北京市朝阳区建外大街丁 12 号英皇集团中心 8 层 8/F, Emperor Group Centre, No.12D, Jianwai Avenue, Chaoyang District, Beijing, 100022, P.R.China 电话/Tel.:010-50867666 传真/Fax:010-56916450 网址/Website:www.kangdalawyers.com 北京 天津 上海 深圳 广州 西安 沈阳 南京 杭州 海口 菏泽 成都 苏州 武汉 香港 郑州 长沙 厦门 重庆 合肥 宁波 济南 昆明 南昌 北京市康达律师事务所 关于广东韶能集团股份有限公司 2025 年度向特定对象发行 A 股股票的 补 充 法 律 意 见 书（一） 康达股发字【2025】第 0109 号 二〇二五年十一月 3-1 | | | 法律意见书 北京市康达律师事务所 关于广东韶能集团股份有限公司 2025 年度向特定对象发行 A 股股票的 补充法律意见书（一） 康达股发字【2025】第 0109 号 致：广东韶能集团股份有限公司 本所接受发行人的委托，作为发行人申请在中华人民共和国境内向特定对象 发行 A ...

广发证券股份有限公司 关于广东韶能集团股份有限公司 2025 年度向特定对象发行 A 股股票 之 上市保荐书 二零二五年十一月 广东韶能集团股份有限公司 上市保荐书 声 明 广发证券股份有限公司（以下简称"广发证券"、"保荐人"或"保荐机构"） 及具体负责本次证券发行上市项目的保荐代表人已根据《中华人民共和国公司 法》《中华人民共和国证券法》等法律、法规和中国证监会及深圳证券交易所的 有关规定，诚实守信，勤勉尽责，严格按照依法制订的业务规则和行业自律规范 出具本上市保荐书，并保证本上市保荐书的真实、准确、完整。 如无特别说明，本上市保荐书中所有简称和释义，均与《广东韶能集团股 份有限公司 2025 年度向特定对象发行 A 股股票募集说明书》一致。 3-3-1 | 六、保荐机构认为应当说明的其他事项 25 | | --- | 广东韶能集团股份有限公司 上市保荐书 第一节 本次证券发行基本情况 一、发行人基本情况 （一）发行人基本信息 | 公司名称 | 广东韶能集团股份有限公司 | | --- | --- | | 英文名称 | Guangdong Shaoneng Group Co.,Ltd. | | 股票上市地 ...

11月24日，韶能股份大宗交易成交221.3万股，成交额991.42万元，占当日总成交额的8.19%，成交价 4.48元，较市场收盘价4.91元折价8.76%。 | 交易日期 | 证券代码 | 证券简称 | 成交价格 (元) | 成交量 (万股/万份) | 成交金额 (万元) | 买方营业部 | 卖方营业部 | | --- | --- | --- | --- | --- | --- | --- | --- | | 2025-11-24 | 000601 | 韶能股份 | 4.48 | 221.30 | | 991.42 金元证券股份有限 | 招商证券股份有限 | | | | | | | | 公司深圳深南大道 | 公司深圳深业上城 | | | | | | | | 证券营业部 | 证券营业部 | ...

Core Viewpoint - Shenzhen Zhaowei has reduced its stake in Shaoneng Co., Ltd. by selling a total of 6,560,000 shares, which represents 0.62% of the company's total share capital [1] Summary by Category Shareholding Changes - From November 11 to November 17, Shenzhen Zhaowei sold 4,347,000 shares through block trading and 2,213,000 shares through centralized bidding, totaling 6,560,000 shares [1] - After this reduction, Shenzhen Zhaowei's shareholding decreased from 9.00% to 8.38% of the total share capital, and from 9.14% to 8.51% when excluding shares in the company's repurchase account [1] Cumulative Reduction - Including a previous sale of 14,404,700 shares on November 10, Shenzhen Zhaowei's total reduction amounts to 20,964,700 shares, which is 1.97% of the total share capital and 2.00% when excluding shares in the repurchase account [1] - The cumulative change in equity has reached a threshold of 1% of the company's total share capital [1]

Core Viewpoint - Shenzhen Zhaowei has reduced its stake in Shaoneng Co., Ltd. by a total of 6,560,000 shares, representing 0.62% of the company's total share capital, following a series of transactions from November 11 to November 17, 2025 [1] Summary by Relevant Sections - **Share Reduction Details** - Shenzhen Zhaowei sold 4,347,000 shares through block trading and 2,213,000 shares through centralized bidding, totaling 6,560,000 shares [1] - The reduction in shareholding decreased Shenzhen Zhaowei's ownership from 9.00% to 8.38% of the total share capital [1] - **Cumulative Share Reduction** - Including a previous sale of 14,404,700 shares on November 10, 2025, the total shares reduced by Shenzhen Zhaowei reached 20,964,700, which is 1.97% of the total share capital [1] - The cumulative reduction also accounts for 2.00% of the total share capital after excluding shares held in the company's repurchase account [1]

Core Viewpoint - Shenzhen Zhaowei Hengfa Energy Co., Ltd. reduced its stake in Shaoneng Co., Ltd. by 20.9647 million shares, accounting for 1.97% of the total share capital, bringing its holding down to 8.38% [1] Summary by Relevant Sections - **Shareholding Reduction** - The reduction occurred between November 10 and November 17, 2025, through block trading and centralized bidding [1] - The planned reduction from November 10, 2025, to February 9, 2026, is up to 31.4441 million shares, which represents 3.00% of the share capital after excluding repurchased shares [1] - **Share Capital Changes** - On November 7, 2025, the company canceled 16.2083 million repurchased shares, resulting in a post-cancellation share capital of 1.064 billion shares [1]

股票简称：韶能股份 股票代码：000601 编号：2025-089 广东韶能集团股份有限公司关于持股 5%以上股东 累计权益变动触及 1%整数倍的公告 1 11 月 18 日公司收到深圳兆伟出具的《减持信息表》，2025 年 11 月 11 日至 11 月 17 日，深圳兆伟通过大宗交易方式减持公 司股份 4,347,000 股，通过集中竞价交易方式减持公司股份 2,213,000 股，合计减持 6,560,000 股，占公司总股本的 0.62%， 占剔除截至回购完成日公司回购专用账户股份后股本的 0.63%。 本次权益变动后，深圳兆伟持有股份占公司总股本的比例从 9.00%减少至 8.38%，占剔除截至回购完成日公司回购专用账户 股份后股本的比例从 9.14%减少至 8.51%。深圳兆伟 11 日至 17 日累计减持股数 6,560,000 股加上 2025 年 11 月 10 日以大宗交 易方式减持的 14,404,700 股，累计减持 20,964,700 股，累计减 持比例占公司总股本的 1.97%，占剔除截至回购完成日公司回购 专用证券账户中的股份数量后总股本的比例 2.00%。累计权益变 动触及公 ...

广东韶能集团股份有限公司 股票上市地点：深圳证券交易所 股票简称：韶能股份 股票代码：000601 信息披露义务人：深圳兆伟恒发能源有限公司 住所：深圳市福田区福田街道福安社区福华一路 1 号深圳大中华国 际交易广场 3105-3106 通讯地址：香港九龙么地道 66 号尖沙咀中心东翼 10 楼 1012 室 股份变动性质：股份减少（通过证券交易所的大宗交易，持股比例 减少至 10%以下） 签署日期：二〇二五年 十一 月 简式权益变动报告书 上市公司名称：广东韶能集团股份有限公司 1 信息披露义务人声明 一、信息披露义务人依据《中华人民共和国证券法》（以下简 称《证券法》）、《上市公司收购管理办法》（以下简称《收购办 法》）、《公开发行证券公司信息披露内容与格式准则第 15 号—— 权益变动报告书》（以下简称《准则 15 号》）及相关的法律、法规 编写本报告。 二、信息披露义务人签署本报告已获得必要的授权和批准，其 履行亦不违反信息披露义务人章程或内部规则中的任何条款，或与 之相冲突。 三、依据《证券法》、《收购办法》的规定，本报告已全面披 露信息披露义务人在广东韶能集团股份有限公司中拥有权益的股份 变动情况 ...

Core Viewpoint - Shaoneng Co., Ltd. announced a significant share reduction by Shenzhen Zhaowei, which may impact the company's stock performance and investor sentiment [1] Summary by Sections - **Share Reduction Details** - On November 10, Shenzhen Zhaowei reduced its holdings by 14,404,700 shares, representing 1.35% of the total share capital of the company [1] - After the transaction, Shenzhen Zhaowei's ownership decreased from 10.35% to 9.00% [1] - **Impact on Share Capital** - The reduction accounted for 1.37% of the share capital after excluding shares held in the company's repurchase account [1] - The change in ownership triggered thresholds of 1% and 5% in the company's total share capital [1]

Core Viewpoint - Shenzhen Zhaowei Hengfa Energy Co., Ltd., a shareholder holding more than 5% of shares, reduced its stake in Shaoneng Co., Ltd. by 14.4047 million shares, representing 1.35% of the total share capital, as part of a previously announced reduction plan [1] Summary by Relevant Sections - **Shareholding Changes** - After the reduction, Shenzhen Zhaowei's shareholding decreased from 10.35% to 9.00%, crossing the thresholds of 1% and 5% of the total share capital [1] - **Impact on Company Control** - The reduction in shareholding will not lead to a change in company control and will not have a significant impact on the company's ongoing operations [1]