Core Viewpoint - Shenzhen Zhaowei Hengfa Energy Co., Ltd. received a warning letter from the Guangdong Securities Regulatory Commission for failing to timely report and announce stock reductions, which violated regulations related to the management of listed company acquisitions [2][3] Group 1: Regulatory Actions - The Guangdong Securities Regulatory Commission found that Shenzhen Zhaowei reduced its holdings by 14.4047 million shares on November 10, 2025, bringing its ownership below 10% without timely reporting [3] - Shenzhen Zhaowei further reduced its holdings by 4.047 million shares on November 11, 2025, also failing to announce this reduction in a timely manner [3] - As a result of these violations, the regulatory body issued a warning letter and recorded the incident in the securities and futures market integrity archive [3] Group 2: Company Background and Financials - Shenzhen Zhaowei became the second-largest shareholder of Shaoneng Co., Ltd. in May 2024 by acquiring 142 million shares for 674 million yuan [4] - Since June 2025, Shenzhen Zhaowei has been continuously reducing its holdings, with its stake dropping to 78.7241 million shares, or 7.40%, by November 25, 2025 [4] - The significant reduction in holdings occurred against the backdrop of a potential change in control of Shaoneng Co., as the company announced plans to issue shares to Jincai Investment, which would change its actual controller to the State-owned Assets Supervision and Administration Commission of Shaoguan City [4] - For the first three quarters of 2025, Shaoneng Co. reported revenue of 3.644 billion yuan, an increase of 8.33% year-on-year, while the net profit attributable to shareholders decreased by 12.34% to 173 million yuan [4]

Core Viewpoint - Shenzhen Zhaowei Hengfa Energy Co., Ltd., the second-largest shareholder of Shaoneng Co., received a warning letter from the Guangdong Regulatory Bureau of the China Securities Regulatory Commission for failing to disclose equity changes in a timely manner and continuing to trade despite the changes [1] Summary by Sections - **Equity Changes** - On November 10, 2025, Shenzhen Zhaowei Hengfa Energy Co., Ltd. reduced its holdings in Shaoneng Co. by 14.4 million shares through block trading, resulting in a 1.35% decrease in equity, bringing its shareholding below 10% [1] - On November 11, 2025, the company further reduced its holdings by 4.05 million shares, leading to a 0.38% decrease in equity, which brought its shareholding below 9% [1] - **Regulatory Action** - The Guangdong Regulatory Bureau decided to issue a warning letter to Shenzhen Zhaowei Hengfa Energy Co., Ltd. as an administrative regulatory measure, which will be recorded in the integrity file of the securities and futures market [1]

智通财经APP讯，韶能股份(000601.SZ)公告，公司第二大股东深圳兆伟恒发能源有限公司于2025年12月 18日收到中国证券监督管理委员会广东监管局出具的《关于对深圳兆伟恒发能源有限公司采取出具警示 函措施的决定》。决定书指出兆伟恒发存在违规行为：权益变动未停止交易。权益变动未及时披露。 ...

智通财经APP讯，韶能股份(000601.SZ)公告，公司第二大股东深圳兆伟恒发能源有限公司于2025年12月 18日收到中国证券监督管理委员会广东监管局出具的《关于对深圳兆伟恒发能源有限公司采取出具警示 函措施的决定》。决定书指出兆伟恒发存在违规行为：权益变动未停止交易。权益变动未及时披露。 ...

股票简称：韶能股份 股票代码：000601 编号：2025-098 关于第二大股东深圳兆伟恒发能源有限公司 收到广东证监局警示函的公告 本公司及董事会全体成员保证公告内容真实、准确和完整， 并对公告中的任何虚假记载、误导性陈述或者重大遗漏承担责任 根据《上市公司收购管理办法》（2025 年修正）第七十五 条的规定，我局决定对你公司采取出具警示函的行政监管措施， 并记入证券期货市场诚信档案。你公司应认真吸取教训，切实加 强对证券法律法规的学习，杜绝此类违法行为再次发生。 如果对本监督管理措施不服，可以在收到本决定书之日起 60 日内向中国证券监督管理委员会提出行政复议申请，也可以 在收到本决定书之日起 6 个月内向有管辖权的人民法院提起诉 讼。复议与诉讼期间，上述监督管理措施不停止执行。 二、其他说明 上述行政监管措施针对公司第二大股东作出，不会影响公司 正常的生产经营活动，公司将提醒、敦促第二大股东进一步提升 规范意识，严格遵守相关规定，切实勤勉尽责，积极履行信息披 露义务，维护证券市场秩序。 广东韶能集团股份有限公司（下称"韶能股份"）第二大股 东深圳兆伟恒发能源有限公司于 2025 年 12 月 18 日 ...

韶能股份公告，公司第二大股东深圳兆伟恒发能源有限公司于2025年12月18日收到广东证监局警示函。 经查，该公司存在权益变动未停止交易和未及时披露的问题。首先，2025年11月10日，深圳兆伟恒发能 源有限公司通过大宗交易方式累计减持韶能股份1440.47万股，导致持股比例降至10%以下，但未及时 报告并公告，也未停止卖出股票。其次，2025年11月11日，该公司再次通过大宗交易方式累计减持韶能 股份404.7万股，持股比例降至9%以下，同样未及时公告。上述行为违反了《上市公司收购管理办法》 的相关规定，广东证监局决定对公司采取出具警示函的行政监管措施，并记入证券期货市场诚信档案。 ...

Group 1 - The core viewpoint of the article is that Shaoneng Co., Ltd. (000601) is focusing on expanding its steam supply business while maintaining its biomass power generation operations to improve cash flow [1] Group 2 - The company aims to increase the revenue share of its steam supply business [1] - The company is actively engaging with investors through interactive platforms to address inquiries [1]

Group 1 - The company announced plans to apply for a syndicated loan of approximately RMB 493 million to optimize financing structure and reduce interest rates [1] - The company will provide a joint liability guarantee of up to approximately RMB 394 million based on its shareholding ratio, and the subsidiary will offer pledges using its accounts receivable [1] - As of September 30, 2025, the company's external guarantee balance was approximately RMB 3.405 billion, accounting for 67.13% of the net assets attributable to the parent company [1] Group 2 - For the first half of 2025, the company's revenue composition was as follows: electricity 38.09%, paper and paper products 35.81%, machinery 17.19%, others 5.66%, and heat supply 3.24% [2] - The company's market capitalization is currently valued at RMB 5.3 billion [2]

股票简称：韶能股份 股票代码：000601 编号：2025—096 关于控股子公司韶能集团翁源致能生物质发电有限公司 申请银行授信暨由公司提供担保的公告 本公司及董事会全体成员保证公告内容真实、准确和完整， 并对公告中的任何虚假记载、误导性陈述或者重大遗漏承担责任 一、担保情况概述 （一）担保基本情况 为降低融资利率、优化融资结构等需求，广东韶能集团股份 有限公司（下称"公司"）控股子公司韶能集团翁源致能生物质 发电有限公司（下称"致能公司"）拟通过以工商银行牵头的银 团贷款形式，申请总金额人民币 49,271.475 万元的银团贷款。 本次授信增信方式为：一是公司按持股比例提供连带责任保证担 保，担保最高金额为 39,417.18 万元；二是致能公司以其自有应 收账款等方式提供质押担保。 （二）董事会审议情况 2025 年 12 月 11 日，公司召开第十一届董事会第三十二次 临时会议，审议通过了《关于为控股子公司韶能集团翁源致能生 物质发电有限公司申请银行授信暨由公司提供担保的议案》。按 照相关法律法规和《公司章程》规定，本次担保议案经公司董事 会审议通过后，尚需提交股东会审议。 上述担保不构成关联交易。 ...

股票简称：韶能股份 股票代码：000601 编号：2025-097 广东韶能集团股份有限公司关于召开 2025 年第五次临时股东会的通知 本公司及董事会全体成员保证公告内容真实、准确和完整， 并对公告中的任何虚假记载、误导性陈述或者重大遗漏承担责任 一、召开会议基本情况 （一）股东会届次：公司 2025 年第五次临时股东会。 通过深圳证券交易所（下称"深交所"）系统进行网络投票 的具体时间为：2025 年 12 月 29 日 9:15—9:25，9:30—11:30 和 13:00—15:00。 1 通过深交所互联网投票系统进行网络投票的具体时间为： 2025 年 12 月 29 日上午 9:15 至 2025 年 12 月 29 日下午 15:00 期 间的任意时间。 （五）会议的召开方式： （二）召集人：公司第十一届董事会。 公司第十一届董事会第三十二次临时会议审议通过了提请召 开本次临时股东会的议案。 （三）会议召开的合法、合规性： 本次会议的召集、召开符合《中华人民共和国公司法》《深 圳证券交易所股票上市规则》《深圳证券交易所上市公司自律监 管指引第 1 号——主板上市公司规范运作》等法律、行政法规、 ...