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《信托公司管理办法》18年首次大修,聚焦主业重构业务范围
Xin Lang Cai Jing· 2025-09-13 13:32
Core Viewpoint - The revision of the "Trust Company Management Measures" marks a significant regulatory upgrade aimed at enhancing the trust industry's risk management and operational standards, effective from January 1, 2026 [1][2][3] Summary by Sections Regulatory Framework - The revised measures serve as the core framework for the trust industry in China, complementing various existing regulations to form a comprehensive "Trust Industry Law" [1][2] Key Revisions - The revised measures consist of 8 chapters and 75 articles, addressing aspects such as company governance, risk management, and operational rules, reflecting the need for updated regulations after 18 years of the original measures [3][4] Focus on Core Business - The measures emphasize the core responsibilities of trust companies, adjusting their business scope to include asset service trusts, asset management trusts, and charitable trusts, while eliminating unrelated intermediary businesses [4][5] Strengthening Governance - The revised measures require trust companies to integrate party building with corporate governance, enhance shareholder behavior management, and establish internal assessment mechanisms to maximize beneficiaries' interests [4][6] Risk Management Enhancements - Trust companies are mandated to strengthen comprehensive risk management, focusing on compliance and operational risks, and are required to manage the entire trust business process [4][7] Regulatory Requirements - The measures increase the minimum registered capital for trust companies, enhance capital and reserve management, and implement stricter behavioral and penetrative supervision [4][8] Transition for Existing Businesses - Trust companies must identify and rectify existing businesses in line with the new measures, with the regulatory authority monitoring the progress as part of the classification supervision [7][8]
《信托公司管理办法》18年首次大修 聚焦主业重构业务范围
2 1 Shi Ji Jing Ji Bao Dao· 2025-09-13 04:06
Core Viewpoint - The revision of the "Trust Company Management Measures" marks the first update in 18 years, aiming to enhance the trust industry by focusing on its core functions, deepening reforms, and effectively managing risks, with the new regulations set to take effect on January 1, 2026 [1][2]. Summary by Sections Regulatory Framework - The revised measures serve as the core framework for the trust industry in China, complementing other regulations to form a comprehensive legal structure for trust operations [1][2]. Key Revisions - The updated measures consist of 8 chapters and 75 articles, addressing various aspects such as company governance, risk management, and operational rules, reflecting the latest regulatory practices and principles [3][4]. - The revision emphasizes the trust company's role as a trustee, adjusting its business scope to focus on asset service trusts, asset management trusts, and charitable trusts, while breaking the rigid repayment model [3][5]. Business Scope Adjustments - The revised measures limit the business scope of trust companies to three main areas: trust business, proprietary asset liability business, and other services, eliminating four unrelated intermediary businesses [5][6]. Risk Management and Compliance - The measures enhance internal controls and risk management, requiring trust companies to establish clear risk governance structures and comply with comprehensive risk management practices [7]. - Trust companies are mandated to conduct annual external audits covering all business areas, ensuring compliance with the new regulations [7][8]. Transition and Rectification - Trust companies are required to identify and rectify existing business practices that do not align with the new measures, with the regulatory authority monitoring the progress of these adjustments [8].
陕国投A(000563) - 陕西省国际信托股份有限公司2025年度向特定对象发行A股股票预案
2025-03-02 07:45
证券代码:000563 股票简称:陕国投 A 公告编号:2025-08 陕西省国际信托股份有限公司 Shaanxi International Trust Co., Ltd. (陕西省西安市高新区科技路50号金桥国际广场C座) 2025 年度向特定对象发行 A 股股票预案 二〇二五年二月 陕西省国际信托股份有限公司 向特定对象发行 A 股股票预案 发行人声明 本公司及董事会全体成员保证本预案真实、准确、完整,并确认不存在虚假 记载、误导性陈述或重大遗漏。 本预案按照《上市公司证券发行注册管理办法》等法规及规范性文件的要求 编制。 本次向特定对象发行股票完成后,公司经营与收益的变化,由公司自行负责; 因本次向特定对象发行股票引致的投资风险,由投资者自行负责。 本预案是公司董事会对本次向特定对象发行股票的说明,任何与之相反的声 明均属不实陈述。 投资者如有任何疑问,应咨询自己的股票经纪人、律师、专业会计师或其他 专业顾问。 本预案所述事项并不代表审批机关对于本次向特定对象发行股票相关事项 的实质性判断、确认、批准或核准,本预案所述本次向特定对象发行股票相关事 项的生效和完成尚待取得公司股东大会和有关监管机构的批准 ...
陕国投A(000563) - 陕西省国际信托股份有限公司2025年度向特定对象发行A股股票方案的论证分析报告
2025-03-02 07:45
陕西省国际信托股份有限公司(以下简称"陕国投"或"公司")系深圳 证券交易所主板上市公司。为增强公司的资本实力,根据《中华人民共和国公司 法》(以下简称"《公司法》")、《中华人民共和国证券法》(以下简称"《证 券法》")、《上市公司证券发行注册管理办法》(以下简称"《注册管理办法》") 等有关法律、法规和规范性文件的规定,公司拟向特定对象发行股票,并编制了 2025 年度向特定对象发行 A 股股票方案的论证分析报告。 证券代码:000563 证券简称:陕国投A 公告编号:2025-09 陕西省国际信托股份有限公司 2025 年度向特定对象发行 A 股股票方案的 论证分析报告 二〇二五年二月 一、本次向特定对象发行股票的背景和目的 (一)本次向特定对象发行股票的背景 净资本水平直接影响着信托公司持续发展的能力,不断提高净资本水平是公 司在转型升级中不断扩充实力的必由之路。中央金融工作会议明确要求,完善机 构定位,支持国有大型金融机构做优做强,当好服务实体经济的主力军和维护金 融稳定的压舱石。原中国银行业监督管理委员会于 2010 年 8 月发布的《信托公 司净资本管理办法》,对信托公司实行净资本管理,要求信托 ...