Core Viewpoint - The company, Shanghai Guotai Haitong Securities Asset Management Co., Ltd., will launch a fund conversion service for its publicly offered securities investment funds starting from February 9, 2026, to meet the investment needs of investors [1]. Group 1: Fund Conversion Service Details - The fund conversion service will be available for all publicly offered securities investment funds that meet the conversion business rules at the company's direct sales counter [1]. - Investors can convert their holdings in one fund to another fund managed by the same fund manager and sold by the same sales institution [1][2]. - The conversion service will be operational on trading days of the Shanghai and Shenzhen Stock Exchanges, except when the company announces a suspension of subscription or redemption [1]. Group 2: Applicable Funds - The conversion service applies to all publicly offered securities investment funds sold at the company's direct sales counter, excluding certain fund types such as fund of funds (FOF), money market funds, QDII funds, REITs, and specific personal pension fund shares [2]. Group 3: Conversion Rules - Both funds involved in the conversion must be managed by the same fund manager and registered with the same registration institution [4]. - The fund being converted out must be redeemable, while the fund being converted into must be available for subscription [4]. - The conversion price will be based on the net asset value of the funds on the day the conversion application is accepted [4]. - The conversion process follows a "first in, first out" principle regarding the registration dates of the fund shares [4]. Group 4: Conversion Process and Timing - The effective date for the conversion application is the day it is received, with confirmations typically occurring the next business day [5]. - Investors can check the status of their conversion from the second business day after the application [5]. - The holding period for the converted fund shares will restart from the confirmation date of the conversion [6]. Group 5: Conversion Fees - Conversion fees consist of the redemption fee from the fund being converted out and any difference in subscription fees between the two funds [9]. - The redemption fee will be charged according to the redemption fee rate of the fund being converted out [9]. - If the subscription fee for the fund being converted into is higher, the investor must pay the difference; otherwise, no additional fee will be charged [9]. Group 6: Important Notes - Single conversion applications must meet the minimum redemption and subscription amounts as specified in the fund's prospectus [10]. - Investors can withdraw their conversion requests before the end of the trading day on which they are submitted [8]. - The company reserves the right to adjust the conversion rules within the legal framework and fund contracts [11].

Group 1 - The core point of the announcement is that the Nasdaq 100 Exchange-Traded Fund (ETF) managed by Guotai Fund Management Company is trading at a significant premium over its reference net asset value, prompting a warning to investors about the risks associated with this premium [1] - The fund is currently operational without any undisclosed significant information, and the fund manager will adhere to legal regulations and contractual obligations in its investment operations [1][2] - The fund has suspended subscription services since November 25, 2024, and investors can still trade the fund in the secondary market [1] Group 2 - The fund operates on a periodic open-end basis, alternating between closed and open periods, with the current closed period running from September 4, 2025, to December 3, 2025 [3][7] - From December 4, 2025, to December 31, 2025, the fund will accept subscription, redemption, and conversion applications, while a new closed period will commence from January 1, 2026, to March 31, 2026 [3][7] - The minimum subscription amount for investors is set at 1.00 yuan, and the fund manager may adjust fees within the contractual framework [8][10] Group 3 - The fund allows for redemption of all or part of the fund shares, with a minimum redemption of 1.00 share, and specific rules may apply based on the sales institutions [12][13] - Redemption fees are applicable based on the holding period, with different rates for holdings of less than or more than 7 days [13] - The fund manager has the authority to adjust the redemption fees and procedures as necessary, with prior notice to investors [14] Group 4 - The fund supports conversion of shares between different funds managed by Guotai Fund Management Company, with specific fees applicable for conversions [15][17] - The minimum conversion request is also set at 1.00 share, and conversions must occur within the same sales institution [17] - The fund manager retains the right to modify conversion procedures based on market conditions or regulatory changes [17] Group 5 - The announcement includes details about the direct sales institution and other sales institutions where the fund can be purchased, along with contact information for customer service [18] - Investors are advised to read the fund contract and prospectus to understand the product details and associated risks [18] - The fund management company emphasizes its commitment to managing assets with integrity and diligence, although it does not guarantee profits or minimum returns [18]