登录新浪财经APP 搜索【信披】查看更多考评等级 根据《公开募集证券投资基金运作管理办法》、《公开募集证券投资基金信息披露管理办法》及相关法 律法规、基金合同及招募说明书等规定，经履行适当的审批程序，国泰基金管理有限公司旗下管理的部 分基金参与了深圳市恒运昌真空技术股份有限公司（以下简称"恒运昌"）首次公开发行人民币普通股 （A股）的网下申购，发行价格为人民币92.18元/股。恒运昌本次发行的主承销商中信证券股份有限公 司为以下基金的基金托管人。 根据恒运昌于2026年1月20日发布的《深圳市恒运昌真空技术股份有限公司首次公开发行股票并在科创 板上市网下初步配售结果及网上中签结果公告》，现将本公司相关基金获配信息公告如下： ■ 特此公告。 国泰基金管理有限公司 2026年1月21日 国泰基金管理有限公司关于纳斯达克100交易型开放式指数证券投资基金二级市场交易价格溢价风险提 示公告 近期，国泰基金管理有限公司（以下简称"基金管理人"）旗下纳斯达克100交易型开放式指数证券投资 基金（场内简称：纳指ETF，交易代码：513100，以下简称"本基金"）二级市场交易价格明显高于基金 份额参考净值，出现较大幅度溢价。 ...

Core Viewpoint - Guotai Fund Management Co., Ltd. has announced the convening of a fund holders' meeting for the Guotai ChiNext Pharmaceutical and Health Exchange-Traded Open-Ended Index Securities Investment Fund via communication methods, scheduled for January 15, 2026, to discuss the continuous operation of the fund [1][19]. Meeting Basic Information - The meeting will be held via communication methods, with voting starting from January 15, 2026, to March 2, 2026, at 17:00 [2]. - Fund holders must register their rights by the end of trading on January 15, 2026, to participate in the meeting [6]. - Holders of the linked fund can participate in the meeting and vote [3]. Voting Process - Voting tickets can be obtained from the fund management's website or relevant newspapers, and must be submitted by the specified deadline [7][8]. - Each fund share grants one voting right, and the voting process will be supervised by authorized personnel [12][11]. Meeting Agenda - The main agenda item is the proposal regarding the continuous operation of the Guotai ChiNext Pharmaceutical and Health Exchange-Traded Open-Ended Index Securities Investment Fund [5][19]. Decision Effectiveness - The meeting requires that the fund shares represented by participants must account for at least half of the total shares as of the rights registration date for the resolutions to be valid [16]. - The resolutions will take effect immediately upon approval and must be reported to the China Securities Regulatory Commission within five days [17].

Group 1 - The announcement is regarding the first notice for convening a communication-based meeting of the fund holders of the Guotai ChiNext Pharmaceutical and Health Exchange-Traded Open-Ended Index Fund [1] - The meeting will be held via communication, with voting starting from January 15, 2026, to March 2, 2026, at 17:00 [2] - The meeting will discuss the proposal for the continuous operation of the fund [5] Group 2 - The rights registration date for fund holders is January 15, 2026, meaning all registered fund holders by the end of trading on that date can participate in the meeting [6] - Holders of the linked fund can participate in the meeting and vote based on their holdings [3][7] - Voting ballots must be submitted by March 2, 2026, at 17:00, and should be sent to the fund management company's office [9] Group 3 - The voting rights are equal for each fund share, with each share having one vote [13][14] - The proposal requires at least half of the voting rights to be present for the meeting to be valid [18] - If the meeting does not meet the required quorum, a second meeting may be convened [18] Group 4 - The fund management company is Guotai Fund Management Co., Ltd., located in Shanghai [10] - The custodian of the fund is Guotai Haitong Securities Co., Ltd. [19] - The notarization of the voting process will be conducted by the Shanghai Dongfang Notary Office [19]

Group 1 - The announcement date for the fund operations is January 14, 2026 [1] - The fund will suspend subscription and redemption services on non-trading days for the Hong Kong Stock Connect [1] - The fund manager has the right to adjust the subscription and redemption times based on market conditions and regulatory requirements [1][22] Group 2 - The minimum subscription amount for individual investors is set at 1.00 yuan, while direct sales institutions require a minimum of 10.00 yuan [2] - Subscription fees for A-class fund shares are borne by investors, while C-class shares do not incur subscription fees but charge a service fee from the fund's assets [3][25] - The fund manager can adjust the fee rates or methods within the contract's provisions and must announce any changes in advance [4][28] Group 3 - Fund holders can redeem all or part of their shares, with a minimum redemption of 0.01 shares for general investors and 10.00 shares for direct sales institutions [6] - Redemption fees are applicable, with specific rates based on the holding period of the shares [8][29] - The fund manager can also adjust redemption fees and must announce any changes in accordance with regulations [10][30] Group 4 - The fund offers a regular investment plan where investors can set up automatic deductions for fund purchases [11][31] - The minimum deduction amount for regular investments is 1.00 yuan, with direct sales institutions requiring a minimum of 10.00 yuan [13][32] - The fund manager can adjust the terms of the regular investment plan based on market conditions [28] Group 5 - The Y-class fund shares are specifically designed for personal pension investments and have unique subscription and redemption arrangements [20][21] - Investors must use their personal pension accounts for transactions related to Y-class shares [21][36] - The fund manager may implement mechanisms to encourage long-term holding of Y-class shares, including regular dividends and fixed redemptions [21][36]

Group 1 - The company, Guotai Fund Management Co., Ltd., has decided to adjust the valuation method for its fund holdings in "Zhongwei Company" (stock code: 688012) to the index income method starting from December 22, 2025 [1] - The valuation method will revert to using the closing price on the trading day once the stock demonstrates active market trading characteristics, without further announcements [1] Group 2 - The company has issued a risk warning regarding the Nasdaq 100 Exchange-Traded Fund (ETF), indicating that the secondary market trading price is significantly higher than the fund's reference net asset value, leading to substantial premiums [3] - Investors are cautioned about the risks associated with blindly investing in the fund, as continued high premiums may lead the fund to apply for temporary trading halts on the Shanghai Stock Exchange [3] - The fund has suspended subscription services since November 25, 2024, and investors can still trade the fund in the secondary market [3] Group 3 - The company has participated in the offline subscription for the initial public offering of Qiangyi Semiconductor (Suzhou) Co., Ltd., with an issuance price of RMB 85.09 per share [6][7] - The main underwriter for this issuance is CITIC Securities Co., Ltd., which is also the custodian for certain funds managed by the company [7]

Group 1 - The core point of the announcement is that the Nasdaq 100 Exchange-Traded Fund (ETF) managed by Guotai Fund Management Company is trading at a significant premium over its reference net asset value, prompting a warning to investors about the risks associated with this premium [1] - The fund is currently operational without any undisclosed significant information, and the fund manager will adhere to legal regulations and contractual obligations in its investment operations [1][2] - The fund has suspended subscription services since November 25, 2024, and investors can still trade the fund in the secondary market [1] Group 2 - The fund operates on a periodic open-end basis, alternating between closed and open periods, with the current closed period running from September 4, 2025, to December 3, 2025 [3][7] - From December 4, 2025, to December 31, 2025, the fund will accept subscription, redemption, and conversion applications, while a new closed period will commence from January 1, 2026, to March 31, 2026 [3][7] - The minimum subscription amount for investors is set at 1.00 yuan, and the fund manager may adjust fees within the contractual framework [8][10] Group 3 - The fund allows for redemption of all or part of the fund shares, with a minimum redemption of 1.00 share, and specific rules may apply based on the sales institutions [12][13] - Redemption fees are applicable based on the holding period, with different rates for holdings of less than or more than 7 days [13] - The fund manager has the authority to adjust the redemption fees and procedures as necessary, with prior notice to investors [14] Group 4 - The fund supports conversion of shares between different funds managed by Guotai Fund Management Company, with specific fees applicable for conversions [15][17] - The minimum conversion request is also set at 1.00 share, and conversions must occur within the same sales institution [17] - The fund manager retains the right to modify conversion procedures based on market conditions or regulatory changes [17] Group 5 - The announcement includes details about the direct sales institution and other sales institutions where the fund can be purchased, along with contact information for customer service [18] - Investors are advised to read the fund contract and prospectus to understand the product details and associated risks [18] - The fund management company emphasizes its commitment to managing assets with integrity and diligence, although it does not guarantee profits or minimum returns [18]

Group 1 - The announcement date for the dividend distribution is November 11, 2025 [1] - The fund manager can distribute earnings based on actual conditions, and specific distribution plans will be announced [1] - Fund share net value after distribution must not fall below par value [1] Group 2 - The Nasdaq 100 ETF has recently seen its secondary market trading price significantly exceed the reference net asset value, indicating a large premium [2] - Investors are warned about the risks associated with the premium pricing in the secondary market, which could lead to substantial losses if investments are made blindly [2] - The fund has the right to apply for temporary trading halts on the Shanghai Stock Exchange if the premium persists [2] Group 3 - The fund is operating normally with no undisclosed significant information [3] - The fund manager commits to managing and utilizing fund assets with honesty and diligence but does not guarantee profits or minimum returns [3] - Investors are reminded to understand the risk-return characteristics of the fund and to consider their risk tolerance before making investment decisions [3]

Group 1 - The core viewpoint of the announcement is to alert investors about the significant premium of the Nasdaq 100 ETF's market trading price over its reference net asset value, indicating potential investment risks [1] - The fund management company emphasizes that the ETF can be traded in the secondary market, and investors should be aware of various risks including market supply and demand, systemic risks, and liquidity risks [1][2] - The fund management company has suspended subscription services for the ETF since November 25, 2024, and may take measures such as applying for temporary trading suspension if the premium persists [1] Group 2 - The fund management company confirms that the fund is operating normally and has disclosed all significant information as required by regulations [2] - The company commits to managing the fund assets with integrity and diligence but does not guarantee profits or minimum returns for investors [2] - Investors are reminded to read the fund's legal documents carefully and consider their risk tolerance before making investment decisions [2] Group 3 - The company has designated liquidity service providers for various securities investment funds effective November 3, 2025, including招商证券股份有限公司 and广发证券股份有限公司 for specific funds [4][5]

Group 1 - The Nasdaq 100 Exchange-Traded Fund has announced a suspension of redemption services due to the upcoming Labor Day holiday in the United States, with the suspension starting on September 1, 2025, and resuming on September 2, 2025 [1] - The fund has also suspended subscription services since November 25, 2024, to protect the interests of fund shareholders [1] - Investors are advised to make necessary arrangements to avoid inconvenience due to the holiday [1] Group 2 - The Guotai Xinfeng Three-Month Regular Open Bond Fund will accept subscription, redemption, and conversion applications from August 28, 2025, to September 24, 2025, after which it will enter its twenty-second closed period until December 24, 2025 [1][2] - The fund operates on a periodic open and closed basis, with each closed period lasting three months, followed by an open period of at least five and no more than twenty working days [2][3] - The fund's management has the authority to adjust the subscription and redemption periods in case of force majeure or other circumstances [4]