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京源环保: 关于公司首次公开发行股票并在科创板上市及2022年向不特定对象发行可转换公司债券之保荐总结报告书
Zheng Quan Zhi Xing· 2025-05-09 11:12
方正证券承销保荐有限责任公司 主要办公地址 北京市朝阳区朝阳门南大街10号兆泰国际中心A座15层 关于江苏京源环保股份有限公司 首次公开发行股票并在科创板上市及2022年向不特定对象发行 可转换公司债券之保荐总结报告书 方正证券承销保荐有限责任公司(以下简称"方正承销保荐"或"保荐机构") 作为江苏京源环保股份有限公司(以下简称"京源环保"或"公司")持续督导之 保荐机构,履行持续督导职责期限自2022年7月8日至2024年12月31日。目前,持续督 导期已届满,公司首次公开发行股票并在科创板上市及2022年向不特定对象发行可转 换公司债券募集资金尚未使用完毕。现根据《证券发行上市保荐业务管理办法》《上 海证券交易所科创板股票上市规则》《上海证券交易所科创板上市公司自律监管指 引第1号——规范运作》等有关法律法规规定,出具本持续督导保荐总结报告书,并就 公司剩余募集资金的管理及使用情况继续履行持续督导责任。 一、保荐机构及保荐代表人承诺 或重大遗漏,保荐机构及保荐代表人对其真实性、准确性、完整性承担法律责任。 监会")对保荐总结报告书相关事项进行的任何质询和调查。 办法》的有关规定采取的监管措施。 二、保荐机 ...
概伦电子: 招商证券股份有限公司关于上海概伦电子股份有限公司首次公开发行股票并在科创板上市持续督导保荐总结报告书
Zheng Quan Zhi Xing· 2025-05-09 10:49
招商证券关于概伦电子首次公开发行股票并在科创板上市持续督导保荐总结报告书 招商证券股份有限公司 理办法》的有关规定采取的监管措施。 二、保荐机构基本情况 项目 内容 关于上海概伦电子股份有限公司 首次公开发行股票并在科创板上市持续督导保荐总结报告书 招商证券股份有限公司(以下简称"招商证券"或"保荐机构")作为上海 概伦电子股份有限公司(以下简称"概伦电子"或"公司")首次公开发行股票 并上市持续督导阶段的保荐机构,根据《证券发行上市保荐业务管理办法》等有 关规定,对概伦电子首次公开发行股票并在科创板上市进行尽职推荐和持续督导, 持续督导期限自 2021 年 12 月 28 日至 2024 年 12 月 31 日。目前,持续督导期限 已满,本保荐机构根据《证券发行上市保荐业务管理办法》的有关规定对概伦电 子出具保荐总结报告书,具体情况如下: 一、保荐机构及保荐代表人承诺 性陈述或重大遗漏,保荐机构及保荐代表人对其真实性、准确性、完整性承担法 律责任。 的任何质询和调查。 保荐机构名称 招商证券股份有限公司 注册地址 深圳市福田区福田街道福华一路111号 主要办公地址 深圳市福田区福田街道福华一路111号 法定 ...
江盐集团: 申港证券股份有限公司关于江西省盐业集团股份有限公司2024年度持续督导年度报告书
Zheng Quan Zhi Xing· 2025-05-09 09:01
申港证券股份有限公司 关于江西省盐业集团股份有限公司 保荐人名称:申港证券股份有限公司 被保荐公司简称:江盐集团 (以下简称"申港证券") 保荐代表人姓名:安超 联系电话:021-20639666 保荐代表人姓名:王东方 联系电话:021-20639666 根据中国证券监督管理委员会(以下简称"证监会") 《关于同意江西省盐业 集团股份有限公司首次公开发行股票注册的批复》 (证监许可〔2023〕581 号), 同意公司首次公开发行股票的注册申请并经上海证券交易所同意,公司首次向社 会公众公开发行人民币普通股(A 股)股票 160,000,000 股,发行价格为每股人 民币 10.36 元,募集资金总额为人民币 1,657,600,000.00 元,扣除各项发行费 用 ( 不 含 税 ) 人 民 币 106,767,271.48 元 后 , 实 际 募 集 资 金 净 额 为 人 民 币 行费用实际支付调整所致,差额资金留存在超募资金账户统一管理。上述募集资 金已全部到位,并经大信会计师事务所审验,于 2023 年 4 月 4 日出具《验资报 告》(大信验字2023第 6-00002 号)。 方式开展持续督导工 ...
曲美家居: 华泰联合证券有限责任公司关于曲美家居集团股份有限公司2024年持续督导年度报告书
Zheng Quan Zhi Xing· 2025-05-09 09:01
Summary of Key Points Core Viewpoint - The report outlines the continuous supervision activities conducted by Huatai United Securities for Qu Mei Home Group Co., Ltd. in 2024, confirming compliance with regulatory requirements and the absence of significant violations. Group 1: Continuous Supervision Activities - Huatai United Securities has established and effectively implemented a continuous supervision work system and corresponding work plan [1] - The sponsor has signed a continuous supervision agreement with the company, clarifying rights and obligations during the supervision period [1] - During the supervision period, there were no violations or illegal activities reported by Qu Mei Home [1][2] Group 2: Internal Control and Governance - The company has been urged to establish and effectively implement internal control systems, including financial management and accounting [2] - Continuous supervision has ensured that the company and its management comply with laws, regulations, and commitments made [1][2] - The governance structure, including rules for shareholder meetings and board meetings, has been effectively established and executed [2] Group 3: Information Disclosure - Huatai United Securities has reviewed the company's information disclosure documents, ensuring they are truthful, accurate, and complete without any misleading statements or omissions [4] - The company has adhered to the relevant regulations for information disclosure, ensuring timely and effective public reporting of significant information [4] - There were no instances requiring reporting to the China Securities Regulatory Commission or the Shanghai Stock Exchange regarding violations of disclosure regulations [4]
实朴检测: 国泰海通证券股份有限公司关于实朴检测技术(上海)股份有限公司2024年度持续督导跟踪报告
Zheng Quan Zhi Xing· 2025-05-09 09:01
国泰海通证券股份有限公司 关于实朴检测技术(上海)股份有限公司 保荐人名称:国泰海通证券股份有限公司 被保荐公司简称:实朴检测 保荐代表人姓名:曾军 联系电话:021-23180000 保荐代表人姓名:石冰洁 联系电话:021-23180000 一、保荐工作概述 项目 工作内容 (1)是否及时审阅公司信息披露文件 是 (2)未及时审阅公司信息披露文件的次数 0 的情况 (1)是否督导公司建立健全规章制度(包 括但不限于防止关联方占用公司资源的制 是 度、募集资金管理制度、内控制度、内部审计 制度、关联交易制度) (2)公司是否有效执行相关规章制度 是 (1)查询公司募集资金专户次数 2 (2)公司募集资金项目进展是否与信息披 是 露文件一致 (1)列席公司股东大会次数 0 (2)列席公司董事会次数 0 (3)列席公司监事会次数 0 (1)现场检查次数 2 (2)现场检查报告是否按照本所规定报送 是 项目 工作内容 公司2024年存在关联交易未履行必要的审 议程序及信息披露程序情形,保荐机构在 获悉此事后对公司进行了专项现场检查。 (3)现场检查发现的主要问题及整改情况 公司已履行关联交易审议程序,追认上述 关 ...
比依股份: 中信证券股份有限公司关于浙江比依电器股份有限公司首次公开发行股票并上市持续督导保荐总结报告书
Zheng Quan Zhi Xing· 2025-05-09 08:39
Group 1 - The issuer, Zhejiang Biyi Electric Appliance Co., Ltd., successfully completed its initial public offering (IPO) on February 15, 2022, issuing 46.665 million shares at a price of 12.50 RMB per share, raising a total of 583.31 million RMB, with a net amount of 518.57 million RMB after deducting issuance costs [1][2] - The continuous supervision period by the sponsor, CITIC Securities, spans from February 18, 2022, to December 31, 2024, during which the company is monitored for compliance with regulations and effective execution of internal controls [2][3] - During the supervision period, there were no significant issues requiring intervention from the sponsor, indicating a stable operational environment for the company [3] Group 2 - The company has established and effectively executed systems to prevent the controlling shareholder and related parties from misappropriating company resources, as well as to safeguard the interests of the company against potential misconduct by directors and senior management [2][3] - The sponsor has conducted regular checks and provided recommendations for improvements, ensuring that the company adheres to its commitments and maintains compliance with relevant regulations [2][3][4] - The management of raised funds has been compliant with legal requirements, with dedicated accounts for storage and usage, and no violations in the use of these funds have been reported [4][3] Group 3 - The company has successfully implemented an information disclosure system in accordance with legal regulations, ensuring transparency and accountability in its operations [3][4] - As of December 31, 2024, the company has not fully utilized the raised funds from its IPO, and the sponsor will continue to oversee the usage of these remaining funds [4][3] - There have been no additional reporting requirements from the China Securities Regulatory Commission or the stock exchange during the supervision period [4]
天禄科技: 中泰证券股份有限公司关于苏州天禄光科技股份有限公司首次公开发行股票并在创业板上市持续督导保荐总结报告书
Zheng Quan Zhi Xing· 2025-05-09 08:39
关于苏州天禄光科技股份有限公司 首次公开发行股票并在创业板上市持续督导保荐总结报告书 根据中国证券监督管理委员会证监许可20212058 号文批复,并经深圳证 券交易所同意,苏州天禄光科技股份有限公司(以下简称"天禄科技""发行 人"或"公司")由主承销商中泰证券股份有限公司于 2021 年 8 月 4 日在深圳证 券交易所采取网下向符合条件的投资者询价配售和网上向持有深圳市场非限售 A 股股份或非限售存托凭证市值的社会公众投资者定价发行相结合的方式向社 会公众公开发行人民币普通股(A 股)2,579.00 万股,发行价为每股人民币 用 4,573.69 万元后,募集资金净额为 36,200.30 万元。公司首次公开发行的股票 于 2021 年 8 月 13 日上市交易。 中泰证券股份有限公司 根据中国证监会的规定,保荐机构对天禄科技首次公开发行股票项目的持 续督导期为 2021 年 8 月 13 日至 2024 年 12 月 31 日。持续督导期间,保荐机构 及保荐代表人根据中国证监会的相关规定及深圳证券交易所等监管部门的有关 要求,认真履行持续督导职责,主要保荐工作具体如下: 人、其他关联方违规占用公司资 ...
南京证券股份有限公司 关于苏州可川电子科技股份有限公司 首次公开发行股票并上市之保荐总结 报告书
Zheng Quan Ri Bao· 2025-05-05 22:39
登录新浪财经APP 搜索【信披】查看更多考评等级 经中国证券监督管理委员会(以下简称"中国证监会")《关于核准苏州可川电子科技股份有限公司首次 公开发行股票的批复》(证监许可[2022]2049号)核准,并经上海证券交易所(以下简称"上交所") 同意,苏州可川电子科技股份有限公司(以下简称"公司"、"上市公司"、"可川科技")首次向社会公开 发行人民币普通股(A股)17,200,000股,每股发行价格为34.68元,募集资金总额为人民币59,649.60万 元,扣除各类发行费用之后实际募集资金净额为人民币52,796.00万元。中审众环会计师事务所(特殊普 通合伙)对公司首次公开发行股票的资金到位情况进行了审验,并出具了"众环验字(2022)3310017 号"验资报告。2022年10月11日,公司股票在上交所上市。公司聘请中信证券股份有限公司(以下简 称"中信证券")作为首次公开发行股票的保荐机构,持续督导期间至2024年12月31日。 公司于2025年3月6日召开2025年第二次临时股东大会,审议通过了向不特定对象发行可转换公司债券的 相关议案。由于发行需要,公司于2025年3月21日与南京证券股份有限公 ...
民生证券股份有限公司关于安徽拓山重工股份有限公司首次公开发行股票并上市之保荐总结报告书
Core Viewpoint - Minsheng Securities serves as the sponsor for Anhui Tuoshan Heavy Industry Co., Ltd.'s initial public offering (IPO) and has completed its continuous supervision period as of December 31, 2024 [1][10]. Group 1: Sponsorship and Supervision - The sponsor and its representatives commit to the authenticity, accuracy, and completeness of the report and accept legal responsibility [1]. - During the due diligence phase, the sponsor coordinated with various intermediaries, conducted thorough investigations, and complied with regulatory requirements [1][2]. - The continuous supervision phase involves ensuring the issuer's compliance with laws and regulations, monitoring internal controls, and overseeing the use of raised funds [2][3][4]. Group 2: Fund Management and Project Delays - The company has experienced delays in several fundraising projects, extending the expected completion dates for the intelligent production line and R&D center projects multiple times, with the latest extensions pushing deadlines to June 30, 2026 [4][5]. - The sponsor conducted careful reviews of these delays and found no objections to the issuer's handling of the situation [5]. Group 3: Compliance and Information Disclosure - The issuer has been compliant in providing necessary documents and information to the sponsor, ensuring timely communication and support for the sponsor's supervisory duties [8]. - The sponsor has reviewed the issuer's information disclosure practices and found them to be in accordance with relevant laws, ensuring the accuracy and completeness of disclosures [9]. Group 4: Ongoing Responsibilities - As of December 31, 2024, the company has not fully utilized the raised funds, and the sponsor will continue to oversee the management and use of the remaining funds until fully utilized [10].
宏昌电子材料股份有限公司 2025年第一季度报告
Zheng Quan Ri Bao· 2025-04-29 02:07
Core Viewpoint - The announcement provides a comprehensive overview of the financial performance and operational data of Hongchang Electronics for the first quarter of 2025, emphasizing the company's commitment to transparency and accuracy in its disclosures [8][11]. Financial Data Summary - The financial report for the first quarter of 2025 is unaudited, with the company confirming the accuracy and completeness of the financial information presented [3][7]. - The report includes key financial metrics and indicators, although specific figures are not detailed in the provided text [3][4]. Shareholder Information - As of April 18, 2025, a significant number of restricted shares held by Guangzhou Hongren Electronic Industrial Co., Ltd. will become tradable, totaling 31,914,893 shares [4]. - The total number of shareholders and the status of major shareholders are noted, but specific details on shareholding changes are not applicable [5]. Business Operations - The company reports on the production, sales, and revenue of its epoxy resin business for the first quarter of 2025, indicating a focus on operational performance [8]. - Price changes for major products and raw materials are also highlighted, although specific data is not provided [8]. Regulatory Compliance - The company has adhered to relevant regulations regarding information disclosure, as confirmed by the ongoing supervision from the sponsor, CITIC Securities [12][14]. - The sponsor has conducted thorough checks and audits of the company's governance and financial practices during the continuous supervision period [13][14].