北京合康新能科技股份有限公司 2016 年年度报告全文 北京合康新能科技股份有限公司 2016 年年度报告 2017-020 2017 年 04 月 1 北京合康新能科技股份有限公司 2016 年年度报告全文 第一节 重要提示、目录和释义 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的 真实、准确、完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和 连带的法律责任。 公司负责人刘锦成、主管会计工作负责人刘瑞霞及会计机构负责人(会计主 管人员)李晓慧声明：保证年度报告中财务报告的真实、准确、完整。 释义 | 释义项 | 指 | 释义内容 | | --- | --- | --- | | 合康新能、合康变频、公司、本公司 | 指 | 北京合康新能科技股份有限公司 | | 上丰集团 | 指 | 上海上丰集团有限公司，公司控股股东之一 | | 广州明珠星、林芝明珠星 | 指 | 林芝市明珠星科技有限公司，2016 年 12 月名称由"广州市明珠星投资 | | | | 有限公司"变更为"林芝市明珠星科技有限公司"，公司控股股东之一 | | 康沃电气 | 指 | 北京合康新能变频技术有限公司，名称由 ...

北京合康亿盛变频科技股份有限公司 2016 年第三季度报告全文 北京合康亿盛变频科技股份有限公司 2016 年第三季度报告 2016-091 2016 年 10 月 1 北京合康亿盛变频科技股份有限公司 2016 年第三季度报告全文 第一节 重要提示 本公司董事会、监事会及其董事、监事、高级管理人员保证本报告所载资 料不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准 确性和完整性承担个别及连带责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人刘锦成、主管会计工作负责人刘瑞霞及会计机构负责人(会计主 管人员)李晓慧声明：保证季度报告中财务报告的真实、完整。 2 北京合康亿盛变频科技股份有限公司 2016 年第三季度报告全文 第二节 公司基本情况 一、主要会计数据和财务指标 公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期末 | 上年度末 | | 本报告期末比上年度末增减 | | --- | --- | --- | --- | --- | | 总资产（元） | 3,899,776,702.97 | 3,365,581,412.0 ...

北京合康亿盛变频科技股份有限公司 2016 年半年度报告全文 北京合康亿盛变频科技股份有限公司 2016 年半年度报告 2016-078 2016 年 08 月 1 北京合康亿盛变频科技股份有限公司 2016 年半年度报告全文 第一节 重要提示、释义 本公司董事会、监事会及董事、监事、高级管理人员保证本报告所载资料 不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确 性、完整性承担个别及连带责任。 公司负责人刘锦成、主管会计工作负责人刘瑞霞及会计机构负责人(会计主 管人员)李晓慧声明：保证本半年度报告中财务报告的真实、完整。 公司计划不派发现金红利，不送红股，不以公积金转增股本。 2 除下列董事外，其他董事亲自出席了审议本次半年报的董事会会议 未亲自出席董事姓名 未亲自出席董事职务 未亲自出席会议原因 被委托人姓名 何天涛 董事 出差 刘锦成 | 第一节 重要提示、释义 2 | | --- | | 第二节 公司基本情况简介 6 | | 第三节 董事会报告 10 | | 第四节 重要事项 35 | | 第五节 股份变动及股东情况 68 | | 第六节 董事、监事、高级管理人员情况 74 | | ...

北京合康亿盛变频科技股份有限公司 2015 年年度报告全文 北京合康亿盛变频科技股份有限公司 2015 年年度报告 2016-039 2016 年 04 月 1 北京合康亿盛变频科技股份有限公司 2015 年年度报告全文 第一节 重要提示、目录和释义 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的 真实、准确、完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和 连带的法律责任。 公司负责人刘锦成、主管会计工作负责人刘瑞霞及会计机构负责人(会计主 管人员)李晓慧声明：保证年度报告中财务报告的真实、准确、完整。 所有董事均已出席了审议本报告的董事会会议。 本报告中如有涉及未来的计划、业绩预测等方面的内容，均不构成本公司 对任何投资者及相关人士的承诺，投资者及相关人士均应对此保持足够的风险 认识，并且应当理解计划、预测与承诺之间的差异。 公司经本次董事会审议通过的利润分配预案为：以 393,643,342 为基数，向 全体股东每 10 股派发现金红利 0.5 元（含税），送红股 0 股（含税），以资本公 积金向全体股东每 10 股转增 10 股。 本公司请投资者认真阅读本年度报告全文，并特别 ...

Financial Performance - Total revenue for Q1 2016 reached ¥244,917,811.13, an increase of 87.41% compared to ¥130,688,103.72 in the same period last year[8] - Net profit attributable to shareholders was ¥60,001,873.38, a significant increase of 2,016.58% from ¥2,834,855.82 year-on-year[8] - The net profit after deducting non-recurring gains and losses was ¥16,535,832.65, up 576.58% from ¥2,444,021.90 in the previous year[8] - Basic and diluted earnings per share were both ¥0.15, representing a 1,400.00% increase from ¥0.01 in the same period last year[8] - Operating revenue increased by 87.41% year-on-year, driven by an expanded consolidation scope and growth in energy-saving and new energy businesses[28] - The net profit attributable to shareholders increased by 3,016.58% to 60,001.9 thousand yuan compared to the same period last year[31] - The total amount of orders in Q1 2016 reached 402,037.0 thousand yuan, a significant increase of 235.36% compared to 119,880.9 thousand yuan in Q1 2015[32] - Investment income increased by 2,592.59% due to gains from the transfer of equity in Nanjing Guodian Nanzi New Energy Technology Co., Ltd.[28] - The company reported a total comprehensive income of ¥66,949,530.82 for the quarter, compared to ¥2,922,435.59 in the same period last year[107] Cash Flow and Assets - The company reported a net cash flow from operating activities of -¥65,529,954.14, a decline of 44.86% compared to -¥45,235,960.76 in the previous year[8] - The company's cash and cash equivalents decreased by 62.30% compared to the beginning of the period, primarily due to payments for the acquisition of Huatai Rundar equity and the purchase of short-term structured deposit products[28] - The cash flow from operating activities showed a net outflow of 6,553 thousand yuan, a decrease of 44.86% compared to the same period last year[31] - The company's cash and cash equivalents decreased from 506,390,729.45 yuan to 190,910,378.60 yuan during the reporting period[97] - The ending balance of cash and cash equivalents was 99,948,576.16 CNY, down from 409,581,259.67 CNY at the beginning of the period[119] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period is 19,751[20] - The largest shareholder, Shanghai Shangfeng Group Co., Ltd., holds 22.64% of the shares, totaling 89,103,300 shares, with 35,000,000 shares pledged[20] - Guangzhou Mingzhu Star Investment Co., Ltd. holds 7.36% of the shares, totaling 28,980,000 shares, with 28,300,000 shares pledged[20] - Liu Jincheng, an individual shareholder, holds 6.32% of the shares, totaling 24,889,300 shares, with 20,000,000 shares pledged[21] - The total number of shares held by the top ten shareholders is significant, indicating concentrated ownership[20] Business Strategy and Development - The company is undergoing a business transformation into three main sectors: high-end manufacturing of energy-saving equipment, energy-saving and environmental protection project construction and operation, and new energy vehicle assembly and operation[11] - The company plans to continuously invest in R&D and attract top technical talent to sustain its competitive edge in technology[16] - The company aims to enhance its market position through mergers and acquisitions, particularly in the energy-saving and environmental protection sectors[30] - The company is actively exploring opportunities to extend its industrial chain both upstream and downstream, aiming to optimize its industrial structure and improve product quality[50] - The company is focused on expanding its market presence and enhancing its product offerings through ongoing research and development initiatives[60] Risk Management and Compliance - The company faces risks related to market competition, which may affect the maintenance of high gross margins for its high-voltage frequency converters[14] - The management is committed to enhancing brand promotion, optimizing product structure, and expanding market reach to mitigate risks associated with competition and maintain profitability[14] - The company has implemented a policy to strengthen accounts receivable management, including pre-assessment, supervision during the project, and post-collection efforts[18] - The company plans to increase the responsibility of business personnel for accounts receivable collection and include collection performance in their performance evaluation[18] - The company has committed to ensuring that any unavoidable related transactions will be conducted in accordance with market principles[81] Research and Development - The second-generation high-voltage inverter control system is undergoing comprehensive software and hardware upgrades to enhance reliability and expandability, with various tests completed[35] - The medium-voltage three-level variable frequency drive system has been optimized and is ready for batch production based on user orders[35] - The company has received one invention patent and six utility model patents during the reporting period, enhancing its core competitiveness[45] - The company has committed to increasing R&D investment during the reporting period, with significant progress in key R&D projects[49] - The company has committed to increasing R&D investment by 15% in 2016, focusing on advanced technology in frequency conversion systems[76] Future Outlook - The company provided a positive outlook for the upcoming quarters, projecting a revenue growth of 10% to 15% for the full year 2016[71] - New product launches are expected to contribute an additional 5% to revenue growth in the next quarter[72] - The company is expanding its market presence in Southeast Asia, targeting a 25% increase in market share by the end of 2016[73] - The company aims to reduce operational costs by 10% through efficiency improvements and process optimizations in 2016[71] - The company has outlined a strategy for potential share repurchases as part of its performance compensation and reward agreements[59]

Financial Performance - Total operating revenue for the reporting period was ¥171,980,797.72, reflecting a year-on-year growth of 12.82%[7] - Net profit attributable to shareholders was ¥4,905,428.37, a decrease of 25.66% compared to the same period last year[7] - Basic earnings per share decreased by 50.00% to ¥0.01, while diluted earnings per share also decreased by 50.00% to ¥0.01[7] - The company reported a net cash flow from operating activities of -¥5,077,631.61, indicating a decline of 121.98% year-on-year[7] - Total operating revenue for the third quarter reached ¥171,980,797.72, an increase from ¥152,442,482.24 in the previous period[74] - Net profit for the period was ¥7,434,200.54, compared to ¥7,063,385.21 in the same period last year, reflecting a growth of approximately 5.24%[75] - The net profit attributable to the parent company was ¥4,905,428.37, down from ¥6,598,550.27, indicating a decline of about 25.66%[75] - Total operating revenue for the current period reached ¥520,160,222.79, an increase of 15.9% compared to ¥448,883,880.44 in the previous period[82] - Net profit for the current period was ¥40,369,722.61, representing a 54.6% increase from ¥26,115,247.59 in the previous period[83] - The profit attributable to the parent company's shareholders was ¥27,031,528.76, compared to ¥22,165,100.70 in the last period, marking a 21.5% increase[84] Assets and Liabilities - Total assets at the end of the reporting period reached ¥2,189,609,871.39, an increase of 4.65% compared to the previous year[7] - Current assets rose to CNY 1,531,885,650.35, up from CNY 1,440,269,389.06, indicating an increase of about 6.38%[66] - Total liabilities increased to ¥285,821,262.64 from ¥253,818,830.24, representing a growth of approximately 12.6%[75] - The total equity attributable to shareholders increased to CNY 1,531,312,976.88 from CNY 1,521,188,688.12, reflecting a growth of about 0.79%[69] Investment and Cash Flow - The company reported an investment income of ¥1,544,841.27, recovering from a loss of ¥2,562,503.80 in the previous period[75] - The company reported a total cash inflow from sales of goods and services of 197,586,268.90 CNY, compared to 229,811,106.78 CNY in the previous period[93] - The cash outflow for purchasing goods and services was 75,738,819.55 CNY, reflecting an increase from 69,554,591.67 CNY in the previous period[94] - The net cash flow from investment activities was -75,887,537.22 CNY, indicating a significant decrease in investment performance compared to the previous period[94] Production and Capacity - The company has increased its production capacity significantly with the completion of the Wuhan base, adding 60,000 units of various types of inverters annually[14] - The company has initiated the mass production of the HID340 series EV drivers, which have received recognition from key customers[30] - The company has completed the design and development of a high-reliability, high-dynamic response inverter system, awaiting on-site verification[28] - The second-generation inverter control system is undergoing comprehensive upgrades to enhance reliability and maintainability, with hardware upgrades completed[29] Risks and Challenges - The company faces risks related to policy changes that could impact the development of its products in energy-saving and industrial automation sectors[10] - The company acknowledges the risk of idle capacity from its fundraising projects if market expansion does not keep pace with increased production capacity[14] - The company faces risks related to the shortage or turnover of core technical personnel due to rapid business expansion and increasing market competition[16] Shareholder Information - The total number of shareholders at the end of the reporting period was 26,270, with the top 10 shareholders holding a combined 70.71% of the shares[19] - Shanghai Shangfeng Group Co., Ltd. is the largest shareholder, holding 26.26% of the shares, equivalent to 88,780,000 shares[19] - Liu Jincheng, a significant shareholder, holds 7.21% of the shares, with 21,735,000 shares pledged[19] - The company has not conducted any repurchase transactions among the top 10 shareholders during the reporting period[20] Corporate Governance and Compliance - The company is focused on maintaining compliance with legal regulations and corporate governance standards[48] - The company has established a framework to manage potential legal disputes related to patent licensing[48] - The company has taken measures to avoid any related party transactions that could harm the interests of the company and its shareholders[48] - The company confirmed that all shareholders adhered to their commitments during the reporting period[49]

北京合康亿盛变频科技股份有限公司 2015 年半年度报告全文 北京合康亿盛变频科技股份有限公司 2015 年半年度报告 2015-066 2015 年 08 月 1 北京合康亿盛变频科技股份有限公司 2015 年半年度报告全文 第一节 重要提示、释义 本公司董事会、监事会及董事、监事、高级管理人员保证本报告所载资料 不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确 性、完整性承担个别及连带责任。 所有董事均已出席了审议本报告的董事会会议。 公司负责人刘锦成、主管会计工作负责人刘瑞霞及会计机构负责人(会计主 管人员)李晓慧声明：保证本半年度报告中财务报告的真实、完整。 公司计划不派发现金红利，不送红股，不以公积金转增股本。 2 | 第一节 重要提示、释义 2 | | --- | | 第二节 公司基本情况简介 6 | | 第三节 董事会报告 10 | | 第四节 重要事项 28 | | 第五节 股份变动及股东情况 40 | | 第六节 董事、监事、高级管理人员情况 44 | | 第七节 财务报告 45 | | 第八节 备查文件目录 155 | 北京合康亿盛变频科技股份有限公司 2015 年半年 ...

北京合康亿盛变频科技股份有限公司 2015 年第一季度报告全文 北京合康亿盛变频科技股份有限公司 2015 年第一季度报告 2015-030 2015 年 04 月 1 北京合康亿盛变频科技股份有限公司 2015 年第一季度报告全文 第一节 重要提示 本公司董事会、监事会及其董事、监事、高级管理人员保证本报告所载资 料不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准 确性和完整性承担个别及连带责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人刘锦成、主管会计工作负责人叶进吾及会计机构负责人(会计主 管人员)刘瑞霞声明：保证季度报告中财务报告的真实、完整。 2 北京合康亿盛变频科技股份有限公司 2015 年第一季度报告全文 第二节 公司基本情况 一、主要会计数据和财务指标 公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期 | 上年同期 | 本报告期比上年同期增减 | | --- | --- | --- | --- | | 营业总收入（元） | 130,688,103.72 | 150,274,946.36 | -13.03% ...

Financial Performance - The company reported a total revenue of RMB 1.2 billion for the year 2014, representing a year-on-year increase of 15% compared to 2013[18]. - The net profit attributable to shareholders was RMB 150 million, which is a 10% increase from the previous year[18]. - The gross profit margin improved to 35%, up from 32% in 2013, indicating better cost management and pricing strategies[18]. - Operating revenue for 2014 was CNY 667,446,655.26, an increase of 0.85% compared to 2013[19]. - Operating profit decreased by 8.68% to CNY 33,200,166.57 in 2014[19]. - Net profit attributable to shareholders was CNY 43,709,322.08, down 1.70% from the previous year[19]. - The total assets increased by 12.92% to CNY 2,092,301,423.23 at the end of 2014[19]. - Total liabilities rose by 20.56% to CNY 413,834,665.69, resulting in an asset-liability ratio of 19.78%[19]. - The net cash flow from operating activities improved by 121.17% to CNY 5,879,111.86[19]. - The company reported a total of 22 utility model patents, 3 design patents, and 17 software copyrights as of December 31, 2014[86]. Market Expansion and Strategy - The company plans to expand its market presence in Southeast Asia, targeting a 20% increase in international sales by 2016[18]. - The company aims to expand market reach and develop new applications for its products to increase sales performance[26]. - The company is exploring potential mergers and acquisitions to enhance its technological capabilities and market share[18]. - The company plans to enhance brand promotion and optimize product structure to mitigate risks from market competition[24]. - The company is focusing on optimizing product performance and increasing R&D investment to mitigate the impact of fixed asset depreciation on gross margin[28]. - The company is committed to ongoing research and development to enhance its competitive edge in the market[87]. - The company aims to maintain its leading position in the high-voltage inverter market, focusing on standardized products to reduce costs and expand market applications[138]. - The company plans to enhance its market share in medium and low-voltage inverters and explosion-proof inverters by expanding product lines and leveraging synergies among subsidiaries[139]. Research and Development - The company has allocated RMB 50 million for research and development in 2015, focusing on energy-saving technologies[18]. - Continuous investment in R&D is prioritized to maintain technological advantages and meet evolving customer needs[26]. - Research and development expenses amounted to CNY 60.99 million, representing 9.14% of total revenue, an increase of 17.99% year-on-year[43]. - The company has made substantial progress in R&D projects, including the development of an 800KW/6KV prototype for the third-generation frequency conversion control system, which is now in stable operation[50]. - The company is actively developing new technologies, including a PWM rectifier control method and a vector control system without speed sensors[87]. Product Development and Innovation - New product development efforts include the launch of a high-efficiency inverter series, expected to contribute an additional RMB 200 million in revenue in 2015[18]. - The company has expanded its product line to include high, medium, low voltage, and explosion-proof frequency converters, enhancing its ability to meet diverse customer needs[75]. - The company has successfully developed a filter transformer for rail transit, marking its entry into the rail transit industry[58]. - The company has developed various new products, including a new type of water-cooled inverter and a flexible inverter device[86]. - The company is focusing on developing comprehensive solutions to transition towards a high-profit model in the low-voltage inverter sector[125]. Financial Management and Investments - The company reported a government subsidy of CNY 5,375,992.00, significantly higher than the previous year's CNY 2,510,645.24[23]. - The total amount of raised funds is RMB 1,024.80 million, with RMB 186.15 million invested during the reporting period[93]. - The cumulative investment of raised funds reached RMB 952.97 million by December 31, 2014, with a remaining balance of RMB 14.14 million in the special account[93]. - The company has achieved significant progress in its investment projects, with most projects meeting or exceeding their planned investment goals[94]. - The company has committed to not transferring or entrusting the management of its shares for 36 months from the date of its stock listing, ensuring compliance during the reporting period[192]. Corporate Governance and Compliance - The company has established and revised the insider information management system to ensure compliance with relevant laws and regulations[159]. - During the reporting period, there were no significant lawsuits or arbitration matters affecting the company[166]. - The company did not experience any non-operating fund occupation by controlling shareholders or related parties during the reporting period[167]. - The company has not faced any administrative penalties during the reporting period, reflecting a stable regulatory standing[200]. - The controlling shareholders have pledged to avoid any competition with the company and to bear any penalties related to housing fund contributions, demonstrating a commitment to corporate governance[195]. Challenges and Risks - The company faced a risk of idle capacity due to the significant increase in production capacity, which could lead to a decrease in return on net assets[28]. - The company is addressing the risk of insufficient core technical personnel by enhancing incentive measures and improving the work environment to retain talent[29]. - The company reported a significant decrease in sales revenue in the mining sector, down 27.98% year-on-year, with revenue of CNY 131.83 million[68]. - The company experienced a significant increase in financial expenses, which rose by 243.80% to CNY 1.49 million, due to reduced interest income and a decrease in fundraising deposits[49]. Shareholder Returns - The company proposed a cash dividend of CNY 0.5 per 10 shares, totaling CNY 16,907,240, which represents 100% of the profit distribution[153]. - The cash dividend policy aligns with the company's articles of association and regulatory requirements, ensuring transparency and protection of minority shareholders' rights[154]. - The proposed cash dividend for 2014 is also 0.5 CNY per 10 shares, totaling 16,907,240 CNY, representing 38.68% of the net profit attributable to shareholders[158].

北京合康亿盛变频科技股份有限公司 2014 年第三季度报告全文 北京合康亿盛变频科技股份有限公司 2014 年第三季度报告 2014-050 2014 年 10 月 1 北京合康亿盛变频科技股份有限公司 2014 年第三季度报告全文 第一节 重要提示 本公司董事会、监事会及其董事、监事、高级管理人员保证本报告所载资料不存在任何虚假记载、误 导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人刘锦成、主管会计工作负责人叶进吾及会计机构负责人(会计主管人员)刘瑞霞声明：保证 季度报告中财务报告的真实、完整。 2 北京合康亿盛变频科技股份有限公司 2014 年第三季度报告全文 第二节 公司基本情况 一、主要会计数据和财务指标 公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期末 | 上年度末 | | 本报告期末比上年度末增 | | --- | --- | --- | --- | --- | | | | | | 减 | | 总资产（元） | 1,910,637,210.64 | | 1 ...