融捷股份有限公司 2016 年第三季度报告正文 证券代码：002192 证券简称：融捷股份 公告编号：2016-045 融捷股份有限公司 2016 年第三季度报告正文 1 融捷股份有限公司 2016 年第三季度报告正文 第一节 重要提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真 实、准确、完整，不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和 连带的法律责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人吕向阳、主管会计工作负责人郭学谦及会计机构负责人(会计主 管人员)李振强声明：保证季度报告中财务报表的真实、准确、完整。 2 公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期末 | 上年度末 | | 本报告期末比上年度末增减 | | --- | --- | --- | --- | --- | | 总资产（元） | 960,092,646.05 | 929,743,260.52 | | 3.26% | | 归属于上市公司股东的净资产（元） | 732,794,498.46 | 731,922,582.15 | | 0. ...

融捷股份有限公司 2016 年半年度报告全文 融捷股份有限公司 2016 年半年度报告 2016 年 08 月 1 融捷股份有限公司 2016 年半年度报告全文 第一节 重要提示、目录和释义 公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的 真实、准确、完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和 连带的法律责任。 所有董事均已出席了审议本报告的董事会会议。 公司计划不派发现金红利，不送红股，不以公积金转增股本。 公司负责人吕向阳、主管会计工作负责人郭学谦及会计机构负责人(会计主 管人员)李振强声明：保证本半年度报告中财务报告的真实、准确、完整。 半年度报告中涉及的未来发展等前瞻性陈述，属于计划性事项，不构成公 司对投资者的实质承诺，请投资者注意投资风险。 2 | 第一节 重要提示、目录和释义 2 | | --- | | 第二节 公司简介 5 | | 第三节 会计数据和财务指标摘要 7 | | 第四节 董事会报告 9 | | 第五节 重要事项 20 | | 第六节 股份变动及股东情况 31 | | 第七节 优先股相关情况 36 | | 第八节 董事、监事、高级管理人员情况 37 | ...

融捷股份有限公司 2016 年第一季度报告正文 证券代码：002192 证券简称：融捷股份 公告编号：2016-020 融捷股份有限公司 2016 年第一季度报告正文 1 融捷股份有限公司 2016 年第一季度报告正文 第一节 重要提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真 实、准确、完整，不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和 连带的法律责任。 所有董事均已出席了审议本次季报的董事会会议。 □ 是 √ 否 | | 本报告期 | 上年同期 | 本报告期比上年同期增减 | | --- | --- | --- | --- | | 营业收入（元） | 37,946,490.08 | 24,827,926.53 | 52.84% | | 归属于上市公司股东的净利润（元） | 720,268.59 | -9,622,326.54 | 107.49% | | 归属于上市公司股东的扣除非经常性 损益的净利润（元） | 724,941.18 | -9,575,895.77 | 107.57% | | 经营活动产生的现金流量净额（元） | -2,602,902.18 | 6,062,9 ...

[Part I Important Notice, Table of Contents, and Definitions](index=2&type=section&id=Part%20I%20Important%20Notice%2C%20Table%20of%20Contents%2C%20and%20Definitions) [1.1 Important Notice and Definitions](index=2&type=section&id=1.1%20Important%20Notice%20and%20Definitions) The company's board, supervisory board, and senior management ensure the annual report's accuracy, completeness, and truthfulness, while also highlighting risks and defining key terms - The company highlighted major operational risks, including the uncertainty of delisting warning removal, new energy development falling short of expectations, uncertainties in lithium mining operations, and risks in new smart e-schoolbag and lithium battery system businesses[6](index=6&type=chunk) - The company's 2015 profit distribution plan is to convert **5 shares for every 10 shares** from capital reserves to all shareholders, with no cash dividends or bonus shares[6](index=6&type=chunk) - The report provides clear definitions for key terms such as the company name, major subsidiaries (e.g., Rongda Lithium, Dongguan Derui), and related parties (e.g., Rongjie Investment, Wuhu Tianyi)[11](index=11&type=chunk) [Part II Company Profile and Key Financial Indicators](index=5&type=section&id=Part%20II%20Company%20Profile%20and%20Key%20Financial%20Indicators) [2.1 Company Basic Information](index=5&type=section&id=2.1%20Company%20Basic%20Information) Rongjie Co., Ltd. (*ST Rongjie, 002192) is listed on SZSE, with Rongjie Investment as controlling shareholder and Lyu Xiangyang, Zhang Changhong as actual controllers - In 2015, following a private placement, Rongjie Investment Holding Group Co., Ltd.'s shareholding increased to **23.59%**, making it the controlling shareholder, with Lyu Xiangyang and Zhang Changhong becoming the actual controllers[17](index=17&type=chunk) - The company's main business underwent significant changes, largely completing the exit from asphalt business and adding new ventures in lithium battery equipment (acquiring Dongguan Derui), smart e-schoolbags (establishing Rongjie Ark), and lithium battery control systems (establishing Wuhu Tianliang)[17](index=17&type=chunk) [2.2 Key Accounting Data and Financial Indicators](index=6&type=section&id=2.2%20Key%20Accounting%20Data%20and%20Financial%20Indicators) In 2015, the company turned profitable with a net profit attributable to shareholders of **RMB 8.90 million**, a **110.80%** increase, despite a **51.13%** revenue decrease due to asphalt business divestment 2015 Annual Key Financial Indicators | Indicator | 2015 | 2014 | Year-on-Year Change | | :--- | :--- | :--- | :--- | | Operating Revenue (RMB) | 232,451,228.88 | 475,668,899.32 | -51.13% | | Net Profit Attributable to Shareholders (RMB) | 8,903,994.53 | -82,461,627.44 | 110.80% | | Net Profit Attributable to Shareholders (Excluding Non-Recurring Items) (RMB) | 6,663,077.60 | -91,979,963.45 | 107.24% | | Net Cash Flow from Operating Activities (RMB) | 34,442,330.97 | 6,060,396.21 | 468.32% | | Basic Earnings Per Share (RMB/share) | 0.06 | -0.58 | 110.34% | | Weighted Average Return on Net Assets | 1.64% | -25.53% | Increased by 27.17 percentage points | | Total Assets (RMB) | 929,743,260.52 | 899,781,724.98 | 3.33% | | Net Assets Attributable to Shareholders (RMB) | 731,922,582.15 | 281,584,414.13 | 159.93% | - The company's performance showed a quarterly improvement trend, shifting from losses in the first and second quarters to profitability in the third and fourth quarters, with significantly enhanced profitability in Q4[23](index=23&type=chunk) - Total non-recurring gains and losses in 2015 amounted to **RMB 2.2409 million**, primarily from government subsidies, indicating the company's main business was profitable even after excluding these items[25](index=25&type=chunk) [Part III Company Business Overview](index=9&type=section&id=Part%20III%20Company%20Business%20Overview) [3.1 Company's Main Businesses During the Reporting Period](index=9&type=section&id=3.1%20Company%27s%20Main%20Businesses%20During%20the%20Reporting%20Period) The company completed its business transformation, focusing on the lithium industry chain and expanding into smart e-schoolbags, while divesting asphalt assets - The company's strategic positioning and development plan center on the lithium industry chain, extending into new energy and new materials high-tech industries, with a layout covering lithium mining, lithium salt processing, lithium battery systems, and lithium battery equipment[28](index=28&type=chunk) - The company established new controlling subsidiaries to enter the e-schoolbag and lithium battery system sectors, expanding into new business areas and profit growth points[28](index=28&type=chunk) [3.1.1 Lithium Industry Chain](index=9&type=section&id=3.1.1%20Lithium%20Industry%20Chain) The company's lithium industry chain covers mining, processing, equipment, and battery systems, with a high-quality lithium mine and leading equipment business - The company's wholly-owned subsidiary, Rongda Lithium, holds the mining rights for the Jajika spodumene mine (No. 134 vein) in Kangding, with **28.995 million tons** of reserves and a licensed mining capacity of **1.05 million tons/year**, representing a high-quality domestic lithium resource[32](index=32&type=chunk)[35](index=35&type=chunk) - Due to land acquisition issues and earthquake impact, Rongda Lithium's production and operations have been fully suspended since the 2014 winter shutdown; the construction plan was adjusted to first upgrade the original beneficiation plant to **450,000 tons/year** capacity, with the subsequent **600,000 tons/year** capacity to be located elsewhere[34](index=34&type=chunk) - The controlling subsidiary Dongguan Derui, engaged in lithium equipment business, is a domestic leader in its niche, with its fully automated formation systems and other products at a first-class domestic technical level[41](index=41&type=chunk) - The company established a new controlling subsidiary, Wuhu Tianliang, to enter the lithium battery system field, planning to build a **4 GWh/year** lithium-ion battery pack R&D and production base, which was in its first phase of construction during the reporting period[43](index=43&type=chunk) [3.1.2 Smart E-Schoolbag](index=12&type=section&id=3.1.2%20Smart%20E-Schoolbag) The company established Rongjie Ark with an affiliate to enter the smart e-schoolbag market, planning **3 million units/year** with eye-friendly E-ink and flexible display technology - The company, in collaboration with an affiliated party, jointly invested in establishing Wuhu Rongjie Ark Smart Technology Co., Ltd., entering the R&D, manufacturing, and sales of smart e-schoolbag terminal products, with a planned annual production capacity of **3 million units**[44](index=44&type=chunk) - The core technological advantages of the smart e-schoolbag products include the use of E-ink display screens, flexible TFT substrates, and color display technology, offering features such as eye protection, energy efficiency, bendability, and drop resistance[45](index=45&type=chunk) [3.2 Significant Changes in Major Assets](index=12&type=section&id=3.2%20Significant%20Changes%20in%20Major%20Assets) Major asset changes include new subsidiaries (Rongjie Ark, Wuhu Tianliang), liquidation of asphalt business subsidiary, and significant shifts in cash, receivables, and inventory - Equity asset changes include the establishment of controlling subsidiaries Wuhu Rongjie Ark Smart Technology Co., Ltd. (51% stake) and Wuhu Tianliang Battery System Co., Ltd. (40% stake, but forming actual control), and the liquidation of former asphalt business subsidiary Liaoning Luxiang Transportation Technology Co., Ltd[46](index=46&type=chunk) Major Asset Item Changes | Major Asset | Significant Change Description | | :--- | :--- | | Monetary Funds | Increased by 43.18% year-on-year | | Notes Receivable | Increased by 144.47% year-on-year | | Prepayments | Decreased by 74.82% year-on-year | | Other Receivables | Decreased by 96.87% year-on-year | | Inventory | Increased by 63.03% year-on-year | | Other Non-Current Assets | Increased by 102.78% year-on-year | [3.3 Core Competitiveness Analysis](index=13&type=section&id=3.3%20Core%20Competitiveness%20Analysis) The company's core competitiveness is strengthened by strong R&D in lithium equipment, core technology teams in new battery systems and e-schoolbags, and synergistic effects from related parties - Lithium equipment business: Controlling subsidiary Dongguan Derui possesses strong R&D capabilities, submitting **25 patent applications** and obtaining **51 authorized patents** during the reporting period, along with **7 software copyrights**[48](index=48&type=chunk) - Lithium battery system business: The newly established Wuhu Tianliang has a core team and technology, benefiting from the technological inheritance and synergistic effects within the controlling shareholder's and related parties' industry chain[48](index=48&type=chunk) - Smart e-schoolbag business: The newly established Rongjie Ark possesses advantages in its core team, core technology, terminal market, and raw material procurement channels, leveraging industry chain synergy[48](index=48&type=chunk) [Part IV Management Discussion and Analysis](index=14&type=section&id=Part%20IV%20Management%20Discussion%20and%20Analysis) [4.1 Overview](index=14&type=section&id=4.1%20Overview) 2015 marked the company's successful business transformation, achieving profitability, advancing lithium projects, expanding into new sectors, and completing a private placement that changed control 2015 Annual Operating Performance | Indicator | 2015 Amount (RMB) | Year-on-Year Change | | :--- | :--- | :--- | | Total Operating Revenue | 232,451,228.88 | -51.13% | | Total Profit | 19,402,434.59 | +118.77% | | Net Profit | 15,940,089.67 | +120.49% | | Net Profit Attributable to Shareholders | 8,903,994.53 | +110.80% | - The company completed its 2014 private placement, improving its capital structure and resulting in Rongjie Investment becoming the controlling shareholder, with Lyu Xiangyang and Zhang Changhong becoming the actual controllers[52](index=52&type=chunk)[59](index=59&type=chunk) - The lithium mining and processing business has not yet resumed production but completed a **450,000 tons/year** technical upgrade; the lithium battery equipment business (Dongguan Derui) achieved **RMB 128 million** in revenue and **RMB 26.05 million** in net profit, meeting its performance commitments; new lithium battery system and e-schoolbag businesses are in the preparation phase[54](index=54&type=chunk)[55](index=55&type=chunk)[56](index=56&type=chunk)[57](index=57&type=chunk) [4.2 Analysis of Main Business](index=16&type=section&id=4.2%20Analysis%20of%20Main%20Business) Main business revenue decreased by **51.27%** to **RMB 231 million** due to asphalt business exit, with precision equipment and e-schoolbags becoming primary revenue sources - Significant changes in revenue, costs, expenses, R&D investment, and cash flow are primarily due to business transformation: divesting high-revenue, low-margin asphalt business, developing high-margin lithium equipment and e-schoolbag businesses, and repaying loans with private placement funds, significantly reducing financial expenses[62](index=62&type=chunk) Operating Revenue Composition (by Industry) | Industry | 2015 Amount (RMB) | Proportion of Operating Revenue | Year-on-Year Change | | :--- | :--- | :--- | :--- | | Professional Asphalt Industry | 9,797,934.04 | 4.22% | -95.09% | | Precision Equipment Manufacturing Industry | 127,127,145.17 | 54.69% | 103.95% | | E-Schoolbag Industry | 58,354,700.99 | 25.10% | - | | Lithium Mining and Lithium Salt Processing | 36,056,989.65 | 15.51% | 100.00% (consolidated) | Expense Fluctuation | Expense Item | 2015 (RMB) | 2014 (RMB) | Year-on-Year Change | Primary Reason | | :--- | :--- | :--- | :--- | :--- | | Selling Expenses | 5,307,496.89 | 6,217,120.86 | -14.63% | Divestment of asphalt business, reduced transportation and warehousing costs | | Administrative Expenses | 55,131,568.53 | 74,127,095.70 | -25.63% | Divestment of asphalt business, reduced headcount, lower labor costs | | Financial Expenses | 11,204,035.41 | 42,167,334.71 | -73.43% | Repayment of bank loans with raised funds, significantly reduced interest expenses | - R&D investment amounted to **RMB 8.098 million**, a **100.64%** year-on-year increase, accounting for **3.48%** of operating revenue, primarily due to increased investment in lithium equipment manufacturing R&D by controlling subsidiary Dongguan Derui[84](index=84&type=chunk) - Net cash flow from operating activities was **RMB 34.4423 million**, a **468.32%** year-on-year increase, mainly due to reduced expenditures after divesting the asphalt business and increased cash inflows from new businesses[86](index=86&type=chunk) [4.3 Analysis of Non-Core Business](index=25&type=section&id=4.3%20Analysis%20of%20Non-Core%20Business) Non-core business significantly impacted 2015 profit, with non-operating income of **RMB 8.216 million** (**42.34%** of total profit) from government subsidies and VAT refunds, and asset impairment losses of **-RMB 3.784 million** due to improved receivables collection Non-Core Business Profit and Loss | Item | Amount (RMB) | Proportion of Total Profit | Reason for Formation | | :--- | :--- | :--- | :--- | | Asset Impairment | -3,783,742.83 | -19.50% | Increased efforts in accounts receivable collection, reduced provision for bad debts | | Non-Operating Income | 8,215,548.80 | 42.34% | Government subsidies and immediate VAT refunds received by Dongguan Derui | | Non-Operating Expenses | 408,395.76 | 2.10% | Loss on disposal of non-current assets by subsidiaries | [4.4 Analysis of Assets and Liabilities](index=25&type=section&id=4.4%20Analysis%20of%20Assets%20and%20Liabilities) The company's asset-liability structure significantly improved post-private placement, with increased share capital and capital reserves, and substantial reductions in various debt categories - The company completed a private placement in 2015, using the raised funds to repay all bank loans and financial assistance, leading to a significant reduction in short-term loans, long-term loans, and other payables[92](index=92&type=chunk)[93](index=93&type=chunk) - The private placement resulted in an increase in share capital by **2.83 percentage points**, and the issuance premium formed capital reserves, causing capital reserves to increase by **43.50 percentage points** of total assets[93](index=93&type=chunk) [4.5 Analysis of Investment Status](index=26&type=section&id=4.5%20Analysis%20of%20Investment%20Status) Significant equity investments included new subsidiaries Wuhu Rongjie Ark (**RMB 25.5 million**, **51%**) and Wuhu Tianliang (**RMB 12 million**, **40%**), entering e-schoolbag and battery systems - The company established two new controlling subsidiaries: Wuhu Rongjie Ark Smart Technology Co., Ltd., with an investment of **RMB 25.5 million** and a **51%** stake; and Wuhu Tianliang Battery System Co., Ltd., with an investment of **RMB 12 million** and a **40%** stake; both companies are still under construction and incurred losses during the reporting period[96](index=96&type=chunk)[97](index=97&type=chunk) - Major ongoing non-equity investment projects include the Jajika spodumene mine technical upgrade and expansion project, and the **4 GWh/year** lithium-ion battery pack R&D and production base project, both in early construction stages and not yet generating revenue[99](index=99&type=chunk)[100](index=100&type=chunk) - The company's 2015 private placement raised a net amount of **RMB 440 million**, of which **RMB 420 million** was used to repay bank loans and **RMB 20.249 million** to supplement working capital, with all funds fully utilized during the reporting period[103](index=103&type=chunk)[104](index=104&type=chunk) [4.9 Outlook on Company's Future Development](index=33&type=section&id=4.9%20Outlook%20on%20Company%27s%20Future%20Development) The company plans to focus on the lithium industry chain and smart education, leveraging its lithium mine resources and advanced e-schoolbag technology, while addressing risks like delisting and new business uncertainties - The company's development strategy centers on the lithium industry chain, vigorously developing the smart education industry, and extending into new energy and new materials high-tech industries[181](index=181&type=chunk) - The company faces major risks including the uncertainty of delisting risk warning removal, the risk of new energy development falling short of expectations, and uncertainties in lithium mining operations (e.g., relations with surrounding residents) and new businesses (lithium battery systems, e-schoolbags)[195](index=195&type=chunk)[196](index=196&type=chunk)[197](index=197&type=chunk)[198](index=198&type=chunk)[200](index=200&type=chunk)[201](index=201&type=chunk) - The 2016 operating plan includes promoting the resumption of work and production at Rongda Lithium, advancing the commissioning and operation of Wuhu Tianliang and Rongjie Ark, initiating lithium salt project construction when appropriate, and utilizing the listed company platform for investment and financing activities[186](index=186&type=chunk)[187](index=187&type=chunk)[188](index=188&type=chunk) [Part V Significant Matters](index=55&type=section&id=Part%20V%20Significant%20Matters) [5.1 Profit Distribution and Capital Reserve to Share Capital Conversion](index=55&type=section&id=5.1%20Profit%20Distribution%20and%20Capital%20Reserve%20to%20Share%20Capital%20Conversion) The company revised its profit distribution policy, proposing a **10-for-5** stock split from capital reserves for 2015, with no cash dividends for the past three years - The 2015 profit distribution plan is to convert **5 shares for every 10 shares** from capital reserves to all shareholders based on a total share capital of **173,103,469 shares**, with no cash dividends[207](index=207&type=chunk)[210](index=210&type=chunk) - The company has not distributed cash dividends for the past three years (2013, 2014, 2015)[207](index=207&type=chunk)[209](index=209&type=chunk) [5.2 Fulfillment of Commitments](index=56&type=section&id=5.2%20Fulfillment%20of%20Commitments) Commitments related to major asset restructuring and private placement are ongoing; Rongda Lithium's performance commitment was delayed again due to force majeure, with the controlling shareholder providing compensation. Dongguan Derui met its 2015 performance target - Due to Rongda Lithium's continued non-resumption of production, its performance commitment from the major asset restructuring was again postponed by one year, with the 2015 commitment deferred to 2016[219](index=219&type=chunk)[253](index=253&type=chunk)[254](index=254&type=chunk) - As additional compensation for the performance commitment delay, controlling shareholder Rongjie Investment and Zhang Changhong pledged to provide interest-free financial assistance and guarantees to the company for the next three years (2016-2018) and to forgo participation in the listed company's cash dividends[254](index=254&type=chunk) - The net profit attributable to 65% equity of Dongguan Derui for 2015, after deducting non-recurring gains and losses, was **RMB 14.7578 million**, successfully meeting the performance commitment of **RMB 14.3 million**[219](index=219&type=chunk)[220](index=220&type=chunk) [5.3 Significant Related Party Transactions](index=64&type=section&id=5.3%20Significant%20Related%20Party%20Transactions) Significant related party transactions included sales of lithium equipment to Wuhu Tianyi Energy (**RMB 39.48 million**) and e-ink screens to Huaxun Fangzhou (**RMB 21.60 million**), joint venture with Huaxun Fangzhou, and financial assistance from the controlling shareholder Major Daily Operating Related Party Transactions | Related Party | Related Transaction Content | Transaction Amount (RMB) | | :--- | :--- | :--- | | Wuhu Tianyi Energy Technology Co., Ltd. | Sales of lithium equipment | 39,482,895.71 | | Shenzhen Huaxun Fangzhou Technology Co., Ltd. | Sales of e-ink screens, e-schoolbags, etc. | 21,602,564.10 | | Wuhu Tianyi Energy Technology Co., Ltd. | Purchase of lithium battery cells | 19,541,000.00 | - The company jointly invested with affiliated party Shenzhen Huaxun Fangzhou Technology Co., Ltd. to establish Wuhu Rongjie Ark Smart Technology Co., Ltd[236](index=236&type=chunk)[237](index=237&type=chunk) - The company borrowed funds from controlling shareholder Rongjie Investment, with an opening balance of **RMB 162 million** and an additional **RMB 196.5 million** in the current period, all of which were fully repaid within the reporting period[238](index=238&type=chunk) [5.4 Other Significant Matters](index=71&type=section&id=5.4%20Other%20Significant%20Matters) Other significant matters include establishing new subsidiaries Rongjie Ark and Wuhu Tianliang, liquidating Liaoning Luxiang, and a major adjustment to Rongda Lithium's Jajika mine tech upgrade project due to force majeure - The construction plan for Rongda Lithium's Kangding Jajika spodumene mine **1.05 million tons/year** mining and beneficiation technical upgrade project was adjusted due to force majeure events such as earthquakes; the provincial government approved the revised plan: building a **1.05 million tons/year** mining site in the Tagong mining area, upgrading the original beneficiation plant to **450,000 tons/year**, and relocating the subsequent **600,000 tons/year** beneficiation plant to another site[258](index=258&type=chunk)[259](index=259&type=chunk) - The company established new controlling subsidiaries: Wuhu Rongjie Ark Smart Technology Co., Ltd. in a joint venture with Huaxun Fangzhou; and Wuhu Tianliang Battery System Co., Ltd. through investment[256](index=256&type=chunk)[257](index=257&type=chunk) [Part VI Share Changes and Shareholder Information](index=75&type=section&id=Part%20VI%20Share%20Changes%20and%20Shareholder%20Information) [6.1 Share Changes](index=75&type=section&id=6.1%20Share%20Changes) The company's total share capital increased by **31 million shares** to **173.1 million** due to a private placement, with new shares subject to a 36-month lock-up period - Due to the completion of a private placement, the company's total share capital increased from **142,103,469 shares** to **173,103,469 shares**, with **31,000,000 new shares** issued[267](index=267&type=chunk)[268](index=268&type=chunk) - The private placement subscribers were Rongjie Investment (**27.581 million shares**), CATL Investment (**2.7 million shares**), and Tao Guang (**0.719 million shares**); the new shares were listed on June 1, 2015, with a **36-month** lock-up period[268](index=268&type=chunk)[272](index=272&type=chunk) [6.2 Shareholders and Actual Controllers](index=78&type=section&id=6.2%20Shareholders%20and%20Actual%20Controllers) As of year-end, the company had **11,756 shareholders**. Rongjie Investment became the controlling shareholder (**23.65%**), and Lyu Xiangyang and Zhang Changhong became the actual controllers - The controlling shareholder changed to Rongjie Investment Holding Group Co., Ltd., holding **40,939,995 shares**, accounting for **23.65%** of the total share capital[277](index=277&type=chunk)[280](index=280&type=chunk) - The actual controllers changed to Lyu Xiangyang and Zhang Changhong[281](index=281&type=chunk)[282](index=282&type=chunk) Top Five Shareholders' Shareholding | Shareholder Name | Shareholder Nature | Shareholding Percentage | Number of Shares Held at Period End | | :--- | :--- | :--- | :--- | | Rongjie Investment Holding Group Co., Ltd. | Domestic Non-State-Owned Legal Person | 23.65% | 40,939,995 | | Ke Rongqing | Domestic Natural Person | 9.81% | 16,988,900 | | Central Huijin Asset Management Co., Ltd. | State-Owned Legal Person | 3.23% | 5,587,800 | | Huang Peirong | Domestic Natural Person | 2.93% | 5,071,600 | | Zhang Chandai | Domestic Natural Person | 2.08% | 3,601,077 | [Part VII Preferred Shares Information](index=82&type=section&id=Part%20VII%20Preferred%20Shares%20Information) [7.1 Preferred Shares Status](index=82&type=section&id=7.1%20Preferred%20Shares%20Status) The company had no preferred shares during the reporting period - The company had no preferred shares during the reporting period[286](index=286&type=chunk) [Part VIII Directors, Supervisors, Senior Management, and Employees](index=83&type=section&id=Part%20VIII%20Directors%2C%20Supervisors%2C%20Senior%20Management%2C%20and%20Employees) [8.1 Changes and Shareholdings of Directors, Supervisors, and Senior Management](index=83&type=section&id=8.1%20Changes%20and%20Shareholdings%20of%20Directors%2C%20Supervisors%2C%20and%20Senior%20Management) Supervisor Chen Weisan and CFO Feng Da resigned due to personal reasons; only Vice President Liu Wenbi held **1,500 shares**, while other current directors, supervisors, and senior management held no direct shares - During the reporting period, Supervisor Chen Weisan and CFO Feng Da resigned due to personal reasons[290](index=290&type=chunk) - As of the end of the reporting period, only Vice President Liu Wenbi among the current directors, supervisors, and senior management held **1,500 shares** of the company, with all other personnel holding no direct shares[288](index=288&type=chunk)[289](index=289&type=chunk) [8.2 Employee Information](index=88&type=section&id=8.2%20Employee%20Information) As of year-end 2015, the company had **255** employees, with production staff being the largest group and over **60%** holding college degrees or higher Employee Composition | Category | Number of People | | :--- | :--- | | **Total Employees** | **255** | | **Professional Composition** | | | Production Personnel | 109 | | Sales Personnel | 27 | | Technical Personnel | 24 | | Financial Personnel | 14 | | Administrative Personnel | 51 | | **Education Level** | | | Master's Degree and Above | 15 | | Bachelor's Degree | 63 | | Associate's Degree | 90 | | High School and Below | 87 | [Part IX Corporate Governance](index=90&type=section&id=Part%20IX%20Corporate%20Governance) [9.1 Basic Status of Corporate Governance](index=90&type=section&id=9.1%20Basic%20Status%20of%20Corporate%20Governance) The company maintained a sound corporate governance structure, operating independently from its controlling shareholder, with active board committees and effective internal controls - The company's corporate governance structure complies with relevant laws and regulations, with standardized operations of the general meeting of shareholders, board of directors, and supervisory board, maintaining independence from the controlling shareholder in business, personnel, assets, organization, and finance[307](index=307&type=chunk)[309](index=309&type=chunk)[312](index=312&type=chunk) - During the reporting period, the company revised **19 governance documents**, including the Articles of Association, Rules of Procedure for the Board of Directors, and Profit Distribution Management System, in response to regulatory changes and practical circumstances[307](index=307&type=chunk) - The company's board of directors established four special committees—Audit, Remuneration and Assessment, Nomination, and Strategic Development—all of which held meetings and performed their respective duties during the reporting period[320](index=320&type=chunk)[323](index=323&type=chunk)[324](index=324&type=chunk) - The company's board of directors believes that the company maintained effective internal controls over financial reporting in all material aspects as of December 31, 2015, in accordance with enterprise internal control standards and relevant regulations, with no major deficiencies found in the internal control evaluation report[328](index=328&type=chunk)[330](index=330&type=chunk) [Part X Financial Report](index=98&type=section&id=Part%20X%20Financial%20Report) [10.1 Audit Report](index=98&type=section&id=10.1%20Audit%20Report) Guangdong Zhengzhong Zhujiang Certified Public Accountants (Special General Partnership) issued a standard unqualified audit opinion on the company's 2015 financial statements - The audit firm was Guangdong Zhengzhong Zhujiang Certified Public Accountants (Special General Partnership), which issued a standard unqualified audit opinion[335](index=335&type=chunk) [10.2 Financial Statements](index=98&type=section&id=10.2%20Financial%20Statements) This section includes the audited consolidated and parent company balance sheets, income statements, cash flow statements, statements of changes in owners' equity, and detailed notes for 2015 Consolidated Balance Sheet Key Items (as of December 31, 2015) | Item | Period-End Balance (RMB) | Period-Beginning Balance (RMB) | | :--- | :--- | :--- | | Total Assets | 929,743,260.52 | 899,781,724.98 | | Total Liabilities | 164,298,211.52 | 586,328,793.25 | | Total Owners' Equity Attributable to Parent Company | 731,922,582.15 | 281,584,414.13 | | Total Owners' Equity | 765,445,049.00 | 313,452,931.73 | Consolidated Income Statement Key Items (2015 Annual) | Item | Current Period Amount (RMB) | Prior Period Amount (RMB) | | :--- | :--- | :--- | | Total Operating Revenue | 232,451,228.88 | 475,668,899.32 | | Operating Profit | 11,595,281.55 | -102,074,164.16 | | Total Profit | 19,402,434.59 | -103,377,085.32 | | Net Profit | 15,940,089.67 | -77,783,485.39 | | Net Profit Attributable to Parent Company Owners | 8,903,994.53 | -82,461,627.44 | Consolidated Cash Flow Statement Key Items (2015 Annual) | Item | Current Period Amount (RMB) | Prior Period Amount (RMB) | | :--- | :--- | :--- | | Net Cash Flow from Operating Activities | 34,442,330.97 | 6,060,396.21 | | Net Cash Flow from Investing Activities | 2,207,441.50 | 176,956,977.87 | | Net Cash Flow from Financing Activities | -53,847.79 | -189,254,528.92 | | Net Increase in Cash and Cash Equivalents | 36,635,313.60 | -6,237,154.84 | [Part XI Documents for Reference](index=199&type=section&id=Part%20XI%20Documents%20for%20Reference) [11.1 Documents for Reference](index=199&type=section&id=11.1%20Documents%20for%20Reference) This section lists documents available for inspection, including signed financial statements, the original audit report, the full annual report, and all publicly disclosed announcements - Documents for reference include signed and sealed financial statements, the original audit report, the full annual report, and all publicly disclosed announcement documents from the reporting period[817](index=817&type=chunk)

融捷股份有限公司 2015 年第三季度报告正文 证券代码：002192 证券简称：*ST 融捷 公告编号：2015-066 融捷股份有限公司 2015 年第三季度报告正文 1 融捷股份有限公司 2015 年第三季度报告正文 第一节 重要提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整，不存在虚 假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人吕向阳、主管会计工作负责人郭学谦及会计机构负责人(会计主管人员)李振强声明：保证 季度报告中财务报表的真实、准确、完整。 2 融捷股份有限公司 2015 年第三季度报告正文 第二节 主要财务数据及股东变化 一、主要会计数据和财务指标 公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期末 | 上年度末 | | 本报告期末比上年度末增减 | | --- | --- | --- | --- | --- | | 总资产（元） | 847,278,190.29 | 899,781,724.98 | | -5.84% | | 归 ...

[Important Notes, Table of Contents, and Definitions](index=2&type=section&id=%E7%AC%AC%E4%B8%80%E8%8A%82%20%E9%87%8D%E8%A6%81%E6%8F%90%E7%A4%BA%E3%80%81%E7%9B%AE%E5%BD%95%E5%92%8C%E9%87%8A%E4%B9%89) The Board of Directors guarantees the authenticity and completeness of this report and confirms no dividend distribution for H1 2015 - The company's Board of Directors, Board of Supervisors, directors, supervisors, and senior management guarantee that the contents of this semi-annual report are **true, accurate, and complete**, with no false records, misleading statements, or material omissions[4](index=4&type=chunk) - The company does **not plan to distribute cash dividends**, issue bonus shares, or convert capital reserves into share capital for the first half of 2015[6](index=6&type=chunk) [Company Profile](index=5&type=section&id=%E7%AC%AC%E4%BA%8C%E8%8A%82%20%E5%85%AC%E5%8F%B8%E7%AE%80%E4%BB%8B) This section provides the company's basic information and details the significant change in its controlling shareholder [Basic Company Information](index=5&type=section&id=%E4%B8%80%E3%80%81%E5%85%AC%E5%8F%B8%E7%AE%80%E4%BB%8B) Luxiang Co, Ltd (*ST Luxiang, 002192), listed on the Shenzhen Stock Exchange, is legally represented by Lv Xiangyang Company Information | Item | Information | | :--- | :--- | | Stock Ticker | *ST Luxiang | | Stock Code | 002192 | | Listing Exchange | Shenzhen Stock Exchange | | Chinese Name | 路翔股份有限公司 | | Legal Representative | Lv Xiangyang | [Change in Controlling Shareholder and Actual Controller](index=6&type=section&id=4%E3%80%81%E5%85%B6%E4%BB%96%E6%9C%89%E5%85%B3%E8%B5%84%E6%96%99) Following a private placement, the company's controlling shareholder changed to Rongjie Investment Holding Group, with total share capital increasing to approximately 173 million shares - Upon completion of a private placement, **Rongjie Investment Holding Group Co, Ltd became the controlling shareholder with a 23.59% stake**, and Mr Lv Xiangyang and Ms Zhang Changhong became the actual controllers, collectively controlling 24.66% of the shares[20](index=20&type=chunk) - After the private placement, the company's **total share capital increased from 142,103,469 to 173,103,469 shares**[21](index=21&type=chunk) [Summary of Accounting Data and Financial Indicators](index=7&type=section&id=%E7%AC%AC%E4%B8%89%E8%8A%82%20%E4%BC%9A%E8%AE%A1%E6%95%B0%E6%8D%AE%E5%92%8C%E8%B4%A2%E5%8A%A1%E6%8C%87%E6%A0%87%E6%91%98%E8%A6%81) The company's revenue declined significantly due to business transformation, but net loss narrowed and net assets grew substantially [Key Accounting Data and Financial Indicators](index=7&type=section&id=%E4%B8%80%E3%80%81%E4%B8%BB%E8%A6%81%E4%BC%9A%E8%AE%A1%E6%95%B0%E6%8D%AE%E5%92%8C%E8%B4%A2%E5%8A%A1%E6%8C%87%E6%A0%87) In H1 2015, revenue fell 86.79% due to the exit from the asphalt business, while net loss attributable to shareholders narrowed by 56.27% and net assets grew 149.69% Key Financial Data for H1 2015 | Indicator | Current Period (RMB) | Prior Year Period (RMB) | YoY Change | | :--- | :--- | :--- | :--- | | Operating Revenue | 46,178,815.98 | 349,559,959.42 | -86.79% | | Net Profit Attributable to Shareholders | -18,791,868.63 | -42,969,301.45 | 56.27% | | Net Cash Flow from Operating Activities | -45,732,266.00 | -76,789,605.53 | 40.44% | | Basic Earnings Per Share (RMB/Share) | -0.13 | -0.30 | 56.67% | | Total Assets | 834,612,706.99 | 899,781,724.98 | -7.24% | | Net Assets Attributable to Shareholders | 703,090,237.91 | 281,584,414.13 | 149.69% | [Non-recurring Profit and Loss Items](index=7&type=section&id=%E4%B8%89%E3%80%81%E9%9D%9E%E7%BB%8F%E5%B8%B8%E6%80%A7%E6%8D%9F%E7%9B%8A%E9%A1%B9%E7%9B%AE%E5%8F%8A%E9%87%91%E9%A2%9D) Non-recurring profit and loss for the period totaled RMB 2.15 million, primarily from government subsidies received by a subsidiary Non-recurring Profit and Loss Items and Amounts | Item | Amount (RMB) | Notes | | :--- | :--- | :--- | | Gain/Loss on Disposal of Non-current Assets | 51,425.97 | Loss on disposal of fixed assets by a subsidiary | | Government Subsidies Included in Current Profit/Loss | 3,917,000.00 | Government subsidies received by subsidiary Dongguan Derui | | Other Non-operating Income and Expenses | -77,980.21 | - | | **Total** | **2,146,551.90** | **--** | [Board of Directors' Report](index=9&type=section&id=%E7%AC%AC%E5%9B%9B%E8%8A%82%20%E8%91%A3%E4%BA%8B%E4%BC%9A%E6%8A%A5%E5%91%8A) The report details the company's strategic shift, operational performance, core competitiveness, and investment activities during the period [Business Overview](index=9&type=section&id=%E4%B8%80%E3%80%81%E6%A6%82%E8%BF%B0) The company advanced its new business layout in lithium mining, battery equipment, and smart e-schoolbags, while narrowing net loss despite a revenue drop from exiting the asphalt business - The company's business layout is largely complete, covering lithium mine upgrades, lithium battery automation equipment, and the newly established smart e-schoolbag business through Rongjie Ark[32](index=32&type=chunk) - Lithium battery equipment subsidiary Dongguan Derui maintained high growth, securing major clients like **LG of South Korea and Tianjin Lishen**, achieving **sales revenue of RMB 38.87 million** and **net profit of RMB 13.84 million**, fulfilling 62.90% of its annual performance commitment[33](index=33&type=chunk) - The company completed a private placement, with Rongjie Investment becoming the controlling shareholder and proceeds used to repay bank loans[34](index=34&type=chunk) [Analysis of Core Business](index=10&type=section&id=%E4%BA%8C%E3%80%81%E4%B8%BB%E8%90%A5%E4%B8%9A%E5%8A%A1%E5%88%86%E6%9E%90) The company's business transformed to lithium equipment and mining, leading to an 86.79% revenue decrease but a 56.27% improvement in net profit due to cost controls and lower financial expenses - The company's main source of profit has shifted significantly from modified asphalt to lithium equipment manufacturing and sales, as well as lithium ore mining and processing[42](index=42&type=chunk) YoY Changes in Key Financial Data | Indicator | Current Period | Prior Year Period | YoY Change | Reason for Change | | :--- | :--- | :--- | :--- | :--- | | Operating Revenue | 46,178,815.98 | 349,559,959.42 | -86.79% | Exit from asphalt industry; new businesses not yet at scale | | Operating Costs | 26,467,980.59 | 345,303,523.05 | -92.33% | Decreased in line with operating revenue | | Financial Expenses | 13,190,777.78 | 22,058,434.94 | -40.20% | Reduced interest expenses after repaying loans with fundraising proceeds | | Net Profit Attributable to Parent | -18,791,868.63 | -42,969,301.45 | 56.27% | Reduced costs after asphalt business disposal; profit from new subsidiary Dongguan Derui; lower financial expenses | | Capital Reserve | 597,136,257.11 | 187,725,936.35 | 218.09% | Result of capital raised from the private placement | [Core Business Composition](index=13&type=section&id=%E4%B8%89%E3%80%81%E4%B8%BB%E8%90%A5%E4%B8%9A%E6%9E%84%E6%28%90%E6%83%85%E5%86%B5) The business structure shifted fundamentally to precision equipment manufacturing, which now constitutes 84% of revenue with a high gross margin, while asphalt revenue plummeted Core Business by Industry | Industry Segment | Operating Revenue (RMB) | Operating Costs (RMB) | Gross Margin | Revenue YoY Change | | :--- | :--- | :--- | :--- | :--- | | Specialty Asphalt Sales & Processing | 3,242,848.82 | 3,072,464.93 | 5.25% | -99.06% | | Lithium Ore Mining & Processing | 4,066,431.09 | 3,296,345.35 | 18.94% | -6.75% | | Precision Equipment Manufacturing | 38,869,536.07 | 20,099,170.31 | 48.29% | N/A | Core Business by Region | Region | Operating Revenue (RMB) | Revenue YoY Change | | :--- | :--- | :--- | | East China | 36,574,107.04 | 540.30% | | South China | 3,471,028.08 | -97.42% | | Southwest China | 2,097,981.02 | -98.92% | [Core Competitiveness Analysis](index=14&type=section&id=%E5%9B%9B%E3%80%81%E6%A0%B8%E5%BF%83%E7%AB%9E%E4%BA%89%E5%8A%9B%E5%88%86%E6%9E%90) The company's core competitiveness lies in its subsidiary Dongguan Derui, which possesses extensive intellectual property in the lithium battery equipment sector - The holding subsidiary Dongguan Derui holds **52 patents and patent applications**, 7 software copyrights, and 1 trademark in lithium battery equipment manufacturing, demonstrating strong R&D capabilities[50](index=50&type=chunk) [Investment Analysis](index=14&type=section&id=%E4%BA%94%E3%80%81%E6%8A%95%E8%B5%84%E7%8A%B6%E5%86%B5%E5%88%86%E6%9E%90) The company invested in a new smart e-schoolbag subsidiary and utilized RMB 440 million from a private placement to repay debt and supplement working capital - The company invested **RMB 25.5 million to establish a holding subsidiary**, "Wuhu Rongjie Ark Smart Technology Co, Ltd," with a 51% stake to enter the smart e-schoolbag business[51](index=51&type=chunk) - Among key subsidiaries, **Dongguan Derui demonstrated strong profitability with a net profit of RMB 13.84 million**, while Rongda Lithium incurred a net loss of RMB 13.23 million as its mine has not yet resumed operations[67](index=67&type=chunk)[68](index=68&type=chunk) Use of Raised Funds | Total Funds Raised | RMB 440.249 million | | :--- | :--- | | Amount Invested in Reporting Period | RMB 440.249 million | | Cumulative Amount Invested | RMB 440.249 million | | **Committed Investment Projects** | **Amount Invested in Reporting Period** | | Repayment of Bank Loans | RMB 420.00 million | | Supplementing Working Capital | RMB 20.249 million | [Forecast for Q1-Q3 2015 Business Performance](index=19&type=section&id=%E5%85%AD%E3%80%81%E5%AF%B9%202015%20%E5%B9%B4%201-9%20%E6%9C%88%E7%BB%8F%E8%90%A5%E4%B8%9A%E7%BB%A9%E7%9A%84%E9%A2%84%E8%AE%A1) The company anticipates a continued net loss for the first nine months of 2015, though significantly narrowed from the prior year due to reduced financial costs and new business growth Q1-Q3 2015 Performance Forecast | Item | Amount (RMB in ten thousands) | | :--- | :--- | | Estimated Net Profit for Q1-Q3 2015 | -2,000 to -1,500 | | Net Profit Attributable to Parent for Q1-Q3 2014 | -5,713.25 | - The performance improvement is mainly due to: 1. **Significantly lower financial expenses** after repaying loans with funds from the private placement; 2. Steady growth in the lithium battery equipment business; 3. The e-schoolbag business beginning to deliver products in the third quarter[72](index=72&type=chunk) [Significant Matters](index=21&type=section&id=%E7%AC%AC%E4%BA%94%E8%8A%82%20%E9%87%8D%E8%A6%81%E4%BA%8B%E9%A1%B9) This section covers major related-party transactions and the status of commitments made by the company and its major shareholders [Major Related-Party Transactions](index=22&type=section&id=%E4%B8%83%E3%80%81%E9%87%8D%E5%A4%A7%E5%85%B3%E8%81%94%E4%BA%A4%E6%98%93) The company engaged in several significant related-party transactions, including equipment sales, joint investments, and financial assistance arrangements with its controlling shareholder - Subsidiary Dongguan Derui sold lithium battery equipment to related party Wuhu Tianyi Energy Technology Co, Ltd, with a **transaction amount of RMB 7.30 million** during the reporting period[85](index=85&type=chunk)[86](index=86&type=chunk) - The company jointly invested with related party Shenzhen Huaxun Ark Technology Co, Ltd to establish Wuhu Rongjie Ark Smart Technology Co, Ltd[88](index=88&type=chunk) - During the period, the company **repaid financial assistance provided by the controlling shareholder Rongjie Investment**, with a beginning balance of RMB 162 million, new assistance of RMB 196.5 million, and total repayment of RMB 358.5 million, leaving a zero balance at period-end, with interest of RMB 7.14 million accrued[90](index=90&type=chunk) [Commitments](index=27&type=section&id=%E4%B9%9D%E3%80%81%E5%85%AC%E5%8F%B8%E6%88%96%E6%8C%81%E8%82%A1%205%25%E4%BB%A5%E4%B8%8A%E8%82%A1%E4%B8%9C%E5%9C%A8%E6%8A%A5%E5%91%8A%E6%9C%9F%E5%86%85%E5%8F%91%E7%94%9F%E6%88%96%E4%BB%A5%E5%89%8D%E6%9C%9F%E9%97%B4%E5%8F%91%E7%94%9F%E4%BD%86%E6%8C%81%E7%BB%AD%E5%88%B0%E6%8A%A5%E5%91%8A%E6%9C%9F%E5%86%85%E7%9A%84%E6%89%BF%E8%AF%BA%E4%BA%8B%E9%A1%B9) The company and related parties are fulfilling various ongoing commitments, including performance targets for subsidiaries and share lock-up agreements from the private placement - The performance commitment for Rongda Lithium by Rongjie Investment and Zhang Changhong is ongoing, but the **2014-2016 performance targets have been postponed by one year** due to land acquisition issues for the mine[102](index=102&type=chunk)[490](index=490&type=chunk) - CATL Investment Co, Ltd and Tao Guang committed that the **net profit (after non-recurring items) for Dongguan Derui's 65% equity** would be no less than RMB 10.43 million for H2 2014, RMB 14.30 million for 2015, and RMB 15.73 million for 2016[105](index=105&type=chunk) - Participants in the 2015 private placement, including Rongjie Investment, CATL, and Tao Guang, committed **not to transfer their subscribed shares for a period of thirty-six months** from the listing date[105](index=105&type=chunk) [Changes in Share Capital and Shareholder Information](index=32&type=section&id=%E7%AC%AC%E5%85%AD%E8%8A%82%20%E8%82%A1%E4%BB%BD%E5%8F%98%E5%8A%A8%E5%8F%8A%E8%82%A1%E4%B8%9C%E6%83%85%E5%86%B5) This section details changes in the company's share structure due to a private placement and provides an overview of its shareholder base [Changes in Share Capital](index=32&type=section&id=%E4%B8%80%E3%80%81%E8%82%A1%E4%BB%BD%E5%8F%98%E5%8A%A8%E6%83%85%E5%86%B5) The company's total share capital increased from approximately 142 million to 173 million shares following the issuance of 31 million new shares in a private placement Share Capital Structure Changes | Share Class | Before Change | Change (+/-) | After Change | | :--- | :--- | :--- | :--- | | I. Restricted Shares | 40,254,262 | +18,427,918 | 58,682,180 | | II. Unrestricted Shares | 101,849,207 | +12,572,082 | 114,421,289 | | **III. Total Shares** | **142,103,469** | **+31,000,000** | **173,103,469** | - The changes in share capital were primarily due to two factors: the unlocking of some shares held by departed directors Ke Rongqing and Zheng Guohua, and the completion of a **private placement of 31 million new shares with a 36-month lock-up period**[112](index=112&type=chunk) [Number of Shareholders and Shareholdings](index=33&type=section&id=%E4%BA%8C%E3%80%81%E5%85%AC%E5%8F%B8%E8%82%A1%E4%B8%9C%E6%95%B0%E9%87%8F%E5%8F%8A%E6%8C%81%E8%82%A1%E6%83%85%E5%86%B5) As of the period end, the company had 12,347 shareholders, with Rongjie Investment Holding Group becoming the largest shareholder at 23.59% after the private placement Top Ten Shareholders | Shareholder Name | Shareholder Type | Shareholding Ratio | Number of Shares | | :--- | :--- | :--- | :--- | | Rongjie Investment Holding Group Co, Ltd | Domestic Non-State-Owned Legal Entity | 23.59% | 40,839,895 | | Ke Rongqing | Domestic Individual | 9.81% | 16,988,900 | | Industrial Bank - ICBC Credit Suisse New Material & New Energy Fund | Other | 4.04% | 7,000,006 | | Huang Peirong | Domestic Individual | 2.93% | 5,071,600 | | Fullgoal Value Securities Investment Fund | Other | 2.71% | 4,682,645 | [Change of Controlling Shareholder or Actual Controller](index=35&type=section&id=%E4%B8%89%E3%80%81%E6%8E%A7%E8%82%A1%E8%82%A1%E4%B8%9C%E6%88%96%E5%AE%9E%E9%99%85%E6%8E%A7%E5%88%B6%E4%BA%BA%E5%8F%98%E6%9B%B4%E6%83%85%E5%86%B5) Effective June 1, 2015, the company's controlling shareholder changed to Rongjie Investment Holding Group, and the actual controllers became Mr Lv Xiangyang and Ms Zhang Changhong - The new controlling shareholder is **Rongjie Investment Holding Group Co, Ltd**, effective June 1, 2015[119](index=119&type=chunk) - The new actual controllers are **Mr Lv Xiangyang and Ms Zhang Changhong**, effective June 1, 2015[119](index=119&type=chunk) [Information on Preferred Shares](index=36&type=section&id=%E7%AC%AC%E4%B8%83%E8%8A%82%20%E4%BC%98%E5%85%88%E8%82%A1%E7%9B%B8%E5%85%B3%E6%83%85%E5%86%B5) The company had no preferred shares during the reporting period [Information on Preferred Shares](index=36&type=section&id=%E4%BC%98%E5%85%88%E8%82%A1%E7%9B%B8%E5%85%B3%E6%83%85%E5%86%B5) The company did not have any preferred shares during the reporting period - The company had **no preferred shares** during the reporting period[121](index=121&type=chunk) [Directors, Supervisors, and Senior Management](index=37&type=section&id=%E7%AC%AC%E5%85%AB%E8%8A%82%20%E8%91%A3%E4%BA%8B%E3%80%81%E7%9B%91%E4%BA%8B%E3%80%81%E9%AB%98%E7%BA%A7%E7%AE%A1%E7%90%86%E4%BA%BA%E5%91%98%E6%83%85%E5%86%B5) This section outlines the changes in the company's board of supervisors during the reporting period [Changes in Directors, Supervisors, and Senior Management](index=37&type=section&id=%E4%BA%8C%E3%80%81%E5%85%AC%E5%8F%B8%E8%91%A3%E4%BA%8B%E3%80%81%E7%9B%91%E4%BA%8B%E3%80%81%E9%AB%98%E7%BA%A7%E7%AE%A1%E7%90%86%E4%BA%BA%E5%91%98%E5%8F%98%E5%8A%A8%E6%83%85%E5%86%B5) During the period, Supervisor Chen Weisan resigned for personal reasons and was replaced by Li Zhenqiang, who was elected by the employee representative assembly Changes in Directors, Supervisors, and Senior Management | Name | Position | Type | Date | Reason | | :--- | :--- | :--- | :--- | :--- | | Chen Weisan | Supervisor | Resigned | June 30, 2015 | Personal reasons | | Li Zhenqiang | Supervisor | Elected | June 30, 2015 | Elected by employee representative assembly | [Financial Report](index=38&type=section&id=%E7%AC%AC%E4%B9%9D%E8%8A%82%20%E8%B4%A2%E5%8A%A1%E6%8A%A5%E5%91%8A) The financial report presents the company's financial statements, key notes, and equity interests in other entities [Financial Statements](index=38&type=section&id=%E4%BA%8C%E3%80%81%E8%B4%A2%E5%8A%A1%E6%8A%A5%E8%A1%A8) As of June 30, 2015, total assets were RMB 835 million, total liabilities fell sharply to RMB 101 million, and net assets attributable to the parent grew to RMB 703 million - Total assets were **RMB 835 million**, and net assets attributable to the parent were **RMB 703 million**, with the debt-to-asset ratio decreasing significantly from 65.16% to 12.12%[130](index=130&type=chunk)[131](index=131&type=chunk)[132](index=132&type=chunk) - For the first half of the year, total operating revenue was **RMB 46.18 million**, and net profit attributable to the parent was **-RMB 18.79 million**[139](index=139&type=chunk)[140](index=140&type=chunk) - Net cash flow from operating activities was **-RMB 45.73 million**, from investing activities was **-RMB 1.32 million**, and from financing activities was **RMB 1.15 million**[146](index=146&type=chunk)[147](index=147&type=chunk) [Notes to Consolidated Financial Statements](index=75&type=section&id=%E4%B8%83%E3%80%81%E5%90%88%E5%B9%B6%E8%B4%A2%E5%8A%A1%E6%8A%A5%E8%A1%A8%E9%A1%B9%E7%9B%AE%E6%B3%A8%E9%87%8A) Financial notes detail key balances, including accounts receivable, inventory, and goodwill primarily from the acquisition of Dongguan Derui, as well as the impact of the private placement - The closing balance of accounts receivable was **RMB 93.71 million**, with a bad debt provision of **RMB 11.74 million**, resulting in a carrying value of RMB 81.96 million[251](index=251&type=chunk) - The original value of goodwill was **RMB 141 million**, mainly from the acquisitions of Dongguan Derui (RMB 134 million) and Rongda Lithium (RMB 7.1 million)[333](index=333&type=chunk)[335](index=335&type=chunk) - The private placement of 31 million shares increased share capital by **RMB 31 million** and capital reserves by **RMB 409 million**[398](index=398&type=chunk)[400](index=400&type=chunk)[401](index=401&type=chunk) Segment Information | Item | Specialty Asphalt Sales & Processing | Lithium Ore Mining & Processing | Precision Equipment Manufacturing | Inter-segment Elimination | Total | | :--- | :--- | :--- | :--- | :--- | :--- | | Operating Revenue | 3,242,848.82 | 4,066,431.09 | 38,869,536.07 | | 46,178,815.98 | | Operating Costs | 3,072,464.93 | 3,296,345.35 | 20,099,170.31 | | 26,467,980.59 | [Interests in Other Entities](index=114&type=section&id=%E4%B9%9D%E3%80%81%E5%9C%A8%E5%85%B6%E4%BB%96%E4%B8%BB%E4%BD%93%E4%B8%AD%E7%9A%84%E6%9D%83%E7%9B%8A) The company holds interests in several subsidiaries, with Dongguan Derui (65% owned) being the core profit contributor and Liaoning Luxiang being deregistered during the period - The key non-wholly-owned subsidiary, **Dongguan Derui (35% minority interest)**, contributed **RMB 4.71 million** to minority interests' profit for the period, with a closing minority interest balance of RMB 29.23 million[450](index=450&type=chunk) - The scope of consolidation changed due to the **deregistration of subsidiary Liaoning Luxiang** in April 2015 and the establishment of the new subsidiary Rongjie Ark[446](index=446&type=chunk) Holdings in Major Subsidiaries | Subsidiary Name | Shareholding Ratio (Direct/Indirect) | Method of Acquisition | | :--- | :--- | :--- | | Ganzi Rongda Lithium Co, Ltd | 100.00% | Business combination not under common control | | Dongguan Derui Precision Equipment Co, Ltd | 65.00% | Business combination not under common control | | Wuhu Rongjie Ark Smart Technology Co, Ltd | 51.00% | Establishment | [List of Documents for Inspection](index=135&type=section&id=%E7%AC%AC%E5%8D%81%E8%8A%82%20%E5%A4%87%E6%9F%A5%E6%96%87%E4%BB%B6%E7%9B%AE%E5%BD%95) The section lists the financial statements and public disclosures available for inspection - Documents available for inspection include the **signed and sealed financial statements** and the original copies of all publicly disclosed documents and announcements from the reporting period[536](index=536&type=chunk)

[Important Notice](index=2&type=section&id=Item%201.%20Important%20Notice) The company's Board of Directors, Board of Supervisors, and all senior management guarantee the truthfulness, accuracy, and completeness of this quarterly report - The company's Board of Directors, Board of Supervisors, and all senior management guarantee the **truthfulness, accuracy, and completeness** of this quarterly report and assume corresponding legal liabilities All directors attended the board meeting to review this quarterly report[4](index=4&type=chunk)[5](index=5&type=chunk) [Core Financials and Shareholder Structure](index=3&type=section&id=Item%202.%20Major%20Financial%20Data%20and%20Shareholder%20Changes) This section details the company's key financial performance indicators and the structure of its major shareholders [Key Financial Indicators](index=3&type=section&id=Item%202.1.%20Major%20Accounting%20Data%20and%20Financial%20Indicators) In Q1 2015, the company's operating revenue significantly decreased by **77.90%** year-on-year due to strategic divestiture of its asphalt business, yet net loss attributable to shareholders narrowed by **28.73%**, and net cash flow from operating activities turned positive, increasing by **183.69%**, indicating improved cash flow and reduced losses from business transformation Key Financial Indicators for Q1 2015 | Indicator | Current Period | Prior Year Period | Year-on-Year Change | | :--- | :--- | :--- | :--- | | Operating Revenue (Yuan) | 24,827,926.53 | 112,320,736.45 | -77.90% | | Net Profit Attributable to Shareholders of Listed Company (Yuan) | -9,622,326.54 | -13,501,082.77 | 28.73% | | Net Cash Flow from Operating Activities (Yuan) | 6,062,990.98 | -7,244,899.34 | 183.69% | | Basic Earnings Per Share (Yuan/share) | -0.07 | -0.095 | 26.32% | | Total Assets (Yuan) | 870,485,777.35 | 899,781,724.98 | -3.26% (Compared to end of previous year) | | Net Assets Attributable to Shareholders of Listed Company (Yuan) | 271,915,580.28 | 281,584,414.13 | -3.43% (Compared to end of previous year) | - Total non-recurring gains and losses for the reporting period amounted to **-46,430.77 Yuan**, primarily comprising losses from disposal of fixed assets and government grants[9](index=9&type=chunk) [Shareholder Shareholding Status](index=4&type=section&id=Item%202.2.%20Total%20Shareholders%20and%20Top%20Ten%20Shareholders%27%20Shareholding%20at%20Period-End) As of the end of the reporting period, the company had **15,053** common shareholders The largest shareholder is Ke Rongqing, holding **14.80%** of shares, while Rongjie Investment Holding Group Co., Ltd. and its concerted party Zhang Changhong collectively hold a significant stake, making them important shareholders - As of the end of the reporting period, the company had a total of **15,053** common shareholders[12](index=12&type=chunk) Top Ten Shareholders' Shareholding | Shareholder Name | Shareholder Type | Shareholding Percentage | Number of Shares Held | | :--- | :--- | :--- | :--- | | Ke Rongqing | Domestic Natural Person | 14.80% | 21,035,700 | | Rongjie Investment Holding Group Co., Ltd. | Domestic Non-State-Owned Legal Entity | 9.33% | 13,258,895 | | Huang Peirong | Domestic Natural Person | 4.27% | 6,071,600 | | Fenghe Value Securities Investment Fund | Other | 2.60% | 3,697,645 | | Zheng Guohua | Domestic Natural Person | 2.27% | 3,224,332 | - Shareholder relationship explanation: Rongjie Investment Holding Group Co., Ltd. and Zhang Changhong are persons acting in concert[13](index=13&type=chunk) [Analysis of Significant Matters](index=6&type=section&id=Item%203.%20Significant%20Matters) This section provides an in-depth analysis of major financial item changes, significant event progress, shareholder commitments, and the company's performance forecast [Analysis of Major Financial Item Changes](index=6&type=section&id=Item%203.1.%20Changes%20and%20Reasons%20for%20Major%20Accounting%20Statement%20Items%20and%20Financial%20Indicators%20in%20the%20Reporting%20Period) During the reporting period, several financial statement items showed significant changes primarily due to the company's strategic transformation and cessation of its original asphalt business, leading to a sharp year-on-year decrease of over **77%** in operating revenue and cost The acquisition of Dongguan Derui contributed to narrowing overall losses, while repayment of bank loans significantly reduced cash, short-term borrowings, and cash flow from financing activities Changes and Reasons for Major Financial Items | Item | Change Rate | Reason Explanation | | :--- | :--- | :--- | | Operating Revenue | -77.90% | Cessation of original asphalt main business; new businesses have not yet fully contributed revenue | | Operating Cost | -85.73% | Decreased significantly with operating revenue | | Operating Profit | 31.69% | Subsidiary Dongguan Derui achieved net profit, leading to overall loss reduction for the company | | Net Cash Flow from Operating Activities | 183.69% | Recovery of accounts receivable and reduction in material purchases | | Net Cash Flow from Financing Activities | -280.31% | Repayment of matured bank loans, leading to a reduction in bank borrowings | [Progress of Significant Matters](index=7&type=section&id=Item%203.2.%20Analysis%20of%20Progress%2C%20Impact%2C%20and%20Solutions%20for%20Significant%20Matters) The company is advancing two significant matters: its non-public share issuance application has been approved by the CSRC, which will change the controlling shareholder and actual controller, and the core asset Rongda Lithium's resumption and expansion projects are delayed due to land acquisition issues, with the company actively coordinating for Q2 2015 resumption of work and Q3 resumption of production - The non-public issuance of shares application was approved by the CSRC on April 3, 2015, after which Rongjie Investment will become the controlling shareholder, and Lv Xiangyang and Zhang Changhong will become the actual controllers[17](index=17&type=chunk) - Subsidiary Rongda Lithium has not yet resumed production due to land acquisition issues, and its expansion project has not started The company aims to resume work in Q2 2015 and achieve production resumption in Q3[18](index=18&type=chunk) [Shareholder Commitments](index=7&type=section&id=Item%203.3.%20Commitments%20by%20the%20Company%20or%20Shareholders%20Holding%205%25%20or%20More%20Shares%20During%20or%20Continuing%20into%20the%20Reporting%20Period) The company and shareholders holding **5%** or more, including Ke Rongqing, Rongjie Investment, and Zhang Changhong, made multiple commitments during asset restructuring and IPO, all currently being fulfilled Key commitments include performance guarantees for Rongda Lithium and Dongguan Derui, avoidance of horizontal competition, regulation of related-party transactions, maintaining listed company independence, and share lock-up - Rongjie Investment, Zhang Changhong, and Ke Rongqing made net profit commitments for Rongda Lithium for the **2012-2017** period[21](index=21&type=chunk) - Ningde Times Investment Co., Ltd. and Tao Guang made net profit commitments for Dongguan Derui for the **2014-2016** period[25](index=25&type=chunk) - Major shareholders (Rongjie Investment, Lv Xiangyang, Zhang Changhong, Ke Rongqing) committed to maintaining the company's independence in business, assets, finance, personnel, and organization, and to avoid horizontal competition[22](index=22&type=chunk)[23](index=23&type=chunk) [2015 H1 Performance Forecast](index=13&type=section&id=Item%203.4.%20Forecast%20of%20Operating%20Performance%20for%20January-June%202015) The company anticipates continued losses in H1 2015, but with a significant reduction compared to the prior year, primarily due to the divestiture of the loss-making asphalt business and the consolidation of newly acquired subsidiary Dongguan Derui's performance Despite this, high financial expenses remain a significant drag on performance as the non-public issuance is not yet complete and capital structure remains unimproved 2015 January-June Performance Forecast | Item | Forecast Amount (10,000 Yuan) | Prior Year Period (10,000 Yuan) | | :--- | :--- | :--- | | Net Profit Attributable to Shareholders of Listed Company | -2,000 至 -1,500 | -4,296.93 | - Reasons for performance change: 1) Completion of asphalt business divestiture in **2014**, reducing losses; 2) New performance contribution from subsidiary Dongguan Derui in H1 **2015**; 3) High financial expenses persist as non-public issuance is not yet complete[26](index=26&type=chunk)

路翔股份有限公司 2014 年年度报告全文 路翔股份有限公司 2014 年年度报告 2015 年 03 月 1 路翔股份有限公司 2014 年年度报告全文 第一节 重要提示、目录和释义 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的 真实、准确、完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和 连带的法律责任。 所有董事均已出席了审议本报告的董事会会议。 公司计划不派发现金红利，不送红股，不以公积金转增股本。 公司负责人吕向阳、主管会计工作负责人冯达及会计机构负责人(会计主管 人员)冯达声明：保证年度报告中财务报告的真实、准确、完整。 2 | 目录 | | --- | | 第一节 重要提示、目录和释义 2 | | --- | | 第二节 公司简介 6 | | 第三节 会计数据和财务指标摘要 8 | | 第四节 董事会报告 10 | | 第五节 重要事项 45 | | 第六节 股份变动及股东情况 60 | | 第七节 优先股相关情况 66 | | 第八节 董事、监事、高级管理人员和员工情况 67 | | 第九节 公司治理 74 | | 第十节 内部控制 81 | | 第十一节 财务报告 ...

路翔股份有限公司 2014 年第三季度报告正文 证券代码：002192 证券简称：路翔股份 公告编号：2014-088 路翔股份有限公司 2014 年第三季度报告正文 1 路翔股份有限公司 2014 年第三季度报告正文 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整，不存在虚 假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人吕向阳、主管会计工作负责人冯达及会计机构负责人(会计主管人员)冯达声明：保证季度 报告中财务报表的真实、准确、完整。 2 路翔股份有限公司 2014 年第三季度报告正文 第二节 主要财务数据及股东变化 一、主要会计数据和财务指标 公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期末 | 上年度末 | | 本报告期末比上年度末增减 | | --- | --- | --- | --- | --- | | 总资产（元） | 1,014,084,523.61 | 1,148,990,299.82 | | -11.74% | | 归属于上市公司股东 ...

路翔股份有限公司 2014 年半年度报告全文 路翔股份有限公司 2014 年半年度报告 2014 年 08 月 1 路翔股份有限公司 2014 年半年度报告全文 第一节 重要提示、目录和释义 公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的 真实、准确、完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和 连带的法律责任。 所有董事均已出席了审议本报告的董事会会议。 公司计划不派发现金红利，不送红股，不以公积金转增股本。 公司负责人吕向阳、主管会计工作负责人冯达及会计机构负责人(会计主管 人员)冯达声明：保证本半年度报告中财务报告的真实、准确、完整。 半年度报告中涉及的未来发展等前瞻性陈述，属于计划性事项，不构成公 司对投资者的实质承诺，请投资者注意投资风险。 2 | 目录 | | --- | | 2014 | 半年度报告 1 | | --- | --- | | 第一节 | 重要提示、目录和释义 2 | | 第二节 | 公司简介 5 | | 第三节 | 会计数据和财务指标摘要 7 | | 第四节 | 董事会报告 9 | | 第五节 | 重要事项 21 | | 第六节 | 股份变动及股东情况 ...