中信证券股份有限公司、五矿证券有限公司 关于湖南长远锂科股份有限公司 核心技术人员离职的核查意见 中信证券股份有限公司（以下简称"中信证券"）、五矿证券有限公司（以下 简称"五矿证券"，与中信证券合称"保荐机构"）作为湖南长远锂科股份有限公 司（以下简称"公司"、"长远锂科"或"发行人"）的持续督导机构，根据《上 海证券交易所科创板股票上市规则》《上海证券交易所科创板上市公司自律监管 规则适用指引第 1 号——规范运作》等法律法规，对公司核心技术人员离职事项 进行了核查，核查情况如下： 一、核心技术人员离职的具体情况 公司核心技术人员李厦女士于近日因个人原因申请辞去所任职务，并已办理 完毕离职手续。离职后，李厦女士不再担任公司任何职务。公司及公司董事会对 李厦女士任职期间为公司发展所做出的贡献表示衷心感谢。 （一）核心技术人员的具体情况 截至本核查意见披露日，李厦女士未直接持有公司股票，通过长沙长远金锂 三号企业咨询管理合伙企业间接持有公司股份 289,160 股。李厦女士离职后将继 续遵守《上海证券交易所科创板股票上市规则》等相关法律法规的相关规定及公 司首次公开发行股票时所作的相关承诺。 （二）参与研发项 ...

| 证券代码：688779 | 证券简称：长远锂科 | 公告编号：2023-042 | | --- | --- | --- | | 转债代码：118022 | 转债简称：锂科转债 | | 湖南长远锂科股份有限公司 关于核心技术人员离职的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 湖南长远锂科股份有限公司（以下简称"公司"）核心技术人员李厦女 士于近日因个人原因申请辞去所任职务，并已办理完毕离职手续。离职后，李厦 女士不在担任公司任何职务。 李厦女士与公司不存在涉及职务发明专利等知识产权权属纠纷或潜在纠 纷的情形，李厦女士的离职不影响公司专利等知识产权权属的完整性。 李厦女士负责的工作已完成交接，公司的生产经营、技术研发等工作均 有序推进，李厦女士的离职不会对公司的核心竞争力和持续经营能力产生实质性 影响。 一、核心技术人员离职的具体情况 公司核心技术人员李厦女士于近日因个人原因申请辞去所任职务，并已办 理完毕离职手续。离职后，李厦女士不再担任公司任何职务。公司及公司董事会 对李厦女士任职期间为公司 ...

中信证券股份有限公司、五矿证券有限公司 | 序 | 工作内容 | 持续督导情况 | | --- | --- | --- | | 号 | | | | | 上市公司不予披露或澄清的，应及时向上海证券 | | | | 交易所报告。 | | | | 发行以下情形之一的，督促上市公司做出说明并 | | | | 限期改正，同时向上海证券交易所报告：（一） | | | | 涉嫌违法《上市规则》等相关业务规则；（二） | | | | 证券服务机构及其签名人员出具的专业意见可能 | 2023 年上半年持续督导期间， | | 14 | 存在虚假记载、误导性陈述或重大遗漏等违法违 | 公司及相关主体未发生前述情 | | | 规情形或其他不当情形；（三）公司出现《保荐 | 况。 | | | 办法》第七十一条、第七十二条规定的情形；（四） | | | | 公司不配合持续督导工作；（五）上海证券交易 | | | | 所或保荐人认为需要报告的其他情形。 | | | | 制定对上市公司的现场检查工作计划，明确现场 | 保荐人已制定现场检查的相关工 | | 15 | | 作计划，2023 年上半年，公司不 | | | 检查工作要求，确保现场检 ...

Financial Performance - The company reported a total revenue of CNY 488,975,446, a decrease of 35.94% compared to the same period last year[4] - Net profit attributable to shareholders was CNY 64,512,100, down 91.49% year-on-year[4] - The net profit attributable to the parent company for the first half of 2023 was approximately ¥64.51 million, a decrease from ¥757.70 million in the same period of 2022, reflecting a decline of about 91.5%[75] - The total profit for the period reached 514,348,250.86, compared to 372,171,000.15 in the previous year, representing an increase of approximately 38.2%[81] - The net profit for the period was 514,774,590.99, up from 342,612,826.94, indicating a growth of about 50.2% year-over-year[78] - The total comprehensive income amounted to 514,774,590.99, compared to 342,612,826.94 in the previous year, reflecting a significant increase of approximately 50.2%[78] Cash Flow and Liquidity - The net cash flow from operating activities was negative CNY 2,588,623,036, significantly worse than the previous year's negative CNY 740,318,976[5] - The company reported a net cash flow from operating activities of -1,633,987,204.12 RMB for the first half of 2023, compared to -354,238,535.50 RMB in the same period of 2022, indicating a significant increase in cash outflow[99] - The company’s cash and cash equivalents decreased by 66.84% to CNY 1,622,325,719, mainly due to prepayments for procurement[12] - The company’s total cash outflow for purchasing goods and services was RMB 4,113,921,281.67 in the first half of 2023, compared to RMB 1,475,294,362.12 in the same period of 2022, reflecting a significant increase[53] - The company’s cash flow from other operating activities amounted to RMB 216,465,013.61 in the first half of 2023, compared to RMB 89,741,386.97 in the same period of 2022, showing a growth of approximately 141.5%[53] Assets and Liabilities - The company’s total assets as of June 30, 2023, were approximately ¥14.39 billion, down from ¥17.66 billion at the end of 2022, a decrease of about 18.8%[70] - The company’s total liabilities decreased to RMB 3,249,821,000 after the conversion of 179,000 bonds during the reporting period[40] - The total liabilities decreased to approximately ¥6.65 billion as of June 30, 2023, from ¥9.54 billion at the end of 2022, representing a reduction of about 30.4%[70] - The company’s accounts receivable as of June 30, 2023, were approximately ¥3.36 billion, a decrease from ¥3.86 billion at the end of 2022, reflecting a decline of about 13%[68] Research and Development - Research and development expenses were CNY 159,061,968, a reduction of 50.17% compared to the previous year[5] - Research and development expenditure accounted for 3.25% of operating revenue, down from 4.18%, a decrease of 0.93 percentage points[197] - Research and development expenses for the first half of 2023 were not reported, but in the same period of 2022, they amounted to approximately ¥59.59 million[76] Investment and Financing - The company issued convertible bonds in October 2022, leading to increased financing costs in the current period[8] - The company plans to expand its production capacity, which has resulted in increased investment outflows for long-term assets[8] - The company utilized a maximum of RMB 780,000,000 of temporarily idle raised funds for cash management, focusing on high-security and high-liquidity investment products[26] - The company received investment income of 518,065,337.51 RMB in the first half of 2023, compared to 173,207,539.42 RMB in the same period of 2022, indicating a substantial increase in investment returns[99] Shareholder Information - The company held two shareholder meetings in 2023, with all resolutions passed and no dissenting votes recorded[61] - The company’s total owner's equity at the end of the reporting period was 6,523,302,912.43 RMB, with an increase of 547,413,292.84 RMB during the current period[101] - The company’s total owner's equity at the end of the reporting period is CNY 7,070,716,205.27[102] Accounting and Compliance - The company’s financial statements comply with the requirements of the accounting standards, accurately reflecting its financial position, operating results, changes in equity, and cash flows [130] - The company’s accounting policies and estimates are applicable, ensuring the accuracy of financial reporting [128] - The financial report for the first half of 2023 has not been audited[187] - The company confirms its ability to continue as a going concern for the next 12 months without significant doubts regarding its operational capacity [113] Risk Management - The company has detailed various risks and countermeasures in the report, specifically in the section on "Risk Factors"[186] - The board of directors guarantees the authenticity, accuracy, and completeness of the semi-annual report, assuming legal responsibility for any misstatements[170] - The company emphasizes that forward-looking statements do not constitute substantive commitments to investors, urging caution regarding investment risks[173]

湖南长远锂科股份有限公司 关于对五矿集团财务有限责任公司的风险持续评估报告 根据《上海证券交易所科创板股票上市规则》《关于规范上市公司与企业集 团财务公司业务往来的通知》等要求，湖南长远锂科股份有限公司（以下简称"本 公司"）通过查验五矿集团财务有限责任公司（以下简称"财务公司"）《金融许 可证》《营业执照》等证件资料，审阅了财务公司验资报告、审计报告及定期财 务报告，对财务公司的经营资质、业务和风险状况进行了评估，具体情况报告如 下： 一、财务公司基本情况 财务公司是中国五矿集团有限公司（以下简称"中国五矿"）下属金融机构， 于 1992 年经中国人民银行批准设立，2001 年改制为有限责任公司，是由中国五 矿集团公司（现变更为中国五矿股份有限公司）、五矿投资发展有限责任公司（现 更名为五矿资本控股有限公司）两方共同出资，接受国家金融监督管理总局监管 的非银行金融机构。财务公司的注册资本为人民币 350,000 万元。 注册地址：北京市海淀区三里河路 5 号 A247-A267(单)A226-A236(双)C106 法定代表人：张树强 （一）风险控制组织架构 财务公司已按照《中华人民共和国公司法》和内部规章 ...

二、关于对五矿集团财务有限责任公司的风险持续评估报告的议案 我们认为《湖南长远锂科股份有限公关于对五矿集团财务有限责任公司的风 险持续评估报告》具备客观性和公正性，充分反映了五矿集团财务有限责任公司 （以下简称"五矿财务公司"）的经营资质、业务和风险状况，五矿财务公司经 营资质、内控建设、经营情况均符合开展金融服务的要求，公司与五矿财务公司 开展的金融服务业务符合相关法律法规、规范性文件的规定，符合公司与全体股 东的利益，不存在损害公司和股东，特别是中小股东利益的情形。我们一致同意 该议案。 湖南长远锂科股份有限公司独立董事 关于第二届董事会第十次会议相关事项的独立意见 根据《中华人民共和国公司法》《上海证券交易所科创板股票上市规则》《湖 南长远锂科股份有限公司章程》《湖南长远锂科股份有限公司独立董事工作管理 办法》等相关法律、法规及规范性文件的规定，我们作为湖南长远锂科股份有限 公司（以下简称"公司"）的独立董事，认真审查了公司第二届董事会第十次会 议的会议材料，经审慎分析，本着认真、负责、独立判断的态度，现发表独立意 见如下： 一、关于 2023 年半年度募集资金存放与实际使用情况的专项报告的议案 公司 ...

| 证券代码：688779 | 证券简称：长远锂科 | 公告编号：2023-040 | | --- | --- | --- | | 转债代码：118022 | 转债简称：锂科转债 | | 湖南长远锂科股份有限公司 2023 年半年度募集资金存放与实际使用情况的专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 按照《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要求》 《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运作》和《上海证 券交易所科创板股票上市规则》等有关规定，现将湖南长远锂科股份有限公司（以 下简称"长远锂科"或"公司"）2023 年半年度募集资金存放与实际使用情况报 告如下： 一、募集资金基本情况 （一）实际募集资金金额、资金到账时间 1.2021 年首次公开发行股票 经中国证券监督管理委员会《关于同意湖南长远锂科股份有限公司首次公开发 行股票注册的批复》（证监许可〔2021〕2260 号）同意注册，公司首次向社会公 众公开发行人民币普通股（A 股）股票 482,301,5 ...

一、监事会会议召开情况 第二届监事会第九次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 | 证券代码：688779 | 证券简称：长远锂科 公告编号：2023-041 | | --- | --- | | 转债代码：118022 | 转债简称：锂科转债 | 湖南长远锂科股份有限公司（以下简称"公司"）第二届监事会第九次会议 于 2023 年 8 月 8 日以电子邮件方式发出会议通知。会议于 2023 年 8 月 18 日以 以现场结合通讯的方式召开。会议应到监事 5 名，实际出席监事 5 名。会议由公 司监事会主席吴世忠先生主持。会议的召集、召开符合《中华人民共和国公司法》 《上海证券交易所科创板股票上市规则》和《湖南长远锂科股份有限公司章程》 等有关法律、行政法规、部门规章、规范性文件的规定。 湖南长远锂科股份有限公司 具体内容详见公司于同日在上海证券交易所网站（www.sse.com.cn）披露的 《湖南长远锂科股份有限公司2023年半年度募集资金存放与实际使用情况的专 项报告》（公告编号：2023-04 ...

| 证券代码：688779 | 证券简称：长远锂科 公告编号：2023-026 | | --- | --- | | 转债代码：118022 | 转债简称：锂科转债 | 湖南长远锂科股份有限公司 关于举办2022年度暨2023年第一季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 （一）公司董事长：胡柳泉先生 如有特殊情况，参会人员可能进行调整。 四、投资者参加方式 重要内容提示： 一、说明会类型 湖南长远锂科股份有限公司（以下简称"公司"）已于 2023 年 4 月 25 日在 上海证券交易所网站（www.sse.com.cn）披露了《湖南长远锂科股份有限公司 2022 年年度报告》及《湖南长远锂科股份有限公司 2023 年第一季度报告》。为 便于广大投资者更加全面深入地了解公司 2022 年度及 2023 年第一季度经营业 绩、发展战略等情况，公司定于 2023 年 05 月 10 日（星期三）15:00-16:00 在 "价值在线"（www.ir-online.cn）举办 2022 年度暨 2023 ...

Financial Performance - The company's total distributable profit as of December 31, 2022, was RMB 371,845,853.18, excluding dividends from subsidiaries totaling RMB 518,065,337.51[4]. - A cash dividend of RMB 2.316 per 10 shares (including tax) is proposed, amounting to a total of RMB 446,804,172.60, which represents 30% of the net profit attributable to ordinary shareholders in the consolidated financial statements[5][7]. - The net profit attributable to ordinary shareholders in the consolidated financial statements for the year was RMB 1,489,498,713.16[5]. - The company's operating revenue for 2022 reached ¥17,975,397,896.10, representing a 162.75% increase compared to ¥6,841,167,256.60 in 2021[116]. - The net profit attributable to shareholders for 2022 was ¥1,489,498,713.16, up 112.59% from ¥700,639,618.85 in the previous year[116]. - The net profit after deducting non-recurring gains and losses was ¥1,437,405,787.13, reflecting a 110.65% increase from ¥682,379,938.05 in 2021[116]. - Basic earnings per share increased by 75.00% to CNY 0.77 compared to CNY 0.44 in 2021[119]. - Diluted earnings per share rose by 72.73% to CNY 0.76, reflecting significant growth in product sales[119]. Environmental and Social Responsibility - The company actively integrates ESG principles into its strategic goals and daily operations, establishing a governance structure to oversee ESG initiatives[15][16]. - The company invested 54.43 million yuan in environmental protection during the reporting period[35]. - The total greenhouse gas emissions for the reporting period were 354,600 tons[47]. - The company processed 795,800 tons of wastewater, recovering 488,800 tons of pure water, with 25,300 tons discharged in compliance with standards[38]. - The company has established a hazardous waste storage facility and has been regularly transferring hazardous waste to qualified disposal units[38]. - The company has no record of administrative penalties due to environmental issues during the reporting period[42]. - The company has implemented various environmental management systems to ensure compliance with environmental laws and regulations[50]. - The company is committed to R&D in advanced materials, focusing on enhancing efficiency in new energy systems and promoting the development of electric vehicles[29]. - The company actively engages in social responsibility, contributing 3.4 million yuan to educational support and assisting 21 individuals in employment through community initiatives[30][31]. Corporate Governance - The company has established a robust governance structure, ensuring compliance with laws and regulations, and protecting the rights of shareholders and creditors[32]. - The company has established an investor relations management system to enhance communication and transparency with investors[76]. - The company emphasizes the importance of information disclosure and has established a management system to ensure transparency and accuracy[78]. - The company has a long-term commitment to resolve related party transactions and competition issues, ensuring compliance with governance standards[89]. - Institutional investors and individual investors actively participated in the voting and deliberation of shareholder meeting proposals, indicating strong engagement in corporate governance[82]. Research and Development - The company has obtained ISO9001 and IATF16949 certifications, establishing a comprehensive quality management system[20]. - The company obtained a total of 31 patents during the reporting period, enhancing the protection of key core technologies[81]. - The company is focusing on the research and development of lithium iron phosphate cathode materials, which are expected to become one of its main products in the future[169]. Future Outlook and Strategic Initiatives - The company is focusing on expanding its market presence and enhancing its product offerings in the lithium industry[112]. - Future outlook includes continued investment in new technologies and product development to meet growing market demand[112]. - The company plans to explore strategic partnerships and potential acquisitions to strengthen its competitive position[112]. - The management is optimistic about achieving further growth in revenue and profitability in the upcoming fiscal year[112]. Compliance and Risk Management - The company has established measures to ensure compliance with regulatory requirements and will issue supplementary commitments if necessary[28]. - The company has not faced any delisting risks or major compliance issues during the reporting period[153]. - The company will actively cooperate with regulatory investigations if any violations occur[28]. - The company has not reported any significant changes in the feasibility of its projects during the reporting period[191]. Fundraising and Financial Management - The company has established a fundraising management system to ensure the legal and reasonable use of raised funds, with funds stored in a designated account for centralized management[140]. - The company successfully raised 3.25 billion CNY through the issuance of convertible bonds to support the expansion of lithium battery cathode materials[164]. - The company approved the use of up to RMB 2.1 billion of temporarily idle raised funds for cash management, focusing on safe and liquid investment products[197]. - The company temporarily used RMB 400 million of idle raised funds to supplement working capital, which has been fully utilized by the end of the reporting period[196].