| 索 引 号 bm56000001/2023-00010048 | 分 类 | | | --- | --- | --- | | 发布机构 | 发文日期 | 1692899940000 | 名 称 江苏证监局关于对新海宜科技集团股份有限公司及相关责任人采取出具警示函措施的决定 张亦斌作为董事长、总裁和增持计划的主体,肖伟冬作为董事会秘书,对信息披露违规行为承担主要责任,违反了 《信披办法》第四条、第五十一条的规定。根据《信披办法》第五十二条规定,我局决定对你们采取出具警示函的 监管措施,并记入证券期货市场诚信档案。你们应当按照相关法律、行政法规和中国证监会有关规定,强化信息披露 管理,严格按规定履行信息披露义务,加强对证券法律法规的学习,切实提高规范意识,并于收到本决定之日起10个工作 日内向我局提交书面报告。 如果对本监督管理措施不服,可以在收到本决定书之日起60日内向中国证券监督管理委员会提出行政复议申请, 也可以在收到本决定书之日起6个月内向有管辖权的人民法院提起诉讼。复议与诉讼期间,上述监督管理措施不停止 执行。 江苏证监局 2023年8月25日 【打印】 【关闭窗口】 文 号 〔2023〕133号 ...

证券代码：002089 证券简称：*ST 新海 公告编号：2023-110 新海宜科技集团股份有限公司 张亦斌作为董事长、总裁和增持计划的主体，肖伟冬作为董事会秘书，对信 息披露违规行为承担主要责任，违反了《信披办法》第四条、第五十一条的规定。 根据《信披办法》第五十二条规定，我局决定对你们采取出具警示函的监管措施， 并记入证券期货市场诚信档案。你们应当按照相关法律、行政法规和中国证监会 有关规定，强化信息披露管理，严格按规定履行信息披露义务，加强对证券法律 法规的学习，切实提高规范意识，并于收到本决定之日起10个工作日内向我局提 交书面报告。 关于公司、董事长、董事会秘书收到江苏证监局行政监管措施决定书 的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，不存在虚假记 载、误导性陈述或重大遗漏。 新海宜科技集团股份有限公司（以下简称"公司"）及相关人员于2023年8 月29日收到中国证券监督管理委员会江苏监管局下发的《关于对新海宜科技集团 股份有限公司及相关责任人采取出具警示函措施的决定》（[2023]133号）（以下 简称"决定书"），现将相关情况公告如下： 一、决定书内容 "新海宜科技集团股份 ...

证券代码：002089 证券简称：*ST 新海 公告编号：2023-109 新海宜科技集团股份有限公司 关于公司股票可能被实施重大违法强制退市的第三十一次风险提示 公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，不存在虚假记 载、误导性陈述或者重大遗漏。 重要内容提示： 新海宜科技集团股份有限公司（以下简称"公司"）及公司实际控制人张亦 斌先生因涉嫌信息披露违法违规，被中国证券监督管理委员会（以下简称"中国 证监会"）立案调查。公司于 2023 年 1 月 16 日收到中国证券监督管理委员会出 具的《行政处罚及市场禁入事先告知书》（处罚字〔2023〕1 号）（以下简称"《事 先告知书》"），根据《事先告知书》认定情况，公司可能触及《深圳证券交易 所股票上市规则（2023 年修订）》（以下简称"《股票上市规则》"）第 9.5.2 条第一款第（三）项规定的重大违法强制退市情形。 一、公司股票可能被实施重大违法强制退市的风险暨立案调查进展情况 公司于2021年7月13日收到《中国证券监督管理委员会调查通知书》（编号： 稽总调查字211229号），因公司涉嫌信息披露违法违规，中国证监会决定对公司 立案调查 ...

告 本公司及董事会全体成员保证公告内容的真实、准确和完整，不存在虚假记 载、误导性陈述或者重大遗漏。 重要内容提示： 证券代码：002089 证券简称：*ST 新海 公告编号：2023-108 新海宜科技集团股份有限公司 关于公司股票可能被实施重大违法强制退市的第三十次风险提示公 1、根据《股票上市规则》的相关规定，如公司后续收到行政处罚决定书， 显示公司触及重大违法类强制退市情形，公司股票将自披露收到行政处罚决定书 之日起开始停牌，深圳证券交易所将在公司披露行政处罚决定书后15个交易日内， 向公司发出终止上市事先告知书。 2、根据《股票上市规则》，在被实施股票退市风险警示期间，公司应当每 五个交易日披露一次相关事项进展情况，并就公司股票可能被实施重大违法强制 退市进行风险提示。公司将按照股票上市规则等法律法规的规定及时履行信息披 露义务。 新海宜科技集团股份有限公司（以下简称"公司"）及公司实际控制人张亦 斌先生因涉嫌信息披露违法违规，被中国证券监督管理委员会（以下简称"中国 证监会"）立案调查。公司于 2023 年 1 月 16 日收到中国证券监督管理委员会出 具的《行政处罚及市场禁入事先告知书》（处罚字 ...

本公司及董事会全体成员保证公告内容的真实、准确和完整，不存在虚假记 载、误导性陈述或者重大遗漏。 重要内容提示： 新海宜科技集团股份有限公司（以下简称"公司"）及公司实际控制人张亦 斌先生因涉嫌信息披露违法违规，被中国证券监督管理委员会（以下简称"中国 证监会"）立案调查。公司于 2023 年 1 月 16 日收到中国证券监督管理委员会出 具的《行政处罚及市场禁入事先告知书》（处罚字〔2023〕1 号）（以下简称"《事 先告知书》"），根据《事先告知书》认定情况，公司可能触及《深圳证券交易 所股票上市规则（2023 年修订）》（以下简称"《股票上市规则》"）第 9.5.2 条第一款第（三）项规定的重大违法强制退市情形。 一、公司股票可能被实施重大违法强制退市的风险暨立案调查进展情况 证券代码：002089 证券简称：*ST 新海 公告编号：2023-107 新海宜科技集团股份有限公司 关于公司股票可能被实施重大违法强制退市的第二十九次风险提示 公告 公司于2021年7月13日收到《中国证券监督管理委员会调查通知书》（编号： 稽总调查字211229号），因公司涉嫌信息披露违法违规，中国证监会决定对公司 立案调查 ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥61,475,408.59, a decrease of 36.32% compared to ¥96,543,132.45 in the same period last year[22]. - The net profit attributable to shareholders was ¥9,114,772.39, down 45.44% from ¥16,705,249.77 year-on-year[22]. - The basic and diluted earnings per share were both ¥0.0070, a decrease of 42.62% from ¥0.0122 in the same period last year[22]. - The company faced a net loss of ¥8,487,223.10 after deducting non-recurring gains and losses, which is a 93.68% increase in loss compared to the previous year[22]. - The weighted average return on net assets was 0.92%, down from 1.50% in the same period last year[22]. - The net profit for the first half of 2023 was -5,648,170.82 CNY, compared to a net profit of 10,884,439.64 CNY in the same period of 2022, indicating a significant decline[142]. - The total comprehensive income for the first half of 2023 was -5,648,170.82 CNY, compared to 10,884,439.64 CNY in the same period of 2022, reflecting a downturn in overall financial performance[143]. - The company reported a total of 9,792,000 yuan in other comprehensive income[155]. Cash Flow and Liquidity - The net cash flow from operating activities increased significantly by 299.19%, reaching ¥34,701,881.83 compared to ¥8,692,975.07 in the previous year[22]. - Cash and cash equivalents decreased to ¥21,853,216.1, representing 1.23% of total assets, down from 2.04% last year, a decrease of 0.81%[44]. - The company’s cash flow from operating activities remains a critical focus for future growth and stability[140]. - The cash flow from investment activities was entirely negative, suggesting a focus on cash preservation rather than expansion[147]. - The company reported a total cash inflow from financing activities of 0.00 million, while cash outflows totaled 11,045,099.93 million, highlighting a reliance on external financing[147]. Assets and Liabilities - Total assets at the end of the reporting period were ¥1,776,151,819.43, a decline of 1.85% from ¥1,809,693,876.32 at the end of the previous year[22]. - Total liabilities were CNY 790,930,145.53, down from CNY 833,326,207.87, reflecting a reduction of approximately 5.06%[132]. - The company's equity attributable to shareholders increased to CNY 993,469,961.89 from CNY 984,355,189.50, showing a growth of about 0.12%[132]. - The total amount of non-operating funds occupied by controlling shareholders and related parties reached CNY 82.95 million, accounting for 86.52% of the latest audited net assets[76]. Investment and Development - The company reported a significant increase in non-operating income, with other income amounting to ¥20,371,107.14[26]. - The company's research and development investment dropped by 77.57% to ¥319,823.85, reflecting fewer upfront costs for new projects[36]. - The company plans to expand its market presence by launching new products and enhancing its technology development initiatives in the upcoming quarters[150]. - Research and development expenses have increased by 20% to support new product innovations and technological advancements[150]. Shareholder and Governance - The company plans not to distribute cash dividends or issue bonus shares[5]. - The company has implemented a restricted stock incentive plan, which was approved on August 11, 2022, allowing for the granting of restricted stocks to selected employees[64]. - The company has established a robust internal control system to protect the interests of shareholders, particularly minority shareholders[69]. - The company held two shareholder meetings during the reporting period, with participation rates of 21.68% and 22.27% respectively[60]. Risks and Compliance - The company faced risks related to accounts receivable and contract assets, emphasizing the need for improved management and recovery strategies[57]. - The company is implementing measures to retain key technical personnel to mitigate risks associated with technology leakage and personnel turnover[57]. - The company faced an investigation by the China Securities Regulatory Commission regarding potential false records in financial reports from 2014 to 2019, with a reported inflated profit of 64,951,056.26 yuan in 2019[81]. - The board acknowledged the non-standard audit report issued by Asia Pacific Accounting Firm for the 2022 financial statements, which included emphasis and going concern paragraphs[79]. Market Position and Strategy - The company is actively seeking partnerships with relevant computing power companies to expand its data center capacity in response to favorable national policies[32]. - The company is focusing on its core business and developing IDC services to ensure sustainable growth[168]. - The company has established a strategic focus on telecommunications and is actively expanding its data center business[168]. - The company is exploring potential mergers and acquisitions to enhance its competitive position in the market[150]. Miscellaneous - There were no significant environmental issues or administrative penalties reported during the reporting period[68]. - The company has not engaged in any violations regarding external guarantees during the reporting period[77]. - The company did not undergo any bankruptcy reorganization during the reporting period[80]. - The company has not faced any significant penalties or corrective actions in the reporting period[82].

金额单位：人民币万元 非经营性资金占用及其他关联资金往来情况汇总表 编制单位：新海宜科技集团股份有限公司 附表 | | 苏州新海宜高新技术有限公司 | 子公司 | 应收票据 | 0.00 | | | | 0.00 销售商品 | 经营性往来 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 上市公司的子公司 及其附属企业 | 苏州新海宜高新技术有限公司 | 子公司 | 其他应收款 | 919.42 | 714.31 | | 1,300.00 | 333.73 往来款 | 非经营性往来 | | | 苏州炽点科技有限公司 | 子公司 | 其他应收款 | 0.44 | 0.00 | | | 0.44 往来款 | 非经营性往来 | | | 苏州新纳晶光电有限公司 | 子公司 | 其他应收款 | 282.60 | 178.50 | | 75.00 | 386.10 往来款 | 非经营性往来 | | | 北京新海宜科技发展有限公司 | 子公司 | 其他应收款 | 9.65 | | | | 9.65 往来款 | 非经营性往来 | | | 苏州新 ...

对相关事项的专项说明和独立意见 根据《中华人民共和国公司法》《上市公司独立董事规则》《上市公司监管 指引第8号——上市公司资金往来、对外担保的监管要求》《深圳证券交易所股 票上市规则》等法律、法规、规范性文件和《公司章程》的有关规定，我们作为 新海宜科技集团股份有限公司（以下简称"公司"）的独立董事，本着实事求是 的原则，对截至2023年6月30日公司控股股东及其他关联方占用资金的情况、公 司累计和当期对外担保的情况，按照有关规定进行了认真细致的核查，基于客观、 独立判断的立场，现就相关情况作出如下专项说明和独立意见： 一、控股股东及其他关联方占用资金情况 新海宜科技集团股份有限公司独立董事 公司编制的《2023 年半年度非经营性资金占用及其他关联资金往来情况汇 总表》符合监管要求，客观、真实、准确地反映了公司与关联方往来的实际情况。 二、公司及控股子公司累计和当期对外担保情况 1、报告期内，经公司 2023 年 04 月 24 日及 2023 年 5 月 18 日召开的公司第 八届董事会第十一次会议和 2022 年度股东大会授权，公司拟在 2023 年度对公司 及下属各级全资、控股、参股公司提供总计不超过 ...

证券代码：002089 证券简称：*ST 新海 公告编号：2023-105 新海宜科技集团股份有限公司 新海宜科技集团股份有限公司（以下简称"公司"）及公司实际控制人张亦 斌先生因涉嫌信息披露违法违规，被中国证券监督管理委员会（以下简称"中国 证监会"）立案调查。公司于 2023 年 1 月 16 日收到中国证券监督管理委员会出 具的《行政处罚及市场禁入事先告知书》（处罚字〔2023〕1 号）（以下简称"《事 先告知书》"），根据《事先告知书》认定情况，公司可能触及《深圳证券交易 所股票上市规则（2023 年修订）》（以下简称"《股票上市规则》"）第 9.5.2 条第一款第（三）项规定的重大违法强制退市情形。 一、公司股票可能被实施重大违法强制退市的风险暨立案调查进展情况 公司于2021年7月13日收到《中国证券监督管理委员会调查通知书》（编号： 稽总调查字211229号），因公司涉嫌信息披露违法违规，中国证监会决定对公司 立案调查。公司于2022年6月2日收到公司实际控制人张亦斌先生的通知，中国证 监会向张亦斌先生下达了《中国证券监督管理委员会立案告知书》（编号:证监 立案字0102022004号），因张亦 ...

Financial Performance - The company reported a significant decline in revenue for 2022, with total revenue decreasing by 25% year-on-year to approximately RMB 1.2 billion[19]. - The net loss for the year was approximately RMB 300 million, compared to a profit of RMB 150 million in the previous year, indicating a shift in financial performance[19]. - User data showed a decrease in active users by 15%, with the total number of active users dropping to 1.5 million[19]. - The company's operating revenue for 2022 was ¥175,767,513.53, a decrease of 25.25% compared to ¥235,133,888.81 in 2021[24]. - The net profit attributable to shareholders was -¥297,128,073.13, representing a decline of 1,558.55% from ¥20,371,502.59 in the previous year[24]. - The cash flow from operating activities showed a net outflow of -¥4,934,514.89, a decrease of 273.47% compared to ¥2,844,634.33 in 2021[24]. - The basic and diluted earnings per share were both -¥0.22, a significant drop of 1,586.49% from ¥0.0148 in 2021[24]. - Total assets at the end of 2022 were ¥1,809,693,876.32, down 19.10% from ¥2,236,898,347.92 at the end of 2021[24]. - The net assets attributable to shareholders decreased by 19.83% to ¥984,355,189.50 from ¥1,227,786,277.54 in 2021[24]. - The company reported a quarterly revenue of ¥31,438,545.40 in Q4 2022, down from ¥48,727,150.89 in Q1 2022[28]. - The net profit attributable to shareholders in Q4 2022 was -¥306,999,070.33, a significant decline from a profit of ¥2,351,434.27 in Q1 2022[28]. Future Outlook and Strategy - The company plans to focus on new product development, particularly in the renewable energy sector, with an investment of RMB 100 million allocated for R&D in 2023[19]. - Future outlook includes a projected revenue growth of 10% for 2023, driven by market expansion and new product launches[19]. - Market expansion strategies include entering two new international markets by the end of 2023, aiming to increase market share by 5%[19]. - The company is exploring potential mergers and acquisitions to enhance its technological capabilities and market presence[19]. - The company anticipates significant market demand for its IDC business due to the ongoing digital transformation in various sectors[35]. - The global data center market is projected to reach $74.6 billion in 2022, indicating a stable growth trend that supports the company's strategic focus[35]. Operational Challenges - Internal control deficiencies were noted, and the company is implementing measures to address these issues in the upcoming fiscal year[5]. - The company has received a qualified audit opinion, highlighting concerns regarding its ability to continue as a going concern[5]. - The company reported a significant drop in sales volume for communication manufacturing products, with GTX optical jumpers down 93.98% year-over-year[57]. - The company has identified significant internal control deficiencies related to financial reporting and is actively working on corrective measures[140]. - The internal control audit report issued a negative opinion, indicating that the company failed to maintain effective financial reporting internal controls as of December 31, 2022[146]. Investment and Development - The company aims to expand its data center capacity and enhance computing power by collaborating with relevant computing power companies in response to favorable national policies[45]. - The company has built and operated 2,500 cabinets and has a total energy consumption indicator of 6,000 cabinets, with a cooperation agreement with Suzhou Telecom for 6,000 cabinets[45]. - The company has four production lines for lithium battery packs and has established a significant presence in the energy storage product sector, covering various applications including electric two-wheelers and household energy storage[46]. - The company is focusing on expanding its lithium battery materials business as a key growth area moving forward[52]. - The company plans to enhance employee training programs to improve management levels and overall employee quality[130]. Governance and Management - The company maintains an independent operational structure, with complete separation from the controlling shareholder in terms of business, personnel, assets, organization, and finance[98]. - The company has established a robust governance structure, including a shareholders' meeting, board of directors, and supervisory board, all operating independently[100]. - The company has a fully independent financial department, with its own accounting system and separate bank accounts for tax purposes[100]. - The company has consistently adhered to information disclosure obligations, ensuring transparency and fairness for all shareholders[95]. - The company is committed to enhancing shareholder value through strategic management and governance practices[108]. Employee Relations and Compensation - The company implemented a dynamic salary distribution mechanism based on individual work ability and performance, encouraging employees to contribute to the company's operations[129]. - The company has established an employee stock ownership plan to share development results with employees, enhancing employee satisfaction and retention[152]. - The total remuneration for directors, supervisors, and senior management during the reporting period amounted to CNY 2.758 million[118]. - Zhang Yibin, the Chairman and President, received a pre-tax remuneration of CNY 900,000[118]. - The total number of employees at the end of the reporting period was 122, including 111 from the parent company and 11 from major subsidiaries[127]. Legal and Compliance Issues - The company has faced disciplinary actions from the securities exchange due to non-compliance with securities repurchase obligations[181]. - The company is involved in a lawsuit with a claim amount of 80.62 million yuan, which has been recognized as a liability[179]. - The company has not reported any major litigation or arbitration matters other than the ongoing lawsuit mentioned[179]. - The company has not disclosed any significant environmental issues or penalties during the reporting period[151]. - The company has not reported any violations regarding external guarantees during the reporting period[161]. Financial Liabilities and Assets - The company reported a total of 72,462 million CNY in financial liabilities at the end of the reporting period, with a year-on-year increase of 10,522 million CNY, representing a growth of 17.03%[159]. - The company's financial liabilities accounted for 58.72% of the most recent audited net assets, indicating a significant leverage position[159]. - The company reported a total of 19,929 million CNY in accounts receivable at the end of the reporting period, with an increase of 5,259 million CNY[159]. - The company has not reported any non-operational fund occupation by controlling shareholders or related parties during the reporting period[158]. - The company has not engaged in any significant asset or equity sales during the reporting period[184].