北京安理（上海）律师事务所 关于 上海霍普建筑设计事务所股份有限公司 2023 年第一次临时股东大会的 法律意见书 上海市长宁区遵义路 150 号虹桥南丰城 C 栋 2006 室 Unit 2006, Tower C, The Place, No.150 Zunyi Road, Changning District, Shanghai 北京安理（上海）律师事务所 法律意见书 北京安理（上海）律师事务所 关于 本法律意见书仅用于为公司本次股东大会见证之目的。本所律师同意将本法 律意见书作为本次股东大会的法定文件，随其他文件一并报送深圳证券交易所审 查并予以公告。 本所律师按照律师行业公认的业务标准、道德规范及勤勉尽责精神，对公司 1 上海霍普建筑设计事务所股份有限公司 2023 年第一次临时股东大会的 法律意见书 致：上海霍普建筑设计事务所股份有限公司 北京安理（上海）律师事务所（以下简称"本所"）接受上海霍普建筑设计 事务所股份有限公司（以下简称"公司"）的委托，指派见证律师出席公司2023 年第一次临时股东大会（以下简称"本次股东大会"）进行法律见证，依据《中 华人民共和国公司法》（以下简称"《公司法》"） ...

上海霍普建筑设计事务所股份有限公司 关于为全资子公司提供担保的进展公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 一、担保情况概述 证券代码：301024 证券简称：霍普股份 公告编号：2023-063 上海霍普建筑设计事务所股份有限公司（以下简称"公司"）于2023年4月 24日召开第三届董事会第九次会议、第三届监事会第八次会议，于2023年5月19 日召开2022年年度股东大会，审议通过了《关于2023年度为全资子公司提供担 保额度预计的议案》，同意公司为全资子公司上海霍普建筑规划设计有限公司 （以下简称"霍普规划"）提供总额不超过人民币1.8亿元的担保，担保额度有 效期为：自2022年年度股东大会审议通过之日起至2023年年度股东大会召开之 日止。上述额度范围内的担保方式包括但不限于保证、抵押、质押等，最终的 担保金额和期限以实际签署的担保协议为准。具体内容详见公司2023年4月25日 及2023年5月19日披露于巨潮资讯网（www.cninfo.com.cn）的相关公告。 法定代表人：龚俊 公司于近日与招商银行股份有限公司上海分行（以下简称"招商 ...

上海霍普建筑设计事务所股份有限公司 关于召开2023年第一次临时股东大会的提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 证券代码：301024 证券简称：霍普股份 公告编号：2023-061 上海霍普建筑设计事务所股份有限公司（以下简称"公司"）于2023年8月 29日在巨潮资讯网（www.cninfo.com.cn）披露了《关于召开2023年第一次临时 股东大会的通知》（公告编号：2023-059），公司定于2023年9月13日（星期三） 下午14:30在上海市浦东新区滨江大道469号中企财富世纪大厦10层召开2023年 第一次临时股东大会。现将股东大会的相关事项提示如下： 一、召开会议的基本情况 （一）股东大会届次：2023年第一次临时股东大会 （二）股东大会的召集人：公司董事会 公司2023年8月28日召开的第三届董事会第十一次会议审议通过《关于提请 召开2023年第一次临时股东大会的议案》，决定召开2023年第一次临时股东大 会。 （三）会议召开的合法、合规性：本次股东大会的召集程序符合有关法律、 行政法规、部门规章、规范性文件和《公司章 ...

证券代码：301024 证券简称：霍普股份 公告编号：2023-060 上海霍普建筑设计事务所股份有限公司 关于受让控股子公司部分股权暨对外投资进展的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 一、对外投资概述及进展情况 上海霍普建筑设计事务所股份有限公司（以下简称"公司"）于 2023 年 6 月 5 日召开第三届董事会第十次会议，审议通过《关于与控股子公司共同投资 设立子公司的议案》，同意公司与控股子公司江苏爱珀科科技有限公司（以下 简称"江苏爱珀科"）共同投资设立上海霍普珀科新能源有限公司（以下简称 "霍普珀科"），公司以现金出资 7,000万元，持股 70%；江苏爱珀科以现金出 资 3,000 万元，持股 30%。具体内容详见公司于 2023 年 6 月 6 日在巨潮资讯网 （www.cninfo.com.cn）上披露的《关于与控股子公司共同投资设立子公司的公 告》（公告编号：2023-038）。 公司与江苏爱珀科于 2023 年 7 月 2 日签署了《上海霍普建筑设计事务所股 份有限公司与江苏爱珀科科技有限公司之合资协议》（"《合资协议》" ...

长江证券承销保荐有限公司（以下简称"长江保荐"、"保荐机构"）作为上 海霍普建筑设计事务所股份有限公司（以下简称"公司"、"霍普股份"）首次公 开发行股票并在创业板上市的保荐机构，根据《深圳证券交易所上市公司自律监 管指引第 13 号——保荐业务》《深圳证券交易所上市公司自律监管指引第 2 号— —创业板上市公司规范运作》等相关法律、法规和规范性文件的规定，对霍普股 份的董事、监事、高级管理人员及部分中层管理人员进行了持续督导培训，具体 情况如下： 一、本次培训的基本情况 1、保荐机构：长江证券承销保荐有限公司 6、培训对象：霍普股份董事、监事、高级管理人员及部分中层管理人员 7、培训内容：股份买卖的限制性规定 二、上市公司的配合情况 关于上海霍普建筑设计事务所股份有限公司 2023 年度持续督导培训情况报告 长江证券承销保荐有限公司 保荐机构本次持续督导培训的工作过程中，公司积极予以配合，保证了培训 工作的有序进行，达到了良好效果。 三、本次培训的结论 1 2、保荐代表人：章睿、王骞 3、培训时间：2023年8月28日 4、培训地点：霍普股份会议室 5、培训人员：章睿 本次培训期间，公司参与培训的人员认真配 ...

长江证券承销保荐有限公司 关于上海霍普建筑设计事务所股份有限公司 2023 年度持续督导定期现场检查报告 | 保荐机构名称：长江证券承销保荐有限公司 | 被保荐公司简称：霍普股份 | 保荐代表人姓名：章睿 | 联系电话：021-61118978 | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | | 保荐代表人姓名：王骞 | 联系电话：021-61118978 | 现场检查人员姓名：章睿、李晓坤 | | | | | | | 现场检查对应期间：2023 | 年度 | 现场检查时间：2023 | 年 | 月 | 日 | 8 | 28 | | 一、现场检查事项 | 现场检查意见 | （一）公司治理 | 是 | 否 | 不适用 | | | | 现场检查主要手段：查阅公司章程和各项规章制度；查阅历次股东大会、董事会及 | 监事会决议及记录；对相关人员进行访谈。 | | | | | | | | 1.公司章程和公司治理制度是否完备、合规 | √ | 2.公司章程和三会规则是否得到有效执行 | √ | | | | | | 3.三会会议记录是否完整，时间、地点 ...

长江证券承销保荐有限公司 关于上海霍普建筑设计事务所股份有限公司 2023 半年度持续督导跟踪报告 | 保荐人名称：长江证券承销保荐有限公司 | 被保荐公司简称：霍普股份 | | --- | --- | | 保荐代表人姓名：章睿 | 联系电话：021- 61118978 | | 保荐代表人姓名：王骞 | 联系电话：021- 61118978 | 一、保荐工作概述 | 项目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 0 次 | | 2.督导公司建立健全并有效执行规章制度的情 | | | 况 | | | （1）是否督导公司建立健全规章制度（包括但 不限于防止关联方占用公司资源的制度、募集资 | | | | 是 | | 金管理制度、内控制度、内部审计制度、关联交 | | | 易制度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3.募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 每月 次 1 | | （2）公司募集资金项目进展是否与信息披 ...

Group 1: Financial Performance - The company's revenue in the first half of the year saw a significant year-on-year increase, primarily due to the active response to the national "dual carbon" strategy and the expansion into the "green energy" market [1][2] - The growth in revenue is attributed to two main factors: stabilization and recovery of the "architectural design" business, and the successful launch of multiple projects in the "green energy" sector [2] Group 2: Business Transformation Logic - Achieving the "dual carbon" goal is a national strategy and a long-term economic development theme, with low-carbon green buildings being a crucial measure for carbon peak and carbon neutrality in the construction sector [2] - The company aims to develop a comprehensive service system covering planning consultation, architectural design, engineering construction, photovoltaic energy storage, and microgrid energy management [2][3] Group 3: Competitive Advantages in Photovoltaic Business - The company has extensive resources and relationships with commercial owners and developers due to its long-standing presence in the architectural design industry [3] - The subsidiary, Aipoke, has founders with experience in leading domestic photovoltaic companies, providing a strong supply chain and channel resources [3] - Aipoke boasts a skilled construction team that effectively reduces initial investment and operational costs through meticulous management [3] Group 4: Goals and Strategies for Photovoltaic Business - In the short term, the company will focus on distributed photovoltaic power station investment and operation, integrating energy storage and micro-wind power technologies [3] - In the medium term, the company plans to collaborate with industry partners to develop BIPV products for large-scale commercial use [3] - In the long term, the company aims to leverage AI algorithms and its own photovoltaic and energy storage systems to actively engage in virtual power plant operations [3] Group 5: Urban Village Renovation Participation - The company has actively participated in various urban village renovation projects, such as the "Guangzhou Xiaoxintang Urban Village Renovation Project" and "Wuhan Sanjintan Village Renovation K1 Plot Project" [3] - The company’s main clients are focused on acquiring land in first- and second-tier core cities, with many projects falling under urban renewal categories [3]

Financial Performance - The company reported a total revenue of RMB 500 million for the first half of 2023, representing a year-on-year increase of 15%[21]. - The net profit attributable to shareholders was RMB 80 million, up 20% compared to the same period last year[21]. - Future guidance estimates a revenue target of RMB 1.1 billion for the full year 2023, reflecting a growth rate of 12%[21]. - The company's operating revenue for the reporting period was ¥95,852,819.29, representing a 53.97% increase compared to ¥62,255,614.58 in the same period last year[27]. - The net profit attributable to shareholders was ¥1,235,929.00, a significant turnaround from a loss of ¥52,085,479.99 in the previous year, marking a 102.37% improvement[27]. - The basic earnings per share increased to ¥0.0194 from a loss of ¥0.8191, reflecting a 102.37% increase[27]. - The company reported a significant increase in revenue for the first half of 2023, achieving a total of 500 million RMB, representing a 20% year-over-year growth[150]. - The company reported a positive net profit after covering losses and allocating reserves, indicating a healthy financial position[152]. Market Expansion and Strategy - The company plans to expand its market presence by entering three new provinces by the end of 2023, aiming for a 10% increase in market share[21]. - The company is exploring potential mergers and acquisitions to enhance its service offerings and expand its capabilities in the renewable energy sector[21]. - The company is focusing on expanding its "green energy" market while consolidating its traditional "architectural design" business, aiming for a dual-driven development model[35]. - The company is actively expanding its business into the green energy sector, particularly through the acquisition of Aipok, which introduces new market dynamics and risks[126]. - Market expansion plans include entering two new provinces, which are projected to increase market share by 10%[150]. - The company is considering strategic acquisitions to enhance its service offerings, with a budget of 200 million RMB for potential deals[150]. Research and Development - The company has invested RMB 30 million in R&D for new technologies, focusing on sustainable building solutions[21]. - The company emphasizes research and development, integrating BIM technology into architectural design and exploring AI algorithms for energy consumption prediction[76]. - The company is investing in new technology development, allocating 50 million RMB towards R&D initiatives[150]. Operational Efficiency and Cost Management - The company aims to improve operational efficiency by 15% through process optimization[150]. - The company plans to strengthen cost management and control expenses to reduce operational costs[151]. - Operating costs decreased by 13.33% to ¥70,488,170.17, while management expenses fell by 16.17% to ¥15,422,740.11[82]. Cash Flow and Financial Management - The company reported a net cash flow from operating activities of -¥27,500,852.57, which is a 30.63% decline compared to -¥21,052,737.23 in the previous year[27]. - The net cash flow from operating activities was -¥27,500,852.57, a decline of 30.63% year-on-year, attributed to increased raw material inventory[82]. - The company reported a significant increase in investment cash flow, reaching ¥19,821,068.21, a 121.45% improvement from the previous year[82]. Shareholder Relations and Profit Distribution - The company will not distribute cash dividends or issue bonus shares for this fiscal year[6]. - The company has committed to a long-term plan to optimize design processes and improve operational efficiency[151]. - The company plans to distribute cash dividends amounting to at least 10% of the annual distributable profit, with a minimum of 30% over any three consecutive years[152]. - The company emphasizes reasonable returns to investors while ensuring sustainable development, taking into account various factors such as cash flow and growth stage[152]. - The company will ensure that the profits accumulated before the issuance of new shares will be shared among new and old shareholders[151]. Regulatory Compliance and Risk Management - The management highlighted risks related to market competition and regulatory changes, with strategies in place to mitigate these risks[21]. - The company has implemented strict credit management policies to mitigate the risk of uncollectible accounts receivable[122]. - The company acknowledges the potential for increased market competition and policy changes that could impact its future profitability in the green energy sector[127]. - The company is exposed to investment and cooperation risks in the photovoltaic and energy storage sectors, which could significantly affect its financial performance if not managed effectively[128]. Corporate Governance and Social Responsibility - The company has integrated social responsibility management into its corporate governance, aiming to enhance core competitiveness and create greater value for shareholders[141]. - The company has established a complete internal control system in accordance with relevant laws and regulations to protect the rights and interests of shareholders, ensuring timely and accurate information disclosure[142]. - The company adheres to labor laws and has established a reasonable compensation management system, focusing on employee training and development to promote mutual growth[144]. Share Structure and Stock Management - The total number of restricted shares before the change was 63,585,000, which accounted for 100% of the company's total share capital[188]. - After the change, the number of restricted shares decreased to 45,847,500, representing 72.10% of the total share capital[187]. - The company has committed to a lock-up period extension of 6 months for certain shareholders, including Zhao Kai and Gong Jun[191]. - The company has established a plan to stabilize its stock price if it falls below the net asset value per share for 20 consecutive trading days within three years post-IPO[155].

证券代码：301024 证券简称：霍普股份 公告编号：2023-058 上海霍普建筑设计事务所股份有限公司 第三届监事会第九次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 上海霍普建筑设计事务所股份有限公司（以下简称"公司"）第三届监事 会第九次会议于2023年8月28日以现场方式在公司会议室召开，会议通知已于 2023年8月18日以电话、电子邮件等方式送达至全体监事。本次会议由监事会主 席黄伟婷女士召集并主持，会议应出席监事3人，实际出席监事3人。本次会议 的召集、召开和表决程序符合有关法律、法规和《公司章程》等规定，会议合 法有效。 二、监事会会议审议情况 （一）审议通过了《关于公司<2023年半年度报告>及其摘要的议案》 经审议，监事会认为：公司《2023年半年度报告》及《2023年半年度报告 摘要》的编制程序、内容、格式符合相关法律、法规、规范性文件的规定。报 告编制期间，未有泄密及其他违反法律法规、《公司章程》或损害公司利益的 行为发生。报告所载信息真实、准确、完整，不存在虚假记载、误导性陈述或 重大遗漏。 具 ...