ST路通公告，公司及相关责任人收到江苏证监局下发的《江苏证监局关于对无锡路通视信网络股份有 限公司采取责令改正措施并对邱京卫采取出具警示函措施的决定》。因公司未在2025年9月26日前发出 召开股东会的通知，违反了《上市公司股东会规则》（证监会公告〔2025〕7号）第三条规定，江苏证 监局对公司采取责令改正措施，并对董事长邱京卫出具警示函。公司将积极推进股东会筹备工作，近期 及时发出股东会通知。 ...

为进一步强化山西辖区上市公司守法合规意识，加强"关键少数"履职尽责能力，提升公司治理效能，促 进上市公司高质量发展。在山西证监局、山西省委金融办指导下，山西省上市公司协会于2025年9月23 日在太原举办了"2025年度山西辖区上市公司合规培训班(第二期)"，辖区上市公司董事、高管等相关人 员226人参加培训。 本次培训班邀请证监会会计司、稽查局、深交所、中上协的专家，分别围绕上市公司2024年年度财务报 告典型问题、上市公司违法违规法律责任与相关案例警示、上市公司信息披露管理办法修订要点及信息 披露监管实践、《上市公司审计委员会工作指引》及履职案例等四个主题进行了授课。 山西省委金融办相关负责人在开班仪式上指出，提升上市公司治理法治化、规范化水平，既是上市公司 行稳致远的前提，也是应对资本市场监管环境变化的重要举措。他要求辖区上市公司：一是深刻领会省 委、省政府对上市公司规范发展的殷切希望，强化对资本市场各类规章制度的学习。二是系统完善上市 公司合规建设，尽快补齐上市公司合规建设短板。三是充分挖掘上市公司平台潜力，利用资本市场工具 做优做大做强。 山西证监局主要负责人在讲话中指出，我国资本市场全面深化改革和 ...

Core Viewpoint - Since July, multiple listed companies have received administrative penalty notices from the China Securities Regulatory Commission (CSRC) for past violations, indicating a strict regulatory stance aimed at promoting compliance and protecting small investors [1][2]. Summary by Relevant Sections Violations and Penalties - The violations include false statements in periodic financial reports, insider trading by executives, and failure to disclose non-operating fund transactions [2][3]. - Specific cases include: - Jinglan Technology Co., Ltd. received a notice for false records in its 2020 annual report [3]. - Hubei Zhenhua Chemical Co., Ltd.'s general manager is suspected of insider trading [3]. - Inner Mongolia Knight Dairy Group failed to timely disclose losses from futures investments [3]. Investor Protection Mechanisms - Legal experts suggest enhancing the protection of small investors by improving the connection between regulatory penalties, judicial rights protection, and market education [4]. - Recommendations include shortening the rights protection cycle and reducing costs, as well as increasing investor education to improve risk recognition [4]. Regulatory Environment and Recommendations - Industry experts emphasize the need for detailed rules to establish a multi-dimensional investor protection mechanism, focusing on maintaining fair trading principles [5]. - The regulatory approach is characterized by a "zero-tolerance" policy towards violations, with a call for stricter oversight and enhanced internal controls within companies [5]. - Collaboration among regulators, companies, intermediaries, and investors is essential to create a robust risk control system [5].

Group 1 - The core viewpoint of the article is that CITIC Securities conducted a specialized training session for the management and relevant personnel of Qimingxingchen Information Technology Group Co., Ltd. to enhance compliance awareness and improve corporate governance [1][2] - The training took place on March 21, 2025, at the Qimingxingchen Building in Beijing, focusing on regulatory requirements and compliance related to listed companies [1] - The training content included key regulations such as the Shenzhen Stock Exchange Listing Rules and guidelines on information disclosure and the management of raised funds [1][2] Group 2 - The company actively cooperated with the training, and participants engaged seriously with the training materials [2] - The training session facilitated discussions on key issues raised by participants, contributing to a better understanding of compliance matters [2] - The training was deemed successful, achieving its intended goals and enhancing the governance level of the listed company [2]