南通江山农药化工股份有限公司 董事、高级管理人员持股管理办法 （2025年修订） 第一条 为加强对南通江山农药化工股份有限公司（以下简称"公司"）董 事、高级管理人员持股及其变动情况的管理，维护证券市场秩序，根据《中华人 民共和国公司法》（以下简称《公司法》）《中华人民共和国证券法》（以下简 称《证券法》）《上市公司董事、高级管理人员所持本公司股份及其变动管理规 则》《上海证券交易所股票上市规则》等法律、法规、规范性文件以及《南通江 山农药化工股份有限公司章程》（以下简称《公司章程》）等规定，制定本办法。 第二条 本办法适用于本公司的董事、高级管理人员所持本公司股份及其变 动情况的管理。 第三条 本办法所称高级管理人员是指公司总经理、常务副总经理、副总经 理、财务负责人（财务总监）、董事会秘书以及公司董事会确认担任重要职务的 其他人员。 第四条 公司董事、高级管理人员持股，是指登记在其名下的所有本公司股 份。 公司董事、高级管理人员从事融资融券交易的，还包括记载在其信用账户内 的本公司股份。 第五条 公司董事、高级管理人员在买卖本公司股份前，应知悉《公司法》 《证券法》等法律、法规关于内幕交易、操纵市场等禁止 ...

General Provisions - The purpose of the management system is to strengthen the management of shares held by the company's directors and senior management, and to clarify management procedures based on relevant laws and regulations [1][2] - Directors and senior management are prohibited from engaging in margin trading with the company's stock [2][5] Information Reporting Regulations - The company secretary is responsible for managing the identity and shareholding data of directors and senior management, and must report personal information to the Shenzhen Stock Exchange within specified timeframes [4][5] - Directors and senior management must ensure the accuracy and timeliness of the information submitted to the Shenzhen Stock Exchange [6] Trading Regulations - Directors and senior management must notify the company secretary in writing before trading the company's stock, and the securities department must verify compliance with disclosure and legal requirements [9][10] - A reduction plan must be reported to the board at least 15 trading days before any share transfer, detailing the number of shares, reasons, and methods for reduction [7][10] Prohibited Trading Periods - Directors and senior management are prohibited from transferring shares under certain conditions, such as within one year of the company's stock listing or within six months after leaving the company [12][13] - Trading is also restricted during specific periods, such as before the announcement of annual or quarterly reports [13] Penalties and Responsibilities - Violations of the trading regulations may result in administrative or criminal liability, and the company must cooperate with relevant authorities [26][27] - Shareholders holding more than 5% of the company's shares must comply with relevant regulations regarding share trading [27] Additional Provisions - The company board holds the interpretation rights of this management system, which takes effect upon approval by the board [29][30]