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齐峰新材: 国泰海通证券股份有限公司关于齐峰新材料股份有限公司2025年度持续督导培训情况的报告
Zheng Quan Zhi Xing· 2025-08-13 10:13
Group 1 - The core viewpoint of the news is that Guotai Junan Securities Co., Ltd. conducted a training session for the management and key stakeholders of Qifeng New Materials Co., Ltd. to enhance their understanding of regulatory compliance and corporate governance [1][2] - The training covered important topics such as stock reduction rules and dividend distribution regulations, along with relevant penalty cases, to deepen the participants' understanding of capital market regulatory policies [1] - The training was well-coordinated, with the company actively cooperating to ensure the smooth execution of the training, achieving the desired outcomes [2] Group 2 - The training resulted in a deeper understanding of the legal regulations related to the standardized operation of listed companies among the participants, which is expected to improve the company's compliance and information disclosure standards [2]
登康口腔: 中信建投证券股份有限公司关于对重庆登康口腔护理用品股份有限公司2025年度持续督导的培训报告
Zheng Quan Zhi Xing· 2025-07-31 16:37
Group 1 - The training was conducted by CITIC Securities for Chongqing Dengkang Oral Care Products Co., Ltd. to comply with regulatory requirements [1] - The training covered key topics including regulations on share reduction, independence and related party transactions, management and use of raised funds, and updates on regulatory changes [1] - Participants actively engaged in the training, enhancing their understanding of compliance and operational standards [1]
锦富技术: 国泰海通证券股份有限公司关于苏州锦富技术股份有限公司持续督导专项培训情况报告
Zheng Quan Zhi Xing· 2025-07-11 08:17
Group 1 - The core viewpoint of the report is that Guotai Junan Securities Co., Ltd. conducted a special training session for Suzhou Jinfeng Technology Co., Ltd. to enhance understanding of capital market regulatory policies and compliance requirements [1][2] - The training was held on July 9, 2025, and included both in-person and online formats, with participation from key company personnel such as controlling shareholders, directors, and senior management [1][2] - The training covered topics such as information disclosure, common issues, and case studies, aimed at improving the company's compliance and information disclosure standards [2][3] Group 2 - The company actively cooperated during the training process, ensuring an orderly execution of the training and achieving positive results [2] - The training was conducted in accordance with relevant laws and regulations, specifically addressing previous violations related to information disclosure [2][3] - The outcome of the training was a deeper understanding of regulatory requirements among company personnel, contributing to improved operational compliance and information disclosure practices [2][3]
中旗新材: 民生证券股份有限公司关于广东中旗新材料股份有限公司专门培训情况报告
Zheng Quan Zhi Xing· 2025-07-10 16:09
Group 1 - The report details the specialized training conducted for the management and actual controller of Guangdong Zhongqi New Materials Co., Ltd. following a recent change in the actual controller [1] - The training covered compliance requirements for the use of raised funds, operational norms for listed companies, behavior norms for actual controllers, and information disclosure [1] - The training was well-received, with participants actively engaging and enhancing their understanding of relevant laws and regulations, which will help improve corporate governance and operational standards [1]
深交所发布《深圳证券交易所上市公司自律监管指引第1号——主板上市公司规范运作(2025年修订)》
news flash· 2025-05-15 11:07
Group 1 - The Shenzhen Stock Exchange has revised the "Self-Regulatory Guidelines for Listed Companies No. 1 - Standardized Operations for Main Board Listed Companies" to enhance corporate governance and protect the rights of investors, especially small and medium-sized investors [1] - The new guidelines will take effect immediately, replacing the previous version published on December 15, 2023 [1] - Listed companies are required to establish an audit committee within their board of directors by January 1, 2026, in accordance with the new Company Law, and may not have a supervisory board or supervisors [1] Group 2 - According to the China Securities Regulatory Commission, the regulations regarding the supervision of raised funds will be implemented starting June 15, 2025, while companies must continue to comply with existing rules until then [2] - The new guidelines will apply to any excess funds raised after the implementation date, while funds raised before will still follow the previous regulations [2]
国泰海通证券股份有限公司关于吉林省西点药业科技发展股份有限公司2025年度持续督导培训情况报告
登录新浪财经APP 搜索【信披】查看更多考评等级 保荐人本次持续督导培训的工作过程中,公司积极予以配合,保证了培训工作的有序进行,达到了良好 效果。 四、本次培训的结论 根据《证券发行上市保荐业务管理办法》《深圳证券交易所上市公司自律监管指引第13号一一保荐业 务》《深圳证券交易所上市公司自律监管指引第2号一一创业板上市公司规范运作》要求,国泰海通证 券股份有限公司(以下简称"国泰海通")作为吉林省西点药业科技发展股份有限公司(以下简称"西点 药业"或"公司")首次公开发行股票并在创业板上市的保荐机构,对公司进行了2025年度持续督导培 训,报告如下: 一、本次培训的基本情况 (六)培训对象:公司控股股东及实际控制人、董事、高级管理人员、部分关键岗位人员 本次培训前,国泰海通编制了培训材料,并提前要求西点药业参与培训的相关人员了解培训相关内容。 二、本次培训的主要内容 本次培训的主要内容为上市公司规范运作及近期处罚案例分析,通过演示培训讲义、解读法规条文及案 例分析、解答培训对象的问题等形式,加深了培训对象对资本市场监管政策、上市公司规范运作要求的 理解与认识。 三、上市公司的配合情况 通过本次培训,公司相关 ...