Workflow
中介机构责任压实
icon
Search documents
涉财务造假案被追责!中兴财光华遭多股解约 A股客户还有谁
Bei Jing Shang Bao· 2025-12-14 13:30
*ST创兴在内多股"换所" 中兴财光华被证监会立案调查后,该事件带来的连锁反应开始显现。 据同花顺iFinD,11月29日以来,中兴财光华连遭汉邦高科、ST汇洲、珠海中富等32家上市公司"弃用"。其中,12月13日,包括*ST创兴、华控赛格、德展 健康在内的13家上市公司发布了拟变更会计师事务所的公告。 具体来看,*ST创兴2024年11月宣布拟聘任中兴财光华为公司2024年度审计机构,2024年审计费用为130万元。不过,今年12月13日,*ST创兴再度宣布变更 会计师事务所,拟聘任政旦志远担任公司2025年度财务报告和内部控制的审计机构。 由于涉及*ST立方财务造假案,中兴财光华会计师事务所(特殊普通合伙)(以下简称"中兴财光华")被证监会同步追责,并遭到A股客户接连解约。12月 13日,*ST创兴(600193)披露公告称,鉴于2024年度审计机构聘期已满,公司拟改聘政旦志远(深圳)会计师事务所(特殊普通合伙)(以下简称"政旦 志远")担任公司2025年度财务报告和内部控制的审计机构。经北京商报记者统计,11月29日—12月13日,A股市场已有*ST创兴、国民技术等超30家公司宣 布"弃用"中兴财光华。 ...
深交所:进一步规范上市公司证券发行上市审核 压严压实中介机构责任
智通财经网· 2025-04-25 13:49
Core Viewpoint - The Shenzhen Stock Exchange has revised the "Securities Issuance and Listing Review Rules for Listed Companies" to enhance regulatory oversight and strengthen the responsibilities of intermediary institutions, effective from the date of publication [1][3]. Group 1: Revision Background - The revision aligns with the newly amended Company Law and aims to implement the "National Nine Articles" to strengthen the review process for refinancing and enhance supervision of listed companies [5][6]. Group 2: Main Revision Contents - The revised rules consist of five chapters and fifty-nine articles, maintaining the structure of the previous version. Key changes include: - Adjustments to terminology and expressions to align with the new Company Law and related regulations, such as changing "shareholders' meeting" to "shareholders' assembly" and removing references to "supervisors" [7]. - Strengthening the responsibilities of intermediary institutions by emphasizing the importance of on-site verification and enhancing the mechanisms for preventing financial fraud and deceptive issuance [7][8]. - Increasing disciplinary measures against intermediary institutions for violations, including extending the maximum period for not accepting documents from five years to six months for certain conditions [8]. Group 3: Public Consultation and Feedback - A public consultation was held from December 27, 2024, to January 10, 2025, during which six consolidated opinions were received and considered for the final revisions [9].