二、关于公司第五届董事、监事薪酬框架方案的独立意见 我们认为，公司董事、监事薪酬框架方案是依据公司所处行业的薪酬水平结 合公司的实际经营情况制定的，有利于公司董事、监事更加勤勉尽责，促进公司 提升工作效率和经营效益，董事会对该议案的审议及表决程序合法、有效。不存 在损害公司及股东利益的情形，符合国家有关法律、法规及《公司章程》的规定。 我们同意《关于公司第五届董事、监事薪酬框架方案的议案》，同意将该议案提 交公司股东大会审议。 三、关于公司 2023 年半年度募集资金存放与使用情况专项报告的独立意见 公司 2023 年半年度募集资金存放与使用符合中国证券监督管理委员会、深 圳证券交易所关于上市公司募集资金存放和使用的相关规定，符合公司《募集资 金管理制度》的规定，如实的反映了公司募集资金存放和实际使用情况，不存在 募集资金存放和使用违规的情形。 1 华自科技股份有限公司 独立董事关于第四届董事会第三十三次会议相关事项的独立意见 根据中国证监会《上市公司独立董事管理办法》、《深圳证券交易所上市公 司自律监管指引第 2 号——创业板上市公司规范运作》《华自科技股份有限公司 独立董事工作制度》等相关法律法规、规章制 ...

证券代码：300490 证券简称：华自科技 公告编号：2023-080 华自科技股份有限公司 第四届监事会第三十三次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 1、本次监事会会议由监事会主席胡兰芳女士召集，会议通知于 2023 年 8 月 15 日以电话、短信及电子邮件的形式送达各位监事，监事会会议通知中包括会议 的相关材料，同时列明了会议召开的时间、地点、内容及方式。 2、会议于 2023 年 8 月 25 日在公司欣盛路园区 7 楼会议室召开，采取现场投 票的方式进行表决。 3、本次会议由监事会主席胡兰芳女士主持，会议应到 3 人，实际出席 3 人。 4、本次会议的召开和表决程序符合《中华人民共和国公司法》等法律法规及 《公司章程》的有关规定。 二、监事会会议审议情况 （一）审议通过了《关于 2023 年半年度报告全文及摘要的议案》 经认真审核，监事会认为：2023 年半年度报告全文及摘要真实反映了公司 2023 年半年度的财务状况和经营成果，不存在虚假记载、误导性陈述和重大遗漏。 《华自科技股份有限公司 2023 ...

股份有限公司 关于 华自科技股份有限公司 上海荣正企业咨询服务（集团） 证券简称：华自科技 证券代码：300490 之 独立财务顾问报告 2023 年 8 月 | 一、释义 3 | | --- | | 二、声明 5 | | 三、基本假设 6 | | 四、独立财务顾问意见 7 | | 五、备查文件及咨询方式 12 | 一、释义 1. 上市公司、公司、华自科技：指华自科技股份有限公司。 2021 年限制性股票激励计划 第一类限制性股票 第二个解除限售期解除限售条件成就 2. 股权激励计划、限制性股票激励计划、本激励计划、本计划：指《华自 科技股份有限公司 2021 年限制性股票激励计划（草案）》。 3. 第一类限制性股票：激励对象按照本激励计划规定的条件，获得的转让 等部分权利受到限制的本公司股票。 4. 第二类限制性股票：符合本激励计划授予条件的激励对象，在满足相应 获益条件后分次获得并归属登记的本公司股票。 5. 股本总额：指公司股东大会审议通过本计划时公司已发行的股本总额。 6. 激励对象：按照本计划规定，可获得限制性股票的公司董事、高级管理 人员、核心管理及技术（业务）骨干人员和董事会认为需要激励的其他人 ...

证券代码：300490 证券简称：华自科技 公告编号：2023-081 华自科技股份有限公司 第四届董事会第三十三次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 （一）审议通过了《关于 2023 年半年度报告全文及摘要的议案》 根据中国证监会颁布《公开发行证券的公司信息披露内容与格式准则第 3 号——半年度报告的内容与格式》和深圳证券交易所《上市公司自律监管指引第 2 号——创业板上市公司规范运作》的要求，公司组织编制了《华自科技股份有 限公司 2023 年半年度报告》全文及摘要，具体内容于 2023 年 8 月 29 日刊登于 中国证监会指定的创业板信息披露网站巨潮资讯网（www.cninfo.com.cn）。 1、本次董事会会议由董事长黄文宝先生召集，本次会议通知于 2023 年 8 月 15 日以电话、短信及电子邮件等形式传达各位董事。董事会会议通知中包括 会议的相关材料，同时列明了会议的召开时间、地点、内容和方式。 2、会议于 2023 年 8 月 25 日在公司欣盛路园区 7 楼会议室召开，采取现场 投票和通讯 ...

证券代码：300490 证券简称：华自科技 公告编号：2023-079 华自科技股份有限公司 关于为子公司向银行申请授信提供担保的进展公告 二、担保进展情况 鉴于公司全资子公司深圳市精实机电科技有限公司（以下简称"精实机电"） 部分银行授信期限已届满，为保证业务发展和生产经营顺利进行，公司近日与 上海浦东发展银行股份有限公司深圳分行（以下简称"浦发银行深圳分行"）、 兴业银行股份有限公司深圳分行（以下简称"兴业银行深圳分行"）及中国工商 银行股份有限公司深圳龙华支行（以下简称"工商银行深圳龙华支行"）签订 了《最高额保证合同》，为精实机电分别向浦发银行深圳分行提供最高不超过 4,000 万元的连带责任保证、兴业银行深圳分行提供最高不超过 10,000 万元的连 带责任保证、工商银行深圳龙华支行提供最高不超过 2,000 万元的连带责任保证。 公司对精实机电提供担保情况如下表所示： 单位：万元 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 一、担保情况概述 华自科技股份有限公司（以下简称"公司"）于 2023 年 2 月 21 日召开第四届 董事会第二十六次会 ...

证券代码：300490 证券简称：华自科技 公告编号：2023-078 华自科技股份有限公司 关于前期会计差错更正及追溯调整的补充公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 华自科技股份有限公司（以下简称"公司"或"华自科技"）于 2023 年 8 月 4 日召 开的第四届董事会第三十二次会议、第四届监事会第三十二次会议，审议通过了《关 于公司前期会计差错更正的议案》等议案，同意公司对前期会计差错进行更正并追 溯调整相关年度的财务数据。 公司于 2023 年 8 月 4 日在巨潮资讯网披露了《关于前期会计差错更正及追溯调 整的公告》（2023-076），说明了差错更正对 2021 年度、2022 年度、2023 年第一 季度财务报表的影响项目及金额，为更全面地说明差错更正对财务数据的影响，现 补充披露 2022 年第一季度、2022 年半年度、2022 年第三季度财务报表的影响项目 及金额。 本次补充事项不存在对前期差错更正数据的更正，对已披露的《2021 年年度报 告（更正后）》《2022 年第一季度报告（更正后）》《2022 年半年度报告（更正后 ...

Financial Performance - The company experienced a significant decline in performance due to macroeconomic factors, with a notable increase in labor costs and raw material prices, leading to a decrease in gross margin[5]. - The subsidiary Hunan Grant's annual profit level did not meet expectations, resulting in a substantial goodwill impairment that severely impacted the company's overall performance[5]. - The company's operating revenue for 2022 was ¥1,679,958,227.03, a decrease of 24.48% compared to ¥2,224,556,225.33 in 2021[24]. - The net profit attributable to shareholders for 2022 was ¥428,891,080.60, reflecting a decline of 1,808.32% from ¥45,116,792.97 in the previous year[24]. - The net cash flow from operating activities was ¥213,659,903.21, down 16.92% from ¥184,325,578.15 in 2021[24]. - The total assets at the end of 2022 amounted to ¥5,655,606,411, representing an increase of 10.83% from ¥4,901,934,892 in 2021[24]. - The net assets attributable to shareholders decreased by 17.94% to ¥2,075,652,379 from ¥2,483,140,719 in 2021[24]. - The company reported a basic earnings per share of -1.31 for 2022, compared to 0.17 in 2021, indicating a significant decline[25]. - The total revenue for the fourth quarter of 2022 was ¥419,144,194.54, with a net profit attributable to shareholders of -¥360,054,381.92[27]. - The company experienced negative net profits in all four quarters of 2022, with the highest loss in the fourth quarter[27]. Strategic Plans and Innovations - The company plans to seize industry development opportunities by increasing technological investment and innovation, aiming to enhance management levels and reduce costs[5]. - Future performance may improve as macroeconomic conditions gradually recover and negative factors diminish, with a focus on enhancing core product competitiveness and brand influence[5]. - The company aims to leverage group synergies to create flagship products and improve overall economic benefits for shareholders[5]. - The company emphasizes the importance of risk awareness regarding future plans and performance forecasts, clarifying that these do not constitute commitments to investors[6]. - The company is actively expanding its business in the lithium battery and energy storage sectors, leveraging nearly 30 years of technological expertise[40]. - The company aims to achieve a scale of new energy storage installations exceeding 30 million kW by 2025, transitioning to large-scale development[39]. - The company has developed a series of core products including energy management systems and storage inverters, enhancing distributed clean energy utilization efficiency[41]. - The company is focusing on the integration of source, network, load, and storage systems to drive innovation in microgrid control and energy management systems[155]. - The company aims to strengthen its market leadership through continuous innovation and expansion of product lines[94]. Research and Development - In 2022, the company's R&D investment reached 153.4 million yuan, with 691 technical personnel accounting for 30.93% of total employees[57]. - The company launched advanced lithium battery testing automation equipment, expected to enhance profitability in the lithium battery intelligent equipment business[55]. - The company has established strategic partnerships with state-owned enterprises and industry leaders for technology R&D and market expansion[60]. - The company has made significant advancements in product development, including the HZ-PCS630 energy storage inverter and the HZC-600 multi-energy IoT coordinated controller[66]. - The company is committed to continuous innovation in technology and products, focusing on high-value, cost-effective solutions in the fields of new energy and environmental protection[155]. Market Trends and Competition - In 2022, China's new energy vehicle sales reached 6.887 million units, a year-on-year increase of 93.4%[36]. - The global new energy vehicle power battery usage reached 517.9 GWh in 2022, growing by 71.8% year-on-year[36]. - The production of energy storage cells in China is expected to reach approximately 120 GWh in 2022, a year-on-year increase of 150%[36]. - The company faces risks related to policy changes that could affect tax incentives and market demand in the new energy and environmental sectors[157]. - The company is experiencing intensified market competition as new entrants emerge in the new energy sector, necessitating the development of new products and services to maintain competitiveness[160]. Financial Management and Investments - The company plans to raise up to 910 million yuan through a private placement to support the construction of integrated "photovoltaic + energy storage" projects and supplement working capital[68]. - The company has engaged in significant equity investments, including a 6.5 million RMB acquisition in energy storage technology[131]. - The total investment amount for the reporting period was 145,713,721.14 RMB, representing a 562.34% increase compared to the previous year's investment of 22 million RMB[130]. - The company has not made any changes to the use of raised funds during the reporting period[137]. - The company is actively expanding its financing capabilities through various loan agreements with multiple banks[126][128]. Governance and Management - The company maintains complete control over its assets, with no instances of asset or fund occupation by shareholders reported[167]. - The company has established an independent financial accounting system, ensuring compliance with accounting laws and independent tax declarations[168]. - The company’s governance structure complies with relevant laws and regulations, with no significant discrepancies reported[166]. - The company has a transparent performance evaluation and incentive mechanism for senior management, ensuring fairness in hiring and assessment[166]. - The company held 5 shareholder meetings during the reporting period, reviewing 37 proposals, ensuring equal treatment of all shareholders[163]. Shareholder Engagement - The company actively engages with investors through various channels, ensuring timely and accurate information disclosure[165]. - The company reported a total of 8,774,000 shares held by directors and senior management at the end of the reporting period, with an increase of 399,000 shares during the period[173]. - The company has implemented a restricted stock plan for its executives, with specific shares allocated[173]. - The company has not reported any changes in the voting rights of shareholders during the reporting period[172]. - The board of directors has been actively involved in reviewing and approving the annual operational goals and performance assessments[191].

华自科技股份有限公司 2022 年第一季度报告全文 证券代码：300490 证券简称：华自科技 公告编号：2022-038 华自科技股份有限公司 2022 年第一季度报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 重要内容提示: 1、董事会、监事会及董事、监事、高级管理人员保证季度报告的真实、准确、完整，不存在虚假记载、 误导性陈述或重大遗漏，并承担个别和连带的法律责任。 2、公司负责人、主管会计工作负责人及会计机构负责人(会计主管人员)声明：保证季度报告中财务信息的 真实、准确、完整。 3、第一季度报告是否经过审计 □ 是 √ 否 一、主要财务数据 (一)主要会计数据和财务指标 公司是否需追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期 | 上年同期 | 本报告期比上年同期增 | | --- | --- | --- | --- | | | | | 减 | | 营业收入（元） | 405,061,836.78 | 266,439,409.73 | 52.03% | | 归属于上市公司股东的净利润（元） | -11,942,527.04 | ...

华自科技股份有限公司 2022 年第三季度报告 证券代码：300490 证券简称：华自科技 公告编号：2022-113 华自科技股份有限公司 2022 年第三季度报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 重要内容提示： 1.董事会、监事会及董事、监事、高级管理人员保证季度报告的真实、准确、完整，不存在虚假记载、 误导性陈述或重大遗漏，并承担个别和连带的法律责任。 2.公司负责人、主管会计工作负责人及会计机构负责人(会计主管人员)声明：保证季度报告中财务信息 的真实、准确、完整。 3.第三季度报告是否经过审计 □是 否 1 华自科技股份有限公司 2022 年第三季度报告 一、主要财务数据 （一） 主要会计数据和财务指标 华自科技股份有限公司 2022 年第三季度报告 单位：元 | 项目 | 本报告期金额 | 年初至报告期期末金额 | 说明 | | --- | --- | --- | --- | | 非流动资产处置损益（包括 | | | | | 已计提资产减值准备的冲销 | -206,940.84 | -63,935.12 | | | 部分） | | ...

Financial Performance - The company's operating revenue for 2021 was ¥2,328,469,360.35, representing a 100.34% increase compared to ¥1,162,285,734.05 in 2020[20]. - The net profit attributable to shareholders for 2021 was ¥45,116,792.97, a 50.09% increase from ¥30,060,733.41 in 2020[20]. - The net profit after deducting non-recurring gains and losses was ¥32,258,766.70, an 88.23% increase from ¥17,138,202.46 in 2020[20]. - The total assets at the end of 2021 reached ¥4,901,934,892.67, a 40.34% increase from ¥3,492,994,151.56 at the end of 2020[20]. - The net assets attributable to shareholders increased by 42.07% to ¥2,483,140,719.37 at the end of 2021 from ¥1,747,870,527.11 at the end of 2020[20]. - The company achieved a total revenue of CNY 2,328,469,360.35 in 2021, representing a year-on-year growth of 100.34%[61]. - The net profit attributable to the parent company was CNY 45,116,800, marking a 50.09% increase compared to the previous year[56]. - The company reported a total revenue of 49,900 million for the year, with a significant increase in lithium battery production equipment sales, reaching 9,740 million[73]. - The total revenue for 2021 reached 619.18 million RMB, a significant increase from 119.10 million RMB in 2020, reflecting a growth rate of 419.01%[77]. - The company reported a total of 44 new energy-saving and environmental protection engineering orders, with a total value of 28.55 million RMB during the reporting period[75]. Cash Flow and Investments - The company reported a negative net cash flow from operating activities of ¥184,325,578.15 in 2021, a decrease of 231.22% compared to ¥140,470,473.59 in 2020[20]. - Operating cash inflow increased by 27.52% year-on-year to approximately ¥1.55 billion, driven by higher cash receipts from sales of goods and services[96]. - Operating cash outflow rose by 61.43% year-on-year to approximately ¥1.73 billion, primarily due to increased payments for goods, services, taxes, and employee compensation[96]. - Investment cash inflow surged by 3,045.14% year-on-year to approximately ¥181.02 million, mainly from cash received from redeeming bank wealth management products[97]. - Investment cash outflow increased by 191.38% year-on-year to approximately ¥504.93 million, attributed to payments for new energy automatic detection equipment and construction projects[97]. - Net cash flow from investing activities declined by 93.34% year-on-year, resulting in a net outflow of approximately ¥323.91 million[97]. - Financing cash inflow grew by 88.95% year-on-year to approximately ¥1.35 billion, primarily due to funds raised from issuing convertible bonds[96]. - Financing cash outflow increased by 65.11% year-on-year to approximately ¥882.27 million, mainly for repaying bank loans and increasing guarantees[96]. - Net cash flow from financing activities rose by 160.44% year-on-year to approximately ¥464.03 million[96]. Risk Management - The company faces risks including raw material price increases, market expansion challenges, and technology innovation sustainability[5]. - The company has established a comprehensive risk management framework to address various operational risks[5]. - The company is exposed to goodwill impairment risks following acquisitions if the performance of acquired entities does not meet expectations[145]. - The company reported accounts receivable of CNY 145,681.61 million, accounting for 29.72% of total assets, indicating potential liquidity risks[145]. Research and Development - The company achieved a research and development investment of ¥137.53 million in 2021, with 651 technical personnel accounting for 31.28% of total employees, and holds nearly 400 valid patents, including about 100 invention patents[48]. - The company plans to continue enhancing its research and development capabilities to align with the national "dual carbon" strategy and expand its market share in renewable energy[57]. - The company is investing heavily in environmental technology, aligning with global sustainability trends[172]. - The company has a strong focus on R&D, with ongoing projects in new technologies and products aimed at market expansion[172]. Market Position and Strategy - The company is actively involved in the development of new technologies and products to enhance its market position[5]. - The company has established strategic partnerships with major state-owned enterprises to advance its new energy and energy storage businesses, including projects like the Hunan power grid battery storage demonstration station[42]. - The company is exploring strategic acquisitions to enhance its market position and technological capabilities in the energy sector[73]. - The company is focused on expanding its lithium battery automation production lines and enhancing its competitive advantages in the market[147]. - The company plans to enhance its market expansion efforts in the energy storage sector, leveraging new technologies and products[75]. Corporate Governance - The company emphasizes the importance of accurate financial reporting, with key personnel affirming the report's authenticity[4]. - The company has established a transparent performance evaluation and incentive mechanism for senior management, ensuring compliance with legal regulations[152]. - The company maintains independence from its controlling shareholder, ensuring no interference in decision-making processes[150]. - The company has established a legal governance structure in compliance with the Company Law and relevant regulations, ensuring operational independence[154]. Environmental and Social Responsibility - The company has a commitment to environmental and social responsibility, as indicated in its annual report[8]. - The environmental protection equipment manufacturing industry is projected to reach a value of 1.3 trillion yuan by 2025, driven by increasing demand for water treatment membranes and separation technologies[35]. - The investment scale for urban sewage treatment and resource utilization facilities is expected to reach 733.7 billion yuan during the "14th Five-Year Plan" period, indicating significant growth potential in the water treatment sector[36]. Shareholder Engagement - The company held a total of 4 shareholder meetings during the reporting period, reviewing 15 proposals[150]. - The company has a clear governance structure with a shareholder meeting participation rate of 44.80% for the first extraordinary general meeting in 2021[156]. - The company has maintained a consistent dividend policy, with cash dividends constituting at least 80% of profit distribution during its mature development stage[194]. - The company declared a cash dividend of 0.30 CNY per 10 shares, totaling 9,834,732.21 CNY for the reporting period[194].