证券代码：000040 证券简称：东旭蓝天 公告编号：2024-019 东旭蓝天新能源股份有限公司 关于 2023 年计提各项资产减值准备的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 根据财政部颁发《企业会计准则》和公司相关财务管理、核算制度，为真实 反映东旭蓝天新能源股份有限公司（以下简称"公司"）的财务状况和资产价值， 结合公司的业务实际，本着谨慎性原则，公司对可能发生信用减值损失、资产减 值损失的相关资产计提减值损失。现将具体情况公告如下： 一、计提减值准备的情况概述 本期根据坏账政策按照整个存续期的预期信用损失计量损失准备，坏账准备 变动主要是： | 项目 | 2023.1.1 | 本期增加 | 本期减少 | 2023.12.31 | | --- | --- | --- | --- | --- | | | | 计提 | 转回 | | | 应收账款坏账准备 | 410,733,903.67 | 234,526,080.57 | 96,865,070.56 | 548,394,913.68 | | 应收股利坏账准备 | 3,551,757.43 ...

东旭蓝天新能源股份有限公司 关于东旭集团财务有限公司 2023 年度的风险评估报告 根据《企业集团财务公司管理办法》及深交所《深圳证券交易所上市公司自 律监管指引第 7 号——交易与关联交易》的要求，东旭蓝天新能源股份有限公司 （以下简称"东旭蓝天"或"公司"）审阅了东旭集团财务有限公司（以下简称 "财务公司"）2023 年度经审计的财务报表及相关数据指标，同时对财务公司的 《金融许可证》、《企业法人营业执照》的合法有效性进行了查验，出具本风险持 续评估报告。 一、财务公司基本情况 财务公司是经中国银行保险监督管理委员会批准（金融许可证编号： 00627955 ）、 河 北 省 工 商 行 政 管 理 局 登 记 注 册 （ 统 一 社 会 信 用 代 码 ： 91130100MA085XC83H）的非银行金融机构，依法接受银保监会的监督管理。东 旭财务公司注册资本 50 亿元人民币，其中东旭集团有限公司（以下简称"东旭集 团"）出资 30 亿元，东旭光电科技股份有限公司出资 20 亿元。法定代表人郭轩， 注册地址：河北省石家庄市长安区中山东路 39 号勒泰中心（A 座）写字楼 28 层 2814-2816 ...

东旭蓝天新能源股份有限公司 2023年度内部控制评价报告 东旭蓝天新能源股份有限公司全体股东： 东旭蓝天新能源股份有限公司（以下简称"东旭蓝天"或"公司"）根据《企 业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简称 企业内部控制规范体系），结合公司内部控制制度和评价办法，在内部控制日常 监督和专项监督的基础上，对公司2023年12月31日（内部控制评价报告基准日） 的内部控制有效性进行了评价。 一、重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价 其有效性，并如实披露内部控制评价报告是公司董事会的责任。监事会对董事 会建立和实施内部控制进行监督。经理层负责组织领导企业内部控制的日常运 行。公司董事会、监事会及董事、监事、高级管理人员保证本报告内容不存在 任何虚假记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完 整性承担个别及连带法律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及 相关信息真实完整，提高经营效率和效果，促进实现发展战略。由于内部控制存 在的固有局限性，故仅能为实现上述目标提供合理保证。此外，由于情况的变化 可 ...

东旭蓝天新能源股份有限公司 第十届董事会第一次独立董事专门会议决议 一、独立董事专门会议召开情况 东旭蓝天新能源股份有限公司（以下简称"东旭蓝天"、"公司"）第十届 董事会第一次独立董事专门会议于 2024 年 7 月 4 日以现场方式召开，会议通知 于 2024 年 7 月 3 日发出，本次会议应出席独立董事三名，实际出席独立董事三 名。本次会议由过半数独立董事推举独立董事王晓东先生主持。 一、审议通过了《关于公司 2024 年度日常关联交易预计的议案》 我们在董事会审议前认真审阅了公司 2024 年度日常关联交易预计的全部资 料，公司与关联方发生的日常经营性关联交易是公司生产经营发展的需要，我们 认为：公司的关联交易符合市场化原则，交易价格根据市场价格确定，关联交易 遵循了公开、公平、公正的原则，交易事项符合市场规则，符合公司整体利益和 全体股东利益，有利于公司的正常经营，没有损害公司及其他股东，特别是中小 股东的利益，符合公司的实际情况，不会影响公司的独立性。我们同意该议案提 交公司董事会审议，关联董事在审议本议案时应当回避表决。 表决结果：3 票同意，0 票反对，0 票弃权。 二、审议通过了《关于与东 ...

Financial Performance - The company's revenue for Q1 2024 was ¥231,205,365.82, a decrease of 60.38% compared to ¥583,622,511.78 in the same period last year[5] - The net loss attributable to shareholders was ¥16,200,765.20, representing a decline of 199.87% from a profit of ¥16,221,272.40 in the previous year[5] - Net loss for Q1 2024 was CNY 16,289,287.99, compared to a net profit of CNY 16,086,567.23 in Q1 2023, indicating a significant decline in profitability[18] - Basic and diluted earnings per share for Q1 2024 were both CNY -0.0109, a decline from CNY 0.0109 in Q1 2023[18] Cash Flow - The net cash flow from operating activities improved by 28.65%, amounting to -¥30,304,802.54 compared to -¥42,474,734.57 in the prior year[5] - Cash flow from operating activities showed a net outflow of CNY 30,304,802.54, an improvement from a net outflow of CNY 42,474,734.57 in the previous year[19] - The net cash flow from financing activities was -57,924,224.59, compared to -280,712,500.77 in the previous year, indicating a significant reduction in cash outflow[20] - The company reported a cash decrease of 70,337,756.52 during the quarter, compared to a decrease of 342,912,635.61 in the same quarter last year[20] Assets and Liabilities - The total assets at the end of the reporting period were ¥23,616,632,680.82, a decrease of 0.80% from ¥23,807,858,397.85 at the end of the previous year[5] - The company's total current assets were CNY 11,165,855,859.71, down from CNY 11,261,460,016.32, indicating a decrease of about 0.85%[14] - The total non-current assets were CNY 12,450,776,821.11, which is a decrease of approximately 0.76% from CNY 12,546,398,381.53[15] - The total liabilities of the company were CNY 12,532,270,108.19, down from CNY 12,707,340,129.81, representing a reduction of about 1.38%[15] Income and Expenses - The company reported a significant increase in other income, which rose by 398.51% to ¥2,490,361.02 due to increased government subsidies[8] - Research and development expenses decreased by 41.10% to ¥3,572,539.19, reflecting a strategic focus on cost reduction and efficiency[8] - Total operating costs for Q1 2024 were CNY 257,807,174.59, down 53.6% from CNY 555,550,653.40 year-over-year[17] - The company experienced a 735.78% increase in credit impairment losses, amounting to ¥12,159,595.77, due to the recovery of previously recognized bad debts[8] - Management expenses surged by 119.27% to ¥47,620,424.47, primarily due to increased consulting fees and utility costs[8] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 80,899, with the largest shareholder, Dongxu Group, holding 39.04% of the shares[10] Government Grants - The company received government grants totaling ¥2,423,036.45, which were closely related to its normal business operations[6] Other Financial Metrics - The company's cash and cash equivalents stood at CNY 3,090,045,959.01, a decrease from CNY 3,157,214,411.96, reflecting a decline of approximately 2.12%[14] - The company reported a short-term loan balance of CNY 1,413,698,540.37, which is relatively stable compared to CNY 1,414,170,638.97 at the beginning of the period[15] - The company’s long-term borrowings were CNY 2,523,598,485.86, showing a slight decrease from CNY 2,526,709,309.41, reflecting a reduction of about 0.12%[15] Audit Status - The first quarter report was not audited, indicating that the financial data is subject to further verification[21]

特别提示： 深圳证券交易所《上市公司自律监管指引第 7 号——交易与关联交易》第 十九条规定：如财务公司在协议期间发生前述风险（包括违法违规、业务违约、 资金安全性和可收回性难以保障等可能损害上市公司利益或风险处置预案确定 的风险情形的）情形，且上市公司拟继续在下一年度开展相关金融业务的，上 市公司与关联人应当重新签订下一年度金融服务协议，充分说明继续开展相关 金融业务的主要考虑及保障措施，并履行股东大会审议程序。 东旭集团财务有限公司 2019 年 11 月出现流动性风险，导致公司在东旭集团 财务公司中的大额存款提取受限，公司一直努力降低在财务公司的存款额，截 止 2023 年末，公司在财务公司存款余额共计 28.92 亿元。鉴于目前，财务公司 流动性问题尚未彻底解决，公司仍然无法实现大额款项的提取，为了符合监管 要求，公司 2024 年拟继续与东旭集团财务有限公司签署《金融服务协议》，并 将 2023 年末存款余额及未来一年的利息收入作为协议约定资金结算日存款余额 最高额度。 一、关联交易概述 证券代码：000040 证券简称：东旭蓝天 公告编号：2024-020 东旭蓝天新能源股份有限公司 关于与东旭集 ...

证券代码：000040 证券简称：东旭蓝天 公告编号：2024-022 东旭蓝天新能源股份有限公司 关于未弥补亏损达到实收股本总额三分之一的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 一、情况概况 经中兴财光华会计师事务所（特殊普通合伙）审计，截至 2023 年 12 月 31 日，公司 2023 年度合并财务报表中未分配利润为-1,283,072,045.57 元，实收股本 为 1,486,873,870 元，公司未弥补亏损金额超过实收股本总额三分之一。根据《公 司法》第一百条及《公司章程》第四十六条"有下列情形之一的,公司在事实发 生之日起 2 个月以内召开临时股东大会：（二）公司未弥补的亏损达实收股本总 额 1/3 时"等相关规定，该事项需提交股东大会审议。 二、公司 2023 年度亏损原因 报告期内，公司根据市场环境及业务发展情况，调整及收缩业务范围，营业 收入整体有所下降，共实现营业收入 14.89 亿元，较上年同期减少 50.94%。公司 2023 年归属于上市公司股东的净利润为-1.76 亿元，亏损金额较 2022 年度减少 42.94 ...

证券代码：000040 证券简称：东旭蓝天 公告编号：2024-023 东旭蓝天新能源股份有限公司 关于召开 2023 年年度股东大会的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 一、召开会议基本情况 （一）股东大会届次：2023 年年度股东大会 （二）股东大会召集人：公司董事会 （三）会议召开的合法、合规性：本次股东大会由公司董事会负责召集，公 司董事会认为本次会议的召开符合有关法律、行政法规、部门规章、规范性文件 和公司章程的规定。 （四）会议召开时间： 1、现场会议时间为：2024 年 7 月 26 日（星期四）下午 14:30 2、网络投票时间为：2024 年 7 月 26 日 通过深圳证券交易所交易系统进行网络投票的具体时间为：2024 年 7 月 26 日上午 9:15 至 9:25、9:30 至 11:30，下午 13:00 至 15:00；通过深圳证券交易所 互联网投票系统投票的具体时间为：2024 年 7 月 26 日上午 9:15 至下午 15:00。 （五）会议的召开方式：现场投票与网络投票相结合的方式 1、本次年度股东大会将通 ...

东旭蓝天新能源股份有限公司 2023 年度监事会工作报告 2023 年，东旭蓝天新能源股份有限公司（以下简称"公司"）监事会严格按照《公 司法》、《证券法》等法律法规以及《公司章程》、《监事会议事规则》等要求，本着 对公司及全体股东负责的精神，认真履行法律、法规赋予的各项职责，积极有效地开展 工作，对公司依法运作情况以及公司董事、高管人员履行职责的合法、合规性进行了监 督，维护公司利益和全体股东权益。现将监事会在 2023 年度的主要工作报告如下： 一、监事会会议情况 2023 年度，监事会共召开了 3 次会议，任职监事均出席了相应会议，会议召开情 况如下： 监事会认为：公司董事会决策程序严格遵循《公司法》、《证券法》等法律、法规 1 / 3 和《公司章程》的规定，认真执行股东大会的各项决议，运作规范，勤勉尽职。公司信 息披露遵循真实、准确、完整、及时和公平的原则。未发现公司董事、高级管理人员履 行职务时有违反法律法规或损害公司利益的行为。 2、公司 2023 年度内部控制自我评价报告 公司根据财政部、证监会等部门联合发布的《企业内部控制基本规范》及《公司章 程》等文件精神，结合自身的实际情况，建立了覆盖公司 ...

Financial Performance - The company's operating revenue for 2023 was approximately ¥1.49 billion, a decrease of 50.94% compared to ¥3.04 billion in 2022[18]. - The net loss attributable to shareholders was approximately ¥175.93 million, an improvement of 42.94% from a loss of ¥309.27 million in the previous year[18]. - The net cash flow from operating activities decreased by 56.84% to approximately ¥380.25 million, down from ¥881.12 million in 2022[18]. - Total assets at the end of 2023 were approximately ¥23.81 billion, a decline of 6.78% from ¥25.47 billion at the end of 2022[18]. - The basic earnings per share for 2023 was -¥0.1183, an improvement of 42.93% from -¥0.2080 in 2022[18]. - The weighted average return on net assets was -1.57%, an improvement from -2.71% in the previous year[18]. - The company reported a net profit attributable to shareholders of -176 million yuan for the year, a significant reduction compared to the previous year[44]. - The total operating revenue for the year was approximately 1.489 billion yuan, a decrease of 50.94% compared to 3.036 billion yuan in 2022[48]. - The renewable energy segment generated revenue of approximately 1.120 billion yuan, down 43.80% from 1.993 billion yuan in the previous year[48]. - The gross profit margin for the renewable energy business improved to 29.76%, an increase of 8.45 percentage points year-on-year[50]. Internal Control and Governance - The company reported a significant internal control deficiency related to the non-operating fund occupation by the controlling shareholder, amounting to ¥7.796 billion[4]. - The audit report issued by Zhongxing Caiguanghua CPA indicated a qualified opinion on the financial report due to internal control deficiencies[4]. - The company has established an independent financial department with dedicated personnel and a complete financial accounting system, ensuring compliance with accounting standards[109]. - The company has a sound corporate governance structure, with independent and complete organizational arrangements[109]. - The company has a comprehensive internal management system to protect shareholder rights and ensure compliance with relevant laws and regulations[155]. - The company has actively improved its operational awareness and related regulations through governance special activities[149]. Market and Business Strategy - The company is focusing on the dual main businesses of new energy and environmental protection, aligning with national carbon neutrality goals[30]. - The company is actively exploring innovative paths by integrating photovoltaic technology with ecological agriculture, contributing to rural revitalization efforts[32]. - The company is actively expanding its market presence and enhancing management efficiency to improve operational performance amid increasing competition in the photovoltaic industry[43]. - The company aims to enhance its integrated zero-carbon solution capabilities and optimize its industrial layout to promote sustainable growth in scale and efficiency[95]. - The company plans to strengthen its strategic control capabilities and focus on the development of renewable energy and environmental protection sectors[94]. Research and Development - The company has invested 100 million RMB in research and development for new technologies in the renewable energy sector[119]. - The company completed the development of a 210 high-efficiency photovoltaic module, increasing the power output from 550W to 650W, an 18% improvement[63]. - The company is currently developing a low-power data collection and storage technology for photovoltaic power plants, aimed at enhancing reliability and economic efficiency[62]. - Research and development expenses decreased by 5.35% to 24,215,133.61 in 2023[61]. - The number of R&D personnel decreased by 46.75% to 41 in 2023 from 77 in 2022, with a significant increase in the number of master's degree holders[64]. Social Responsibility and Environmental Impact - The company operates four poverty alleviation power stations located in Hebei, Shandong, and Hunan, generating approximately 118 million kWh in 2023, benefiting tens of thousands of rural households[162]. - The company has established a modern oil tea industry park in Jinzhai, Anhui, covering over 5,000 acres, which can provide employment for more than 1,000 local farmers during busy seasons[163]. - The company actively engages in social responsibility initiatives, including charitable donations and integrating its photovoltaic business with poverty alleviation projects[160]. - The company adheres to environmental laws and has not faced penalties for violations, demonstrating its commitment to sustainable operations[158]. - The company has implemented green office practices to reduce carbon emissions, focusing on energy and water conservation[159]. Legal and Compliance Issues - The company is involved in multiple ongoing litigations, with some cases already settled and others still in process[196]. - The company has not recognized expected liabilities for breach of contract in several cases, indicating a strategy to mitigate financial impact[196]. - The company is actively managing its legal risks and financial obligations in light of ongoing disputes and court rulings[198]. - The company has received inquiries from the Shenzhen Stock Exchange regarding its annual report and ongoing legal matters[198]. - The company has successfully resolved some disputes, leading to a reduction in potential financial liabilities[196]. Future Outlook - The company has set a future outlook with a revenue target of 2 billion RMB for 2024, indicating a projected growth rate of 33%[115]. - New product development includes the launch of a solar energy storage system, which is expected to contribute an additional 200 million RMB in revenue in 2024[116]. - The company is actively pursuing market expansion, with plans to enter three new international markets by the end of 2024[117]. - A strategic acquisition of a local renewable energy firm is anticipated to enhance the company's market share by 15%[118]. - The company plans to increase its workforce by 20% in 2024 to support its growth initiatives and new projects[116].