国浩律师（上海）事务所 关于顾地科技股份有限公司 2023 年年度股东大会法律意见书 致：顾地科技股份有限公司 顾地科技股份有限公司（以下简称"公司"）2023 年年度股东大会于 2024 年 5 月 17 日召开。国浩律师（上海）事务所（以下简称"本所"）经公司聘请，委派经 办律师出席会议，并根据《中华人民共和国公司法》（以下简称"《公司法》"）、 《中华人民共和国证券法》（以下简称"《证券法》"）等法律、法规及中国证券 监督管理委员会（以下简称"中国证监会"）《上市公司股东大会规则》（以下简 称"《股东大会规则》"）和《顾地科技股份有限公司章程》（以下简称"《公司章 程》"），就本次股东大会的召集、召开程序、出席大会人员资格、会议表决程序 等事宜发表法律意见。 为出具本法律意见书，本所律师出席了本次股东大会，审查了公司提供的有 关本次大会各项议程及相关文件，听取了公司董事会就有关事项所作的说明。 在审查有关文件的过程中，公司向本所律师保证并承诺，其向本所提供的文 件和所作的说明是真实的，有关副本材料或复印件与原件一致。 公司向本所律师保证并承诺，公司已将全部事实向本所披露，无任何隐瞒、 遗漏、虚假或误导之 ...

顾地科技股份有限公司 投资者关系活动记录表 证券代码：002694 证券简称：顾地科技 编号：2024-001 □特定对象调研 □分析师会议 □媒体采访 业绩说明会 投资者关系活动 □新闻发布会 □路演活动 类别 □现场参观 □其他 活动形式及参与 线上参与“湖北辖区上市公司 2024 年投资者网上集体接待日 单位名称及人员 活动暨公司2023年度业绩说明会”的投资者 姓名 时间 2024年5月16日 地点 全景路演（https://rs.p5w.net）网络平台 董事长：苏孝忠先生 独立董事：蒋海龙先生 上市公司接待人 监事：牛牧华先生 员姓名 董事会秘书：陈静女士 财务总监：许亮先生 浙商证券股份有限公司保荐代表人：叶维方先生 1、公司目前主营业务是什么？ ...

顾地科技股份有限公司 证券代码：002694 证券简称：顾地科技 公告编号：2024-034 3、涉案金额：56,116,340.80 元人民币。 4、对上市公司损益产生的影响：本次诉讼结果存在不确定性，尚不能确定 对公司本期利润或期后利润的影响。 5、邯郸顾地塑胶有限公司（以下简称"邯郸顾地"）已于 2018 年 3 月从公 司完全剥离，不再属于公司合并报表范围内子公司，详情请查阅公司于 2017 年 8 月 9 日披露的《关于出让公司持有的河南顾地塑胶有限公司和邯郸顾地塑胶有 限公司全部股权的公告》（公告编号：2017-066）。 2024 年 5 月 9 日，顾地科技股份有限公司（以下简称"公司"、"顾地科 技"）收到北京市丰台区人民法院下发的《民事传票》以及《起诉书》，现将有 关情况公告如下： 一、本次诉讼的基本情况及进展情况 关于公司收到法院传票及起诉书暨募集资金账户部分资金被冻 结的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 重要内容提示： 1、案件所处的诉讼阶段：法院已立案受理，尚未开庭。 2、上市公司所处的当事人地位：被告。 （一）基 ...

| 4.审计委员会是否至少每季度召开一次会议，审议内部审计 | √ | | --- | --- | | 部门提交的工作计划和报告等（如适用） | | | 5.审计委员会是否至少每季度向董事会报告一次内部审计工 | √ | | 作进度、质量及发现的重大问题等（如适用） | | | 6.内部审计部门是否至少每季度向审计委员会报告一次内部 | | | 审计工作计划的执行情况以及内部审计工作中发现的问题等 | √ | | （如适用） | | | 7.内部审计部门是否至少每季度对募集资金的存放与使用情 | √ | | 况进行一次审计（如适用） | | | 8.内部审计部门是否在每个会计年度结束前二个月内向审计 | √ | | 委员会提交次一年度内部审计工作计划（如适用） | | | 9.内部审计部门是否在每个会计年度结束后二个月内向审计 | √ | | 委员会提交年度内部审计工作报告（如适用） | | | 10.内部审计部门是否至少每年向审计委员会提交一次内部 | √ | | 控制评价报告（如适用） | | | 11.从事风险投资、委托理财、套期保值业务等事项是否建立 | √ | | 了完备、合规的内控制度 | | | ...

浙商证券股份有限公司 关于顾地科技股份有限公司 2023年度持续督导定期培训报告 浙商证券股份有限公司（以下简称"浙商证券"或"保荐人"）作为顾地科技 股份有限公司（以下简称"顾地科技"或"发行人"）向特定对象发行股票并上市 及持续督导的保荐人，根据《证券发行上市保荐业务管理办法》、《深圳证券交易所 股票上市规则》及《深圳证券交易所上市公司自律监管指引第13号—保荐业务》等 相关规定，对顾地科技相关人员进行了持续督导培训，本次持续督导培训情况如下： （三）关于上市公司规范运作的相关规定，包括持续督导法规体系、信息披露、 公司治理及内部控制、募集资金管理、资金占用与违规担保、生产经营情况等内容。 三、现场培训结论 本次持续督导培训的工作过程中，发行人积极予以配合，保证了培训工作的有 序进行。 通过本次现场培训，顾地科技全体参加培训人员加强了对资本市场最新政策、 独董制度、上市公司规范运作等相关内容的理解，加深了对相关法律、法规、业务 规则的了解和认识，方便以后在工作中遇到问题时进行对照、运用和学习，本次培 训达到了预期的目的，取得了良好的效果。 （以下无正文） （本页无正文，为《浙商证券股份有限公司关于顾地科技 ...

顾地科技股份有限公司 对外担保管理办法 顾地科技股份有限公司 对外担保管理办法 顾地科技股份有限公司 对外担保管理办法 二零二四年四月 顾地科技股份有限公司 对外担保管理办法 第一章 总则 第一条 为规范顾地科技股份有限公司（以下简称"公司"）的对外担保行为， 确保投资者的合法权益,保护公司财产安全，降低经营风险，根据《中华人民共和 国公司法》（以下简称"《公司法》"）、《中华人民共和国民法典》《中华人 民共和国证券法》、中国证券监督管理委员会《上市公司监管指引第 8 号——上 市公司资金往来、对外担保的监管要求》及《深圳证券交易所股票上市规则》《深 圳证券交易所上市公司自律监管指引第 1 号——主板上市公司规范运作》等相关 法律、法规、规范性文件及《公司章程》的规定，结合公司实际，制定本制度。 第二条 本办法所称"对外担保"，是指公司为他人提供的保证、抵押、质押 及其他方式的担保，具体种类包括但不限于借款担保、银行承兑汇票担保、开具 保函的担保等。公司及控股子公司对外担保适用本办法。 公司对控股子公司提供担保属于对外担保。 对外担保同时构成关联交易的，还应执行《顾地科技股份有限公司关联交易 决策制度》的相关 ...

Financial Performance - Revenue for Q1 2024 was CNY 145,507,511.72, a decrease of 21.13% compared to CNY 184,501,508.59 in the same period last year[4] - Net loss attributable to shareholders was CNY -21,448,333.19, representing a 90.82% increase in loss from CNY -11,240,306.43 year-over-year[4] - Basic and diluted earnings per share were both CNY -0.03, a decrease of 50.00% compared to CNY -0.02 in the same period last year[4] - The net profit for Q1 2024 was -21,955,296.00 CNY, compared to -12,112,752.80 CNY in Q1 2023, representing an increase in net loss of approximately 81.5% year-over-year[28] - Operating profit for Q1 2024 was -21,696,137.05 CNY, compared to -11,946,156.85 CNY in the same period last year, indicating a deterioration of about 81.1%[28] Cash Flow and Liquidity - Net cash flow from operating activities improved to CNY 7,927,973.76, a 126.02% increase from CNY -30,466,734.06 in the previous year[4] - The company's cash and cash equivalents at the end of the first quarter were CNY 431,739,134.00, slightly down from CNY 436,717,344.76 at the beginning of the year[22] - Cash and cash equivalents at the end of Q1 2024 stood at 428,776,421.14 CNY, down from 59,214,428.55 CNY at the end of Q1 2023[31] Assets and Liabilities - Total assets at the end of the reporting period were CNY 1,351,349,052.32, a slight increase of 0.47% from CNY 1,345,022,621.77 at the end of the previous year[4] - The total liabilities increased to CNY 792,320,527.65 from CNY 764,038,801.10, representing a rise of 3.43%[25] - The company’s non-current liabilities totaled CNY 71,889,679.52, slightly down from CNY 72,167,747.12[25] - The company’s retained earnings showed a deficit of CNY 679,716,499.39, worsening from a deficit of CNY 658,268,166.20[25] Operating Costs and Expenses - The total operating costs for the first quarter of 2024 were CNY 168,150,101.30, down from CNY 195,562,772.84 in the previous year, reflecting a reduction of 13.98%[27] - The company incurred total operating expenses of 153,169,000.00 CNY in Q1 2024, compared to 164,024,094.86 CNY in Q1 2023, showing a decrease of approximately 6.6%[31] - Sales expenses rose by 73.38%, mainly due to increased advertising and marketing personnel costs[10] - Research and development expenses for Q1 2024 were 7,614,605.72 CNY, slightly up from 7,494,155.56 CNY in Q1 2023, indicating a year-over-year increase of about 1.6%[28] Other Income and Subsidies - Other income increased by 288.40%, primarily due to higher input tax credits in advanced manufacturing[10] - The company received government subsidies amounting to CNY 924,286.98 during the reporting period[5] Management and Governance - The company appointed a new general manager, Mr. Dai Hao, effective from March 15, 2024, to enhance management efficiency[21] - The company plans to engage in daily related transactions with its controlling shareholder, with an estimated total amount of CNY 15,500,000 for 2024, up from CNY 2,500,000 previously[19] Inventory and Prepaid Expenses - The company reported an increase in inventory to CNY 241,983,347.66 from CNY 234,548,023.10, reflecting a growth of 3.09%[22] - The company reported a 212.24% increase in prepaid expenses, primarily due to increased payments for raw materials and equipment[6] Financial Audit - The company did not undergo an audit for the Q1 2024 report[32]

Financial Performance - The company's operating revenue for 2023 was ¥932,755,602.91, a decrease of 11.65% compared to ¥1,055,710,825.39 in 2022[25] - The net profit attributable to shareholders was ¥91,878,262.48, representing a significant increase of 168.96% from a loss of ¥133,212,835.86 in the previous year[25] - The net profit after deducting non-recurring gains and losses improved to -¥25,826,865.93, a 77.08% reduction in losses compared to -¥112,652,313.46 in 2022[25] - The net cash flow from operating activities was ¥32,753,429.41, down 21.22% from ¥41,577,579.09 in the previous year[25] - Basic earnings per share increased to ¥0.16, a turnaround from -¥0.24 in 2022, marking a 166.67% improvement[25] - The diluted earnings per share for 2023 is CNY 0.16, a significant increase of 166.67% compared to -CNY 0.24 in 2022[26] - The weighted average return on equity is 63.49%, up 213.41% from -149.92% in the previous year[26] - Total assets decreased by 26.38% to CNY 1,345,022,621.77 in 2023 from CNY 1,826,623,331.63 in 2022[26] - Net assets attributable to shareholders increased by 2,480.42% to CNY 573,363,748.62 in 2023 from CNY 22,249,140.02 in 2022[26] Revenue and Sales - Operating revenue for 2023 is CNY 932,755,602.91, down from CNY 1,055,710,825.39 in 2022, indicating a decline of approximately 11.6%[27] - The net profit attributable to the parent company was 91.88 million yuan, an increase of 168.96% year-on-year[52] - The production volume of plastic pipes and fittings was 102.60 thousand tons, down 10.37% from 2022[45] - The sales volume of plastic pipes and fittings was 102.63 thousand tons, a decrease of 12.29% compared to the previous year[45] - PVC pipe revenue decreased by 25.67% to ¥500,113,100.47, while PE pipe revenue increased by 28.50% to ¥273,097,991.19[55] - The Southwest region accounted for 50.05% of total revenue, with a slight increase of 2.67% year-over-year[55] - Direct sales increased significantly by 119.29% to ¥87,813,862.63, while distribution sales decreased by 16.81% to ¥844,941,740.28[55] Strategic Initiatives - The company is undergoing a significant transformation in its financial strategy, focusing on reducing losses and improving profitability metrics[25] - The company is committed to enhancing its product development and market expansion strategies in the upcoming fiscal year[3] - The company aims to leverage policy incentives from urban gas pipeline upgrades and new urbanization construction to enhance market opportunities[37] - The company is committed to innovation and market expansion, aiming to become a leading provider of plastic pipeline solutions in China[41] - The company plans to optimize marketing strategies and expand sales markets, focusing on strengthening the North China market and increasing strategic procurement clients[105] - The company is focusing on technological advancements and new product launches to drive future growth[136] Risk Management - The company has implemented measures to address potential risks and uncertainties in its future development outlook[3] - The company faces risks from macroeconomic changes, with potential impacts on market demand for plastic pipes if economic growth slows[112] - The company is exposed to raw material price fluctuations, with 80% of production costs attributed to materials like PVC, PPR, and PE[113] - The company anticipates increased market competition as industry players expand their production bases and compete nationally[113] - Increased production capacity poses sales risks, necessitating effective market development to ensure new capacity is utilized promptly[115] Corporate Governance - The company maintains independence from its controlling shareholder, with clear separation in assets, personnel, and operations[130] - The company has established an audit department with over 3 dedicated auditors to oversee financial and operational quality[128] - The company emphasizes transparency and timely information disclosure to investors, utilizing various platforms for communication[125] - The company has implemented a comprehensive internal control system to enhance governance and operational efficiency[120] - The company has established a management system for related party transactions to ensure legality and fairness[195] Employee and Management Changes - The company held 6 shareholder meetings in 2023, ensuring compliance with legal requirements and protecting shareholder rights[120] - The company has seen changes in its board of directors, with several members resigning in November 2023[134] - The company announced the departure of several key executives, including the Chairman and General Manager, effective November 15, 2023, due to term completion[137] - New appointments were made for the Chairman, Vice Chairman, and several directors on November 15, 2023, indicating a leadership transition[137] - The company plans to appoint a new CFO and Secretary of the Board on January 29, 2024, reflecting ongoing management changes[137] Research and Development - The company is focusing on R&D projects such as carbon nanotube modified PVC pipes and high toughness PPB water supply pipes to enhance product performance and competitiveness[70][71] - The company is investing in R&D for new technologies, with an allocated budget of 50 million yuan for the upcoming year[150] - The company has a strong research team with nearly 100 high-level professionals and has published around 400 academic papers in recent years[49] Social Responsibility and Compliance - The company is committed to social responsibility and balancing the interests of shareholders, employees, and other stakeholders[126] - The company is committed to complying with environmental protection laws and regulations in its future operations[200] - The company has not faced any administrative penalties due to environmental issues during the reporting period[200] Financial Management - The company intends to strengthen financial management by controlling operating costs and innovating financing channels[109] - The company has implemented a performance-based salary system, linking employee income directly to individual performance contributions[175] - The company has maintained effective internal control over financial reporting, with no significant deficiencies identified during the reporting period[188]

特别提示： 顾地科技股份有限公司（以下简称"公司"）根据中华人民共和国财政部（以 下简称"财政部"）于 2022 年 11 月 30 日发布的《关于印发〈企业会计准则解 释第 16 号〉的通知》（财会【2022】31 号）（以下简称"《会计准则解释第 16 号》"）的要求变更会计政策，不属于公司自主变更会计政策的情形，无需提交 董事会、股东大会审议。本次会计政策变更不会对公司的财务状况、经营成果和 现金流量产生重大影响，不存在损害公司股东利益的情况。 证券代码：002694 证券简称：顾地科技 公告编号：2024-032 顾地科技股份有限公司 关于会计政策变更的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 4、变更后采用的会计政策 本次变更后，公司按照财政部印发的准则解释第 16 号的相关规定执行。其 他未变更部分，仍按照财政部前期颁布的《企业会计准则-基本准则》和具体会 计准则、企业会计准则应用指南、企业会计准则解释公告以及其他相关规定执行。 一、本次会计政策变更概述 二、本次会计政策变更对公司影响 1、会计政策变更原因 财政部于 2022 年 11 ...

顾地科技股份有限公司 重大信息内部报告制度 顾地科技股份有限公司 重大信息内部报告制度 二零二四年四月 顾地科技股份有限公司 重大信息内部报告制度 顾地科技股份有限公司 重大信息内部报告制度 第一章 总则 第一条 为强化顾地科技股份有限公司（以下简称"公司"）重大信息内部报 告工作，保证公司内部重大信息的快速传递、归集和有效管理，及时、准确、全 面、完整地披露信息，维护投资者的合法权益，根据《中华人民共和国公司法》、 《中华人民共和国证券法》、《上市公司信息披露管理办法》、《深圳证券交易 所股票上市规则》（以下简称"《上市规则》"）、《深圳证券交易所上市公司 自律监管指引第 1 号——主板上市公司规范运作》、《深圳证券交易所上市公司 自律监管指引第 5 号——信息披露事务管理》等法律、法规、规章、规范性文件 和《顾地科技股份有限公司章程》（以下简称"《公司章程》"）的规定，结合 公司实际情况，制定本制度。 第二条 公司重大信息内部报告制度是指当出现、发生或者即将发生可能对 公司股票及其衍生品种交易价格产生较大影响的情形或者事件时，按照本制度规 定负有报告义务的责任人，应当在第一时间将相关信息向董事会报告，并知 ...