北京市朝阳区建外大街丁 12 号英皇集团中心 8 层 8/F, Emperor Group Centre, No.12D, Jianwai Avenue, Chaoyang District, Beijing, 100022, P.R.China 电话/Tel.:010-50867666 传真/Fax:010-56916450 网址/Website:www.kangdalawyers.com 北京 西安 深圳 海口 上海 广州 杭州 沈阳 南京 天津 菏泽 成都 苏州 呼和浩特 香港 武汉 郑州 长沙 厦门 重庆 合肥 宁波 济南 北京市康达律师事务所 关于北京中科金财科技股份有限公司 2023 年第二次临时股东大会的法律意见书 康达股会字【2023】第 0533 号 致：北京中科金财科技股份有限公司 1 法律意见书 北京市康达律师事务所（以下简称"本所"）接受北京中科金财科技股份有限公 司（以下简称"公司"）的委托，就公司 2023 年第二次临时股东大会（以下简称"本 次会议"）的相关事宜出具《北京市康达律师事务所关于北京中科金财科技股份有限 公司 2023 年第二次临时股东大会的法律意见书》（以下简称"《 ...

证券代码：002657 证券简称：中科金财 公告编号：2023-031 北京中科金财科技股份有限公司 关于公司 2023 年限制性股票激励计划内幕信息知情人及激 励对象买卖公司股票情况的自查报告 根据中国证券监督管理委员会《上市公司股权激励管理办法》（以下简称"《管 理办法》"）、《上市公司信息披露管理办法》等法律、法规和规范性文件的相关规 定， 公司对《北京中科金财科技股份有限公司 2023 年限制性股票激励计划（草 案）》（以下简称"激励计划"）采取了充分必要的保密措施，并对激励计划的内 幕信息知情人进行了登记。 根据《管理办法》的有关规定，公司对激励计划内幕信息知情人及激励对象 在激励计划草案公告前六个月内买卖公司股票的情况进行了自查，具体情况如下： 一、 核查的范围与程序 1、核查对象为激励计划的内幕信息知情人和激励对象。 2、激励计划的内幕信息知情人和激励对象均填报了《内幕信息知情人登记 表》。 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记 载、误导性陈述或重大遗漏。 北京中科金财科技股份有限公司（以下简称"公司"）于 2023 年 8 月 1 日召 开第六届董事会第七次会议、第 ...

北京中科金财科技股份有限公司 2023 年第二次临时股东大会决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 证券代码：002657 证券简称：中科金财 公告编号：2023-030 1.本次股东大会没有出现否决提案的情形。 2.本次股东大会未涉及变更以往股东大会通过的决议。 一、会议召开和出席情况 1.北京中科金财科技股份有限公司（以下简称"公司"）2023年第二次临时 股东大会（以下简称"本次股东大会"）于2023年8月18日（星期五）下午14:00 在北京市朝阳区安翔北路11号北京创业大厦B座9层会议室召开。本次股东大会采 取现场投票和网络投票相结合的方式召开，网络投票时间为2023年8月18日。其 中，通过深圳证券交易所交易系统进行网络投票的具体时间为：2023年8月18日 上午9:15—9:25、9:30—11:30，下午13:00—15:00；通过互联网投票系统投票 的具体时间为：2023年8月18日上午9:15—下午15:00。本次股东大会由公司董事 会召集举行，由公司董事长朱烨东先生主持。本次股东大会的召开符合《中华人 民共和 ...

证券代码：002657 证券简称：中科金财 公告编号：2023-029 北京中科金财科技股份有限公司 监事会关于公司 2023 年限制性股票激励计划激励对象名单 的核查意见及公示情况说明 监事会根据《管理办法》、《激励计划（草案）》的规定，对《激励对象名单》 进行了核查，并发表核查意见如下： 本公司及监事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或重大遗漏。 北京中科金财科技股份有限公司（以下简称"公司"）于 2023 年 8 月 1 日召 开第六届董事会第七次会议、第六届监事会第五次会议，审议通过《关于<北京 中科金财科技股份有限公司 2023 年限制性股票激励计划（草案）>及其摘要的议 案》等相关议案。根据《上市公司股权激励管理办法》（以下简称"《管理办法》"） 等相关规定，公司对 2023 年限制性股票激励计划激励对象名单在公司内部进行 了公示。公司监事会结合公示情况对拟激励对象进行了核查，相关公示及核查情 况如下。 一、公示情况及审核方式 1、公司于 2023 年 8 月 2 日在巨潮资讯网（www.cninfo.com.cn）披露了《关 于北京中科金财科技股份有限公司 20 ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥455,056,156.15, a decrease of 10.03% compared to ¥505,780,006.88 in the same period last year[21]. - The net profit attributable to shareholders of the listed company was a loss of ¥13,356,579.77, an improvement of 24.66% from a loss of ¥17,729,447.77 in the previous year[21]. - The net cash flow from operating activities improved by 50.39%, amounting to -¥144,740,749.11 compared to -¥291,780,028.54 in the same period last year[21]. - The total assets at the end of the reporting period were ¥2,439,165,163.69, a decrease of 10.21% from ¥2,716,538,381.79 at the end of the previous year[21]. - The net assets attributable to shareholders of the listed company were ¥1,979,570,223.91, a slight decrease of 0.67% from ¥1,992,926,803.68 at the end of the previous year[21]. - The basic earnings per share for the reporting period was -¥0.04, an improvement of 20.00% from -¥0.05 in the same period last year[21]. - The company reported a net increase in cash and cash equivalents of ¥6,786,490.92, a 102.43% improvement from -¥279,268,525.99 in the previous year[41]. - The company reported a net loss of CNY 201,736,390.70 as of June 30, 2023, compared to a loss of CNY 188,379,810.93 at the beginning of the year[138]. - The company reported a total revenue of 9,286,865 CNY with a net profit of 6,953,552 CNY for the subsidiary Huadi Asset Management[64]. Investment and Research - The company plans to increase its investment in technology research and development to mitigate industry technology risks and enhance innovation capabilities[68]. - The company has allocated 1.9 million RMB for research and development in new technologies during the first half of 2023[157]. - Research and development expenses were ¥63,725,708.60, down 22.35% from ¥82,069,046.36 in the previous year[41]. - The company has developed multiple AI technologies and products, including intelligent dialogue systems and automated code generation engines, enhancing its capabilities in financial AI[32]. - The company has launched a comprehensive data center service, gradually introducing intelligent computing center services to meet the growing demand from AI development[34]. Market and Competition - The company faces risks including market competition, industry technology risks, human resources risks, and policy risks, which are detailed in the management discussion section[4]. - The company is facing significant market competition risks, which could impact its future growth if it fails to leverage its advantages and expand market share effectively[67]. - The company actively explores Web3.0 and metaverse technologies, launching a service matrix and developing tools for digital content creation[33]. Corporate Governance and Compliance - The company has maintained a strong focus on protecting the rights of shareholders and creditors, ensuring compliance with legal and regulatory requirements[81]. - The company has established a robust internal control system to safeguard the interests of all stakeholders[83]. - In the first half of 2023, the company held two shareholder meetings with participation rates of 16.52% and 15.39% respectively, ensuring compliance with governance standards[73][76]. - The company has not reported any significant litigation or arbitration matters during the reporting period, indicating a stable legal standing[94]. Strategic Partnerships and Collaborations - The company has established strategic partnerships with several universities and research institutions to enhance its technological capabilities[39]. - The company has signed cooperation agreements with designated banks for digital RMB solutions, aiming to enhance marketing and application scenarios, including cross-border solutions[31]. Future Outlook - The company plans to expand its market presence through new product launches and technological advancements in the upcoming quarters[157]. - Future guidance suggests a revenue target of 1.2 billion RMB for the second half of 2023, aiming for a 10% growth[158]. - The company aims to enhance its operational efficiency through strategic mergers and acquisitions in the next fiscal year[157]. Financial Integrity and Stability - The company has not engaged in any significant related party transactions or non-operating fund occupation during the reporting period, ensuring financial integrity[90]. - The company has maintained a good credit status, with no overdue debts or unfulfilled legal obligations reported during the period[96]. - The company has not reported any major guarantees or significant contracts affecting its profit during the reporting period, indicating a conservative financial approach[108]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 65,981[121]. - The company has a total of 40,252,763 restricted shares, with 2,458,075 shares remaining after the recent changes[119]. - Major shareholder Luo Wenhua holds 16,879,000 shares, accounting for 5.00% of the total shares[122]. Accounting and Financial Reporting - The financial statements are prepared based on the going concern assumption, indicating no significant doubts about the company's ability to continue operations for the next 12 months[170]. - The company adheres to the accounting standards set by the Ministry of Finance, ensuring that the financial reports accurately reflect its financial position as of June 30, 2023[171]. - The company has not reported any significant changes in accounting policies or estimates for the reporting period[171].

二、关于公司对外担保情况的专项说明及独立意见 截至 2023 年 6 月 30 日，公司对子公司的担保余额为人民币 0 元，公司不 存在其他对外担保的情形。作为公司独立董事，根据《上市公司独立董事规则》、 《上市公司监管指引第 8 号——上市公司资金往来、对外担保的监管要求》的 规定，对公司对外担保的情况发表独立意见如下：公司的担保行为合法合规，不 会影响公司的日常经营运作且风险可控，有利于公司从整体上发挥增信措施的作 用，增加公司收益，可进一步提升公司整体业绩水平，为公司股东谋取更多的投 资回报，符合公司和全体股东的利益，不存在损害公司及全体股东、特别是中小 股东的利益的情形。 （以下无正文，为独立董事关于控股股东及其他关联方占用公司资金、公司 对外担保情况的专项说明和独立意见签字页） （北京中科金财科技股份有限公司独立董事关于控股股东及其他关联方占 用公司资金、公司对外担保情况的专项说明和独立意见签字页） 北京中科金财科技股份有限公司 独立董事关于控股股东及其他关联方占用公司资金、公司对外担 保情况的专项说明和独立意见 根据《上市公司治理准则》、《上市公司独立董事规则》等法律法规、规范 性文件和《北京中科 ...

2023 年半年度非经营性资金占用及其他关联资金往来情况汇总表 单位：北京中科金财科技股份有限公司 单位：万元 | 控股股东、实际 控制人及其附属 | | | | | | | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 企业 | | | | | | | | | | | | 上市公司的子公 | 金财数金（上海）智 能科技有限公司 北京中科金财软件技 | 孙公司 | 其他应收款 | 1,750.00 | - | - | 1,750.00 | - | 往来款 | 非经营性往来 非经营性往来 | | | | 子公司 | 其他应收款 | 1,400.00 | - | 12.32 | - | 1,400.00 | 往来款 | | | | 术有限公司 | | | | | | | | | | | 司及其附属企业 | 杭州中科金财科技有 | 子公司 | 其他应收款 | 2,384.00 | 330.00 | 23.26 | - | 2,714.00 | 往来款 | 非经营性往来 | | | 限公司 | | | | | ...

北京中科金财科技股份有限公司投资者关系活动记录表 编号：036 | 投资者关系活动类 | □特定对象调研 □分析师会议 | | | --- | --- | --- | | 别 | □媒体采访 ▇业绩说明会 | | | | □新闻发布会 □路演活动 | | | | □现场参观 □ 一对一沟通 | | | | □其他 （请文字说明其他活动内容） | | | 参与单位名称及人 | 通 过 中 国 证 券 报 • 中 证 网 网 上 路 演 平 | 台 | | 员姓名 | （http://www.cs.com.cn） 参与本次业绩说明会的广大 | | | | 投资者 | | | 时间 | 2023 年 4 月 27 日 | | | 地点 | 中科金财会议室 | | | 上市公司接待人员 | 董事长兼总经理朱烨东、财务总监朱烨华、董事会秘书王 | | | | 姣杰、独立董事季成 1、请问截止 4.24 号持股人数是多少？ | | | | 您好，感谢您对中科金财的关注。截止 2023 年 3 31 日，持股人数为 71630。谢谢！ 2、请问公司有和国内大模型合作吗？ | 月 | | | 您好，感谢您对中科金财的关注。公 ...

Financial Performance - The company's operating revenue for Q1 2023 was ¥265,017,608.66, representing a 73.49% increase compared to ¥152,755,573.42 in the same period last year[5] - The net loss attributable to shareholders was ¥14,001,881.36, an improvement of 27.15% from a loss of ¥19,219,186.89 in the previous year[5] - The basic earnings per share improved by 33.33%, from -¥0.06 to -¥0.04[5] - The company's net loss for Q1 2023 was CNY 25,572,331.13, compared to a net loss of CNY 34,577,080.25 in Q1 2022, indicating an improvement in financial performance[17] - Operating profit for Q1 2023 was -13,001,342.50 CNY, an improvement from -18,857,640.08 CNY in the same period last year, indicating a reduction in operating losses[18] - The total comprehensive income for Q1 2023 was -14,001,853.75 CNY, compared to -19,219,155.16 CNY in Q1 2022, indicating a reduction in overall losses[18] Cash Flow and Liquidity - The net cash flow from operating activities improved by 50.86%, amounting to -¥74,090,164.20 compared to -¥150,783,991.96 in the same period last year[5] - Cash flow from operating activities showed a net outflow of -74,090,164.20 CNY, an improvement from -150,783,991.96 CNY in Q1 2022, reflecting better cash management[19] - The company reported cash and cash equivalents at the end of Q1 2023 amounting to 366,145,847.22 CNY, compared to 201,508,223.45 CNY at the end of Q1 2022, showing a significant increase[20] - The company incurred a total operating cash outflow of 342,787,835.90 CNY in Q1 2023, a decrease from 367,315,611.00 CNY in the previous year[19] - The company’s financing activities resulted in a net cash outflow of -833,401.50 CNY in Q1 2023, compared to -909,113.91 CNY in Q1 2022, reflecting improved financing management[20] Assets and Liabilities - The total assets at the end of the reporting period were ¥2,489,670,583.87, a decrease of 8.35% from ¥2,716,538,381.79 at the end of the previous year[5] - Total liabilities decreased to CNY 510,695,292.33 from CNY 723,561,236.50, a reduction of 29.4%[17] - The company's total current assets decreased to CNY 1,525,440,609.35 from CNY 1,786,892,242.81, a decline of 14.6%[16] - Cash and cash equivalents decreased by 99.64% to CNY -833,081.56, influenced by various financial factors during the quarter[10] Operating Costs and Expenses - The total operating costs increased by 55.12%, reaching ¥290,589,940.79, attributed to a rise in contract completions compared to the previous year[9] - Total operating costs for Q1 2023 were CNY 290,589,940.79, up 55.1% from CNY 187,332,653.67 in Q1 2022[17] - Research and development expenses for Q1 2023 were CNY 31,807,822.53, down 24.1% from CNY 41,877,449.19 in Q1 2022[17] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 71,630, with no preferred shareholders[12] - The largest shareholder, Shen Yi, holds 13.18% of the shares, amounting to 44,502,918 shares, with 9,360,000 shares pledged[12] Government Subsidies and Tax - The company received government subsidies amounting to ¥277,807.61, which are closely related to its normal business operations[6] - The company reported a significant increase in tax-related payments, totaling CNY 20,059,469.24, a 129.83% increase compared to the previous period[10] - The company received tax refunds amounting to CNY 215,182.33, marking a 100.00% increase compared to the previous period[10] Financial Assets - The company reported a decrease in financial assets by 39.35%, from ¥254,368,805.68 to ¥154,282,561.22, primarily due to reduced purchases of financial products[9]

Financial Performance - The company's operating revenue for 2022 was ¥1,232,987,235.19, a decrease of 23.23% compared to ¥1,606,094,997.41 in 2021[20] - The net profit attributable to shareholders was -¥168,569,672.64, representing an increase in losses of 81.86% from -¥92,693,694.24 in the previous year[20] - The basic earnings per share for 2022 was -¥0.50, a decline of 85.19% from -¥0.27 in 2021[20] - The weighted average return on equity was -8.12%, worsening from -4.20% in the previous year[20] - The comprehensive gross profit margin improved to 21.31%, up from the previous year, due to better project management and resource allocation[43] - The company reported a significant decline in revenue from enterprise clients, which fell by 51.38% to CNY 262,572,420.91, representing 21.30% of total revenue[46] - The company reported a net profit margin of 10% for the year, indicating strong operational efficiency[79] Cash Flow and Assets - The net cash flow from operating activities improved to ¥86,048,682.80, a significant increase of 145.74% compared to -¥188,140,476.25 in 2021[20] - The total assets at the end of 2022 were ¥2,716,538,381.79, down 7.49% from ¥2,936,546,067.80 at the end of 2021[20] - As of the end of 2022, cash and cash equivalents amounted to ¥413,372,048, representing 15.22% of total assets, a decrease of 0.86% from the beginning of the year[71] - The company reported an asset impairment loss of ¥168,811,667.17, an increase of 103.18% compared to the previous year[69] Revenue Sources and Market Trends - Revenue from the financial sector was CNY 633,331,414.80, accounting for 51.37% of total revenue, but decreased by 12.30% year-on-year[46] - The software and information technology service industry in China achieved a total software business revenue of ¥1.08 trillion in 2022, reflecting a year-on-year growth of 11.2%[31] - The digital economy in China exceeded ¥50 trillion in 2022, accounting for over 40% of GDP, maintaining a high growth rate of 10%[30] Strategic Focus and Development - The company is focusing on enhancing its capabilities in financial technology to meet the demands of the digital economy[34] - The company is positioned to benefit from the ongoing digital transformation and the increasing demand for information technology services in various sectors[34] - The company plans to increase investment in core financial technology research, focusing on AI, blockchain, and privacy computing in 2023[90] - The company aims to enhance its technology capabilities and maintain industry leadership through increased R&D investment[92] Governance and Compliance - The company has established an independent financial department with a complete accounting system and independent financial decision-making capabilities[110] - The company maintains a transparent information disclosure system, utilizing multiple media outlets to ensure timely and accurate information dissemination to investors[106] - The company’s governance structure complies with the requirements set forth by the China Securities Regulatory Commission[107] Employee and Management Structure - The total number of employees at the end of the reporting period is 717, with 458 in the parent company and 259 in major subsidiaries[139] - The company has implemented a multi-level partner management responsibility system to engage all employees in management, linking compensation to performance[140] - The average age of the management team is approximately 45 years, indicating a relatively young leadership[114] Future Outlook - Future outlook indicates a projected revenue growth of 15% for the next fiscal year, driven by new product launches and market expansion strategies[118] - The company plans to launch two new products in Q3 2023, targeting a 30% increase in sales from these new offerings[118] - The company is expanding its market presence, targeting a 25% increase in market share in the next two years[169] Risk Management - The company acknowledges risks including market competition, industry technology, human resources, and policy risks[4] - The internal control system was strictly adhered to, ensuring compliance with laws and regulations, and effectively managing risks[147] Investment and Acquisitions - The company has completed a strategic acquisition of a smaller tech firm, enhancing its service offerings and expected to contribute an additional $5 million in revenue[118] - The company is actively pursuing new investment opportunities and partnerships to enhance its market position and technological capabilities[78] Shareholder Relations - The company held three shareholder meetings in 2022, ensuring compliance with legal requirements and protecting shareholder rights[155] - The profit distribution plan was approved by the board and shareholders, ensuring transparency and protection of minority shareholders' rights[145]