Core Points - The China Securities Regulatory Commission (CSRC) and the Ministry of Finance have revised the "Interim Provisions on Reporting Violations in Securities and Futures" to form the "Whistleblower Reward Regulations" draft, emphasizing the role of whistleblowers and increasing reward amounts significantly [1][2] Group 1: Whistleblower Definition and Rewards - The term "whistleblower" has been defined, highlighting the moral responsibility and professional characteristics of internal informants, with a reward increase from 1% to 3% of the confiscated amount [1] - For cases with national significance, the maximum reward for whistleblowers has been raised to 1 million yuan [1] Group 2: Funding and Protection Mechanisms - It is suggested that the funding for rewards should be directly linked to confiscated amounts from violations, rather than being limited by the annual budget [2] - A rapid response mechanism against retaliation for whistleblowers is proposed, as current regulations lack clear channels for protection against covert reprisals [2] Group 3: Information Disclosure Guidelines - The draft emphasizes that whistleblowers must provide objective and truthful information, discouraging the fabrication of facts [3] - It is recommended that whistleblowers should avoid publicizing their reports through media channels to prevent market disruptions, with penalties for those who spread false information [3]

证券日报网消息，9月30日，为深入贯彻党中央、国务院决策部署，进一步完善举报制度，有效回应市 场关切，弘扬公正担当的吹哨人文化，更好适应资本市场高质量发展和监管执法工作要求，结合举报工 作实践，中国证监会会同财政部修订完善了《证券期货违法违规行为举报工作暂行规定》（简称《举报 规定》），形成了《证券期货违法行为吹哨人奖励工作规定（征求意见稿）》（简称《吹哨人奖励规 定》），现向社会公开征求意见。 速览要点： 1.新增概念定义，以更好体现吹哨人正义担当精神。 2.完善奖励条件。严重破坏证券期货市场秩序，严重危害金融安全，严重侵害投资者合法权益的重大案 件纳入奖励案件范围。 3.提供的案件线索在全国范围内有重大影响，或者涉案数额特别巨大，或者吹哨人为内部知情人员的， 每案奖金上限从30万元、60万元统一提升至100万元。 4.明确依法秉公处理，分级负责办理，严格保密信息，充分保护吹哨人合法权益的工作原则。 5.对吹哨人身份信息实行匿名管理。 6.为激励吹哨人及时提供重大违法线索，在案件罚没款入库金额能够覆盖奖励金额后启动奖励程序，一 起案件奖励一次，案件奖金总额不超过罚没款实际收缴金额。 最高奖励100万元 具体 ...