本稳定，由于公司产 品质量、技术等方面的特点，在高可靠市场应用较好。芯片作为一种工业品， 随着产品的成熟、应用的拓展，价格也是随行就市调整的。我们部分成熟的 FPGA 产品，价格是有下降趋势的；部分型号，还有 PSoC 等产品，则价格调整较小。 公司通过新产品研发，满足客户差异化需要，以取得比较 ...

| A 股证券代码：688385 | 证券简称：复旦微电 | 公告编号：2023-058 | | --- | --- | --- | | 港股证券代码：01385 | 证券简称：上海复旦 | | 重要内容提示： https://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 11 月 20 日(星期一) 至 11 月 24 日(星期五)16:00 前登 录上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 IR@fmsh.com.cn 进行提问。公司将在说明会上对投资者普遍关注的问题进行回 答。 上海复旦微电子集团股份有限公司（以下简称"公司"）已于 2023 年 10 月 31 日发布公司 2023 年第三季度报告，为便于广大投资者更全面深入地了解公 司 2023 年第三季度的经营成果、财务状况，公司计划于 2023 年 11 月 27 日 16:00-17:00 举行 2023 年第三季度业绩说明会，就投资者关心的问题进行交 流。 一、说明会类型 关于召开 2023 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何 ...

上海复旦微电子集团股份有限公司 投资者关系活动记录表 股票名称：复旦微电 股票代码：688385 特定对象调研 □分析师会议 投资者关系活 □媒体采访 □业绩说明会 动类别 □新闻发布会 □路演活动 □现场参观 □其他__________ 华泰证券、富国基金、中邮证券、文多资产、安信证券、宁涌 参与单位/个人 富基金、华夏基金、国信证券、平安基金、第一上海证券、 中泰证券 时间 2023 年11月8日15:00-16:00 地点 公司会议室 公司接待人员 证券事务代表 郑克振；财务部经理 金建卫 投资者关系活动主要内容 1、2023年的研发费用为什么同比增加较多？ 答：截止 2023 年三季度，公司研发费用约 75,783.19 万元，较上年同期增加 约为 19,792.86万元。今年以来，公司在新品研发、多元化供方工艺的产品研 发方面投入了大量的资源。目前公司也已经在对可转换债券的募投项目开展前 期投入。公司希望通过技术领先、差异化产品保持竞争力。 2、公司有没有想往 AI方面做一些研发和布局？ 答：AI芯片主要包括 GPU、FPGA、ASIC。公司在 FPGA领域具有较好的技术优 势。公司开发的PSoC ...

上海复旦微电子集团股份有限公司 投资者关系活动记录表 股票名称：复旦微电 股票代码：688385 特定对象调研 □分析师会议 投资者关系活动 □媒体采访 □业绩说明会 类别 □新闻发布会 □路演活动 □现场参观 □其他__________ 民生证券、西部证券自营、农银汇理基金、宁泉资产、兴证全球基金、 国泰基金、财通基金、中金基金、华泰瑞柏基金、东海基金、邮储银 参与单位/个人 行、新华养老、华夏基金、中信证券、银河基金、重阳投资、鑫元基 金、交银施罗德 2023年11月1日15:00-16:00 时间 2023年11月2日15:00-16:00 地点 公司会议室 公司接待人员 证券事务代表 郑克振；财务部经理 金建卫 投资者关系活动主要内容 1、公司FPGA在高可靠以外的领域进展如何？ 答：公司FPGA产品应用广泛，除现有的高可靠应用领域，公司也在积极推进面向低功耗 及成本敏感性市场，如医学成像、机器视觉、专业监视器、车用毫米波/激光雷达、工业 物联网及边缘市场等领域的探索，目前也导入了一些项目。 2、三季度，公司FPGA产品的毛利率情况？未来几年的趋势如何？ 答：报告期内，公司的FPGA产品线的毛利率没 ...

Financial Performance - In Q3 2023, the company reported revenue of approximately CNY 9.42 billion, a decrease of 6.00% compared to the same period last year[5]. - The net profit attributable to shareholders in Q3 2023 was approximately CNY 2.01 billion, down 38.88% year-on-year[5]. - For the first nine months of 2023, the company achieved a total revenue of approximately CNY 27.38 billion, an increase of 1.25% year-on-year[4]. - The net profit attributable to shareholders for the first nine months was approximately CNY 6.50 billion, a decrease of 24.33% compared to the previous year[4]. - The gross profit margin for the product lines decreased from 65.03% to 64.58% in the first nine months of 2023[5]. - The weighted average return on equity decreased by 10.84 percentage points to 13.33% year-on-year[4]. - The basic and diluted earnings per share decreased by 37.50% and 40.00%, respectively, due to the decline in net profit[10]. - Total comprehensive income for Q3 2023 was CNY 665,640,026.72, a decrease of 25.3% from CNY 890,600,254.80 in Q3 2022[22]. - Basic earnings per share for Q3 2023 was CNY 0.80, down from CNY 1.05 in Q3 2022, representing a decline of 23.8%[22]. - Net profit for Q3 2023 was ¥663,928,750.13, down from ¥886,969,151.29 in Q3 2022, representing a decrease of approximately 25.2%[21]. Research and Development - R&D expenses for the first three quarters of 2023 amounted to approximately CNY 75.78 million, an increase of CNY 19.79 million year-on-year[6]. - R&D investment increased by 31.56% year-to-date, reflecting the company's commitment to enhancing new product and technology development[10]. - Research and development expenses rose to ¥757,831,871.78, compared to ¥559,903,315.37 in the previous year, indicating a year-over-year increase of about 35.4%[20]. - The company plans to continue investing in R&D to enhance product offerings and meet diverse application needs[6]. Cash Flow and Liquidity - The company’s cash flow from operating activities was negative at CNY -110.26 million for the year-to-date[3]. - Cash inflow from operating activities totaled CNY 2,426,509,750.38 in the first three quarters of 2023, down 8.7% from CNY 2,659,392,884.90 in 2022[23]. - Cash outflow from operating activities increased to CNY 3,529,098,120.07 in 2023, up 47.4% from CNY 2,393,087,377.26 in 2022[24]. - Net cash flow from operating activities for the first three quarters of 2023 was CNY -1,102,588,369.69, compared to CNY 266,305,507.64 in the same period of 2022[24]. - Net cash flow from investing activities was CNY -378,716,377.86 for the first three quarters of 2023, compared to CNY -200,777,339.26 in 2022[24]. - Net cash flow from financing activities for Q3 2023 was CNY 1,096,739,899.23, significantly higher than CNY 394,337,344.77 in Q3 2022[25]. - The ending balance of cash and cash equivalents as of Q3 2023 was CNY 727,223,855.98, down from CNY 875,584,047.61 at the end of Q3 2022[25]. - The company received CNY 35,998,502.96 in tax refunds during the first three quarters of 2023, compared to CNY 18,008,270.96 in the same period of 2022[23]. Assets and Liabilities - The total assets at the end of the reporting period were CNY 813.39 billion, representing a 33.10% increase from the previous year[4]. - The total assets at the end of the reporting period increased by 33.10%, primarily due to expanded production scale and increased inventory[10]. - Current liabilities totaled ¥1,706,350,802.93, significantly higher than ¥903,876,332.57 in the previous year, marking an increase of about 88.8%[19]. - The company's equity attributable to shareholders increased to ¥5,161,926,253.88 from ¥4,531,230,351.61, showing a growth of approximately 13.9%[19]. - Inventory increased to approximately 3.15 billion RMB, up from 1.48 billion RMB in the previous year[17]. - Accounts receivable rose to approximately 1.13 billion RMB, compared to 730.20 million RMB at the end of the previous year[17]. - The company reported a decrease in asset impairment losses to ¥75,329,023.42 from ¥87,679,395.66 in the previous year, indicating improved asset management[21]. Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 20,310, with the largest shareholder holding 34.80% of the shares[13]. - The company is in the process of issuing convertible bonds, pending approval from the Shanghai Stock Exchange and the China Securities Regulatory Commission[15].

Financial Performance - For the first nine months of 2023, the company achieved operating revenue of approximately RMB 2.738 billion, an increase of about 1.25% year-on-year[6]. - The net profit attributable to shareholders for the same period was approximately RMB 650 million, a decrease of about 24.33% year-on-year[6]. - In Q3 2023, the company reported operating revenue of approximately RMB 942 million, a decrease of about 6.00% compared to the same period last year[7]. - The net profit attributable to shareholders in Q3 2023 was approximately RMB 201 million, a decrease of about 38.88% year-on-year[7]. - Operating profit for the first three quarters of 2023 was RMB 664.79 million, down from RMB 888.92 million in the same period of 2022, indicating a decline of approximately 25.3%[19]. - The company's revenue for the first three quarters of 2023 was approximately RMB 2.30 billion, a decrease of 12.24% compared to RMB 2.62 billion in the same period of 2022[21]. - The company incurred a loss of approximately RMB 1.10 billion in the first three quarters of 2023, compared to a profit of RMB 266.31 million in the same period of 2022[21]. Research and Development - R&D expenses for the first nine months of 2023 amounted to approximately RMB 757.83 million, an increase of about RMB 197.93 million compared to the same period last year[9]. - The company’s R&D investment accounted for 30.79% of operating revenue, an increase of 3.96 percentage points year-on-year[4]. - R&D investment increased by 31.56% in the first nine months, driven by the need to enhance core competitiveness through new product and technology development[11]. - Research and development expenses increased to RMB 757.83 million in the first three quarters of 2023, up from RMB 559.90 million in the same period of 2022, marking an increase of approximately 35.4%[19]. Assets and Liabilities - Total assets at the end of the reporting period were RMB 813.39 million, an increase of 33.10% compared to the end of the previous year[5]. - Total assets increased to RMB 8.13 billion from RMB 6.11 billion as of December 31, 2022, representing a growth of approximately 33.2%[17]. - The total liabilities increased to RMB 2.34 billion as of September 30, 2023, from RMB 957.72 million as of December 31, 2022, representing an increase of about 144.5%[18]. - Inventory levels rose significantly to RMB 3.15 billion as of September 30, 2023, compared to RMB 1.48 billion at the end of 2022, reflecting an increase of approximately 112.5%[17]. Earnings Per Share - Basic earnings per share decreased by 37.50% in Q3, mainly due to the drop in net profit[11]. - The company’s basic earnings per share for the first three quarters of 2023 were RMB 0.80, down from RMB 1.05 in the same period of 2022, a decrease of approximately 23.8%[20]. - Diluted earnings per share fell by 40.00% in Q3[11]. Cash Flow - The company's cash and cash equivalents decreased to RMB 737.28 million as of September 30, 2023, from RMB 1.19 billion as of December 31, 2022, a decline of about 38.0%[17]. - The total cash and cash equivalents at the end of the third quarter of 2023 was RMB 727.22 million, down from RMB 875.58 million at the end of the same period in 2022[23]. - The net cash flow from investment activities for the first three quarters of 2023 was negative RMB 378.72 million, compared to negative RMB 200.78 million in the same period of 2022[23]. - The cash flow from operating activities showed a decrease, with a net cash outflow of RMB 393.06 million in 2023 compared to an inflow of RMB 459.83 million in 2022[23]. - The net cash flow from financing activities for the first three quarters of 2023 was RMB 1.10 billion, an increase from RMB 394.34 million in the same period of 2022[23]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 20,310, with the largest shareholder holding 34.80% of shares[12]. - The top ten shareholders collectively hold significant stakes, with the largest shareholder holding 284,197,980 shares[13]. Future Plans - The company plans to continue launching new products and expanding its customer base to address the challenges posed by insufficient demand in certain sectors[8]. - The company plans to continue investing in new technologies and market expansion strategies to drive future growth[19]. - The company is advancing the issuance of convertible bonds, pending approval from the Shanghai Stock Exchange and the China Securities Regulatory Commission[16]. Accounting Standards - The company has implemented new accounting standards starting in 2023, which may affect the financial statements[23].