LPL Financial Holdings Inc. (NASDAQ:LPLA) Q4 2023 Results Conference Call February 1, 2024 5:00 PM ET Company Participants Dan Arnold - President, Chief Executive Officer & Director Matt Audette - Principal Accounting Officer, CFO & Head of Business Operations Conference Call Participants Steven Chubak - Wolfe Research Alexander Blostein - Goldman Sachs Kyle Voigt - KBW Devin Ryan - JMP Securities Dan Fannon - Jefferies Ben Budish - Barclays Michael Cyprys - Morgan Stanley Michael Cho - JP Morgan Operator G ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34963 LPL Financial Holdings Inc. (Exact name of registrant as specified in its charter) (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) Delaware 20-3717839 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF ...

Investment areas of focus Strengthen Foundational Infrastructure Invest in incubating, accelerating and launching new services that address advisors' and enterprises' most pressing needs ~$752 ~$868 ~$925 ~$999 ~$1,192 5% 6% 6.5% 8% 13% 2018 2019 2020 2021 2022 Annual Core G&A* ($M) Annual Core G&A* Growth § † ‡ §§ § LPL Financial Member FINRA/SIPC 19 | --- | --- | --- | |---------------------|------------------------------------------------------------------------------------------------------------------- ...

(Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34963 LPL Financial Holdings Inc. (Exact name of registrant as specified in its charter) (State or other jurisdiction of incorpo ...

Below are the following reconciliations of net income and earnings per diluted share to adjusted net income* and adjusted EPS* for the periods presented herein: Note: Totals may not foot due to rounding Reconciliation Core G&A* is a non-GAAP financial measure. Please see a description of Core G&A* under "Non-GAAP Financial Measures" on page 3 of this presentation for additional information. ╗LPL Financial Notice to Investors: Safe Harbor Statement Management believes that presenting certain non-GAAP financi ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34963 LPL Financial Holdings Inc. (Exact name of registrant as specified in its charter) (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif ...

LPL Financial Holdings Inc. (NASDAQ:LPLA) Q1 2023 Earnings Conference Call April 27, 2023 5:00 PM ET Company Participants Dan Arnold - CEO Matthew Audette - CFO Conference Call Participants Steven Chubak - Wolfe Research Alexander Blostein - Goldman Sachs Jeff Schmitt - William Blair Kyle Voigt - KBW Michael Cyprus - Morgan Stanley Brennan Hawken - UBS Craig Siegenthaler - Bank of America Michael Cho - JPMorgan Bill Katz - Credit Suisse Operator Good afternoon, and thank you for joining the First Quarter 20 ...

Organic Independent RIA Advisory NNA(21) Organic Corporate RIA NNA(21) Acquired Corporate RIA NNA Average Total Advisory & Brokerage Assets(10) Gross Profit* ROA(11) OPEX ROA(12) YOY Change SEQ Change (2%) 0% 9.4 bps 3.1 bps 2.6 bps 0.7 bps $835 $915 $998 $1,079 $1,135 $1,144 $1,131 $1,112 $1,114 25.2 bps 24.3 bps 23.5 bps 22.7 bps 22.4 bps 23.2 bps 25.3 bps 28.7 bps 31.8 bps 16.7 bps 16.0 bps 15.5 bps 15.3 bps 15.3 bps 15.8 bps 16.5 bps 17.2 bps 17.9 bps Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 2021 2022 2023 6.8 bps 2. ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34963 LPL Financial Holdings Inc. (Exact name of registrant as specified in its charter) Delaware 20-3717839 (State or other jurisdiction of inc ...

LPL Financial Holdings Inc. (NASDAQ:LPLA) Q4 2022 Results Conference Call February 2, 2023 5:00 PM ET Company Participants Dan Arnold - CEO Matthew Audette - CFO Conference Call Participants Alexander Blostein - Goldman Sachs Steven Chubak - Wolfe Research Devin Ryan - JMP Securities Kyle Voigt - KBW Jeff Schmitt - William Blair Gerry O'Hara - Jefferies Operator Good afternoon, and thank you for joining the Fourth Quarter 2022 Earnings Conference Call for LPL Financial Holdings Inc. Joining the call today a ...