Financial Performance - The company achieved total operating revenue of RMB 911 million for the six months ended June 30, 2023, representing a year-on-year growth of 21%[6]. - Net profit attributable to shareholders decreased by 80% year-on-year to RMB 7.13 million, with earnings per share at RMB 0.0071[6]. - The total profit for the first half of 2023 was RMB 1,026 million, representing a decrease of 78% from RMB 4,603 million in the first half of 2022[186]. - Net profit attributable to shareholders for the first half of 2023 was RMB 713 million, down 80% from RMB 3,525 million in the same period last year[186]. - The net cash flow from operating activities was negative RMB 145,341 million, a decline of 143% compared to positive RMB 338,683 million in the first half of 2022[186]. - The weighted average return on equity was 0.39%, down by 1.68 percentage points compared to the previous year[6]. - The diluted earnings per share for the first half of 2023 was RMB 0.0071, compared to RMB 0.0389 in the same period of 2022[185]. - The weighted average return on equity for the first half of 2023 was 0.39%, down from 2.07% in the first half of 2022[186]. Assets and Liabilities - The company's total assets decreased from CNY 10,498,823,434.03 on January 1, 2023, to CNY 9,706,306,253.88 on June 30, 2023, indicating a decline of about 7.6%[151]. - Total liabilities decreased from CNY 8,646,604,790.55 on January 1, 2023, to CNY 7,767,202,416.64 on June 30, 2023, representing a reduction of approximately 10.1%[124]. - The company's cash and cash equivalents decreased from CNY 6,071,853,272.01 on January 1, 2023, to CNY 4,429,135,983.14 on June 30, 2023, a drop of approximately 27.0%[151]. - The company's equity attributable to shareholders increased from CNY 1,837,323,909.18 on January 1, 2023, to CNY 1,849,663,985.52 on June 30, 2023, reflecting a growth of about 0.7%[149]. - The company's retained earnings rose from CNY 60,537,412.94 on January 1, 2023, to CNY 67,664,381.55 on June 30, 2023, an increase of approximately 11.0%[149]. - The company's asset-liability ratio remained stable at 24% as of June 30, 2023, consistent with the end of 2022[186]. Risk Management and Governance - The company is focusing on enhancing risk management capabilities and optimizing trading strategies to improve overall profitability[1]. - The company has established a comprehensive risk management system covering all business processes, ensuring clear roles and responsibilities for each department and employee[34]. - The board of directors is responsible for setting strategic risk management goals and ensuring effective implementation of the risk management system[36]. - The company has implemented strict investor suitability management systems to assess new clients' identity, creditworthiness, and capital adequacy for futures trading[29]. - The company has established a risk management organizational structure to ensure compliance with internal policies and evaluate risks associated with major business activities[57]. - The company appointed a new Chief Risk Officer on July 5, 2023, indicating a focus on enhancing corporate governance[85]. - The company has adhered to all provisions of the Corporate Governance Code during the reporting period[59]. Strategic Initiatives - The company plans to strengthen proactive management capabilities and improve asset management product yields[2]. - The company is committed to digital transformation and enhancing its data governance system to maximize the value of accumulated data[3]. - The company is actively promoting business innovation to expand customer resources and revenue sources, enhancing profitability[195]. - The company aims to achieve a "100 billion" target, focusing on core business operations and leveraging its "A+H" listing platform advantages[194]. - The company is focusing on enhancing its financial position and operational efficiency through strategic restructuring and management changes[137]. Shareholder and Corporate Structure - As of June 30, 2023, Suhao Holdings directly and indirectly held approximately 42.83% of the company's total issued shares[68]. - Suhao Holdings is a state-owned enterprise fully controlled by the Jiangsu Provincial State-owned Assets Supervision and Administration Commission, established in April 1994 with a registered capital of RMB 2 billion[78]. - The public float for H shares is approximately 24.78% and for A shares is 10.00%, complying with the relevant regulations of the Listing Rules[93]. - The company has undergone a restructuring, resulting in Suhao Holdings owning 49.17% of the company's total share capital after the transfer of shares from Suhui Company[88]. - The company has appointed new independent directors and a deputy general manager, indicating a potential shift in governance and management strategy[133][135]. Legal and Compliance - The company faced a lawsuit from a client seeking RMB 21 million in damages, which was ultimately dismissed by the court[80]. - The company has complied with the disclosure requirements of Chapter 14A of the Listing Rules regarding related party transactions[67]. - The company reported no significant legal disputes or arbitration matters during the reporting period[105]. Market Conditions - The company's performance is closely related to the trends in the securities and futures market, which are influenced by macroeconomic conditions[194]. - The company is facing challenges due to intensified market competition and the need for innovation in business models and services[195].

证券代码：001236 证券简称： 公告编号：2023-048 监事会认为董事会编制和审议《2023年半年度报告》全文及摘要的程序符合法律、行 政法规和中国证监会、深圳证券交易所的有关规定，报告内容真实、准确、完整地反映了 公司的实际情况，不存在虚假记载、误导性陈述或者重大遗漏。 一、会议召开情况 弘业期货股份有限公司（以下简称"本公司"、"公司"）于2023年8月14日以电子 邮件等通讯方式向全体监事发出关于召开第四届监事会第八次会议的通知，会议于2023年 8月29日以通讯方式召开。本次会议应出席监事3人，实际出席3人，部分高管列席会议。 会议由监事会主席虞虹女士主持，会议的召开符合《公司法》、《深圳证券交易所股票上 市规则》等有关法律法规和《弘业期货股份有限公司章程》的规定。 二、会议表决情况 （一）会议审议通过了《关于公司2023年半年度报告（A股）及摘要的议案》。 具体内容详见本公司同日披露在巨潮资讯网（http://www.cninfo.com.cn）的《2023年 半年度报告》、《2023年半年度报告摘要》（公告编号：2023-049）。 本议案同意票3票，反对票0票，弃权票0票。 1 （二）会 ...

证券代码：001236 证券简称： 公告编号：2023-050 根据中国证监会《期货公司风险监管指标管理办法》等相关规定，弘业期货 股份有限公司（指母公司，下同）作为从事期货经纪业务、资产管理业务的期货 公司，2023 年半年度各项监管指标均符合标准，相关指标具体报告如下： （1）净资本不得低于 3,000 万元，该指标的预警标准为 3,600 万元。 公司 2023 年 6 月 30 日净资本为 74,584.63 万元，符合标准。 （2）净资本与风险资本准备总额的比例（净资本/风险资本准备总额）不得 低于 100%，该指标的预警标准为 120%。 公司 2023 年 6 月 30 日净资本与风险资本准备总额的比例（净资本/风险资 本准备总额）为 227%，符合标准。 （3）净资本与净资产的比例不得低于 20%，该指标的预警标准为 24%。 公司 2023 年 6 月 30 日净资本与净资产的比例（净资本/净资产）为 40%， 符合标准。 （4）流动资产与流动负债的比例不得低于 100%，该指标的预警标准为 120%。 （5）负债与净资产的比例不得高于 150%，该指标的预警标准为 120%。 公司 202 ...

证券代码：001236 证券简称：弘业期货 独立意见书 根据《中华人民共和国公司法》、《上市公司独立董事规则》、《深圳证券 交易所上市公司自律监管指引第1号--主板上市公司规范运作》、《深圳证券交易 所股票上市规则》等法律法规及《弘业期货股份有限公司章程》的有关规定，我 们作为弘业期货股份有限公司（以下简称"公司"）的独立董事，本着认真负责的 态度，基于独立、审慎、客观的立场，经对公司提交的有关资料、决策程序等进 行核查，对公司2023年半年度控股股东及其他关联方占用公司资金及公司对外担 保情况进行了认真的检查和落实，并作如下专项说明及独立意见： 一、 关于控股股东、实际控制人及其他关联方资金占用情况的独立意见 我们对2023年上半年控股股东、实际控制人及其他关联方占用资金情况进 行核查后认为：本报告期内，公司不存在任何股东及其他关联方占用公司资金 的情况。 二、 关于公司累计和当前对外担保情况的独立意见 本报告期内，公司及子公司没有提供任何对外担保，也不存在以前年度发 生并累积至2023年6月30日的对外担保情形。截至2023年6月30日，公司（含对 子公司担保）及子公司担保余额为0元。 （以下无正文） （ ...

证券代码：001236 证券简称： 公告编号：2023-047 一、董事会会议召开情况 弘业期货股份有限公司（以下简称"本公司"或"公司"）于2023年8月29日在公司 会议室以现场结合通讯会议方式召开第四届董事会第十五次会议。提议召开本次会议的通 知已于2023年8月14日以电子邮件方式发出。会议由董事长周剑秋女士主持，本次会议应 出席董事8人，实际出席8人，通讯出席2人（姜琳先生、单兵先生以通讯方式参加会议）， 监事及部分高管列席会议。会议召开符合《公司法》、《深圳证券交易所股票上市规则》 等有关法律法规和《弘业期货股份有限公司章程》（以下简称"《公司章程》"）的规定 二、董事会会议审议情况 经审议，本次会议表决形成如下决议： （二）会议审议通过了《关于公司2023年中期业绩公告与中期报告（H股）的议案》。 根据香港联合交易所有限公司证券上市规则、《期货公司监督管理办法》等法律法规 以及监管部门的要求，公司编制了H股2023年半年度报告，包括公司截至2023年6月30日止 六个月之未经审核综合业绩公告。 本议案同意票8票，反对票0票，弃权票0票。 （三）会议审议通过了《关于公司2023年上半年净资本等各项 ...

弘业期货股份有限公司 2023 年半年度非经营性资金占用及其他关联资金往来 情况汇总表 编制单位：弘业期货股份有限公司 单位：万元 | | 资金占 | 占用方与上 | 上市公司核 | 2023 年期 | 2023 | 年半年 度占用累计 | 2023 年半年 度占用资金 | 2023 年半 | 2023 年半 | 占用形 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 非经营性资金占用 | 用方名 | 市公司的关 | 算的会计科 | 初占用资 | | 发生金额 | 的利息（如 | 年度偿还累 | 年度期末占 | 成原因 | 占用性质 | | | 称 | 联关系 | 目 | 金余额 | | （不含利 | 有） | 计发生金额 | 用资金余额 | | | | | | | | | | 息） | | | | | | | 控股股东、实际控 制人及其附属企业 | | | | | | | | | | | 非经营性占用 | | 小计 | - | - | - | | | | | | | | - | | 前控股股东、实 ...

承董事會命 董事長兼執行董事 周劍秋女士 中國，南京 2023年8月14日 Holly Futures （於中華人民共和國（「中國」）註冊成立的股份有限公司， 中文公司名稱弘業期貨股份有限公司，在香港以Holly Futures的名義開展業務） （「本公司」） （股份代號：3678） 董事會會議通知 本公司董事會（「董事會」）謹此宣佈，董事會會議將於2023年8月29日（星期二）舉行，藉以（其中包括） 考慮及批准本公司及其附屬公司截至2023年6月30日止六個月之未經審核中期業績及其發佈，並考慮 派發中期股息（如有）。 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完 整性亦不發表任何聲明，並明確表示，概不就因本公告全部或任何部分內容而產生或因依賴該等內 容而引致的任何損失承擔任何責任。 於本公告日期，董事會成員包括執行董事周劍秋女士及儲開榮先生；非執行董事薛炳海先生、姜琳 先生及單兵先生；以及獨立非執行董事黃德春先生、盧華威先生及張洪發先生。 ...

证券代码：001236 证券简称：弘业期货 弘业期货股份有限公司 投资者关系活动记录表 编号：2023 -001 | 投资者关系活动类别 | ☐特定对象调研 ☐分析师会议 | | --- | --- | | | ☐媒体采访 业绩说明会 | | | ☐新闻发布会 ☐路演活动 | | | ☐现场参观 | | | ☐其他（请文字说明其他活动内容） | | 参与单位名称及人员姓名 | 线上参与公司2022年度网上业绩说明会的全体投资者 | | 时间 | 2023年06月20日 15:00-16:00 | | 地点 | 价值在线（https://www.ir-online.cn/） | | | 党委书记、董事长、执行董事 周剑秋女士 党委副书记、总经理、执行董事 储开荣先生 | | | 独立董事 黄德春先生 | | 上市公司接待人员姓名 | 财务负责人 陈蓉平女士 | | | 党委委员、副总经理、董事会秘书 黄海清先生 | | | 中信建投证券股份有限公司投行委并购部副总裁，保荐代表人 武 | | | 立华先生 | | | 1 .公司的"A+H"双通道资本布局是否能够为贵公司创建衍生 品投行提供资金保障？是否考虑拓展 ...

证券代码：001236 证券简称： 公告编号：2023-030 弘业期货股份有限公司(以下简称"公司")已于2023年3月30日披露了《2022年 年度报告》及《2022年年度报告摘要》。为进一步加强与投资者的互动交流，提升公 司投资者关系管理水平，使广大投资者能更深入全面地了解公司情况，公司将于2023年 6月20日(星期二)下午15:00-16:00召开2022年度网上业绩说明会，现将有关事项公告如 下： 一、 活动的时间、方式 活动时间： 2023年6月20日(星期二) 下午15:00-16:00。 活动方式：网络互动方式，通过"价值在线"网站(www.ir-online.cn) 开展本次活 动。 弘业期货股份有限公司董事会 2023年6月15日 二、 出席人员 公司拟出席本次活动的人员有：党委书记、董事长、执行董事周剑秋女士，党委副 书记、总经理、执行董事储开荣先生，独立董事黄德春先生，财务负责人陈蓉平女士， 党委委员、副总经理、董事会秘书黄海清先生，及公司保荐机构中信建投证券股份有限 公司保荐代表人武立华先生。 三、投资者参与方式 1 投资者可于 2023 年 6 月 20 日（星期二） 15:00 ...

Financial Performance - Total operating revenue for Q1 2023 was ¥165,299,348.86, a decrease of 21.39% compared to ¥210,283,134.20 in the same period last year[14] - Net profit attributable to shareholders was ¥5,830,109.25, down 17.29% from ¥7,048,446.92 year-on-year[14] - Basic earnings per share decreased by 25.64% to ¥0.0058 from ¥0.0078 in the same period last year[14] - The total comprehensive income for the period was 2,527,097.10, down 58.08% from 6,028,051.86 year-on-year[24] - Net profit for the current period was ¥5,830,109.25, compared to ¥7,048,446.92 in the previous period, a decline of approximately 17.3%[39] Cash Flow - Net cash flow from operating activities was -¥1,799,404,576.67, a decline of 746.03% compared to ¥278,533,354.86 in the previous year[14] - Operating cash inflow totaled ¥168,028,309.98, while cash outflow from operating activities reached ¥1,967,432,886.65, resulting in a net cash flow from operating activities of -¥1,799,404,576.67[48] - The net cash flow from financing activities was -28,103,896.28, worsening from -4,777,538.42 in the previous period[26] - The company recorded a net cash inflow from financing activities of ¥12,903,861.19, compared to ¥6,776,551.27 in the previous period, showing an increase of approximately 90%[48] Assets and Liabilities - Total assets at the end of Q1 2023 were ¥9,632,108,986.79, down 8.13% from ¥10,483,928,699.73 at the end of the previous year[14] - Total liabilities decreased to ¥7,792,257,980.51 from ¥8,646,604,790.55, reflecting a decline of approximately 9.9%[39] - The company's equity attributable to shareholders increased slightly to ¥1,839,851,006.28 from ¥1,837,323,909.18, an increase of about 0.1%[39] Revenue Sources - The net income from commission and fees was ¥45,684,901.64, a decrease of 41.42% compared to ¥77,982,092.25 in the same period last year[17] - Other business income decreased by 40.25% to ¥86,222,626.57 from ¥144,306,192.35 in the previous year, primarily due to a decline in the scale of futures and spot basis trading[17] - Net interest income decreased to ¥20,439,199.15 from ¥28,508,376.93, reflecting a decline of about 28.5%[39] - Cash received from sales of goods and services was ¥85,608,196.33, down from ¥161,561,486.26 in the previous period, indicating a decline of approximately 47%[48] Investment and Losses - Investment losses increased by 111.60% to -¥10,964,646.76 from -¥5,181,776.82 year-on-year, mainly due to losses from derivative financial instruments[17] - The company reported a fair value gain of ¥23,981,086.56, compared to a loss of ¥35,044,041.08 in the previous period[39] Other Financial Metrics - The company reported a significant increase in tax and additional charges by 359.65% to ¥1,368,894.69 from ¥297,812.24 year-on-year, mainly due to new property taxes[17] - The company experienced a foreign exchange loss of -3,303,041.78, compared to -1,020,387.19 in the previous period, indicating increased volatility in currency exchange rates[24] - The company received a significant increase in non-operating income, totaling 265,283.49, which is an increase of 320.50% compared to 63,087.99 in the previous period[24] - The company received government subsidies amounting to ¥42,982.44, which are closely related to its normal business operations[49]