重大交易决策制度 苏州海陆重工股份有限公司 重大交易决策制度 （2025年修订） 第一章 总则 第一条 为了加强对苏州海陆重工股份有限公司（以下称"公司"）重大交易活 动的决策管理，保证重大交易活动的规范性、合法性和效益性，切实保护公司利益 各方的合法权益，根据《中华人民共和国公司法》《中华人民共和国证券法》《深 圳证券交易所股票上市规则》等法律、行政法规、规范性文件及《苏州海陆重工股 份有限公司章程》的规定，制定本制度。 第二条 本制度所称"重大交易"包括除公司日常经营活动之外发生的下列类型 的事项： 上述购买、出售的资产不含购买原材料、燃料和动力，以及出售产品、商品等 与日常经营相关的资产，但资产置换中涉及购买、出售此类资产的，仍包含在内。 第三条 公司的重大交易活动，应在授权、执行、会计记录以及资产保管等职责 方面有明确的分工，不得由一人同时负责上述任何两项工作。 重大交易决策制度 第二章 重大交易的审议权限 第四条 公司重大交易活动须经总经理、董事会或股东会批准。超越总经理批准 权限的事项由董事会审议批准。超越董事会审批权限的事项，应当由股东会作出决 议批准。 第五条 总经理主持公司的生产经营管理工作 ...

Core Points - The company establishes a system to ensure compliance with laws and regulations, enhancing operational efficiency and clarifying the responsibilities of the board and management [1] - The system outlines the types of transactions that require approval, including asset purchases, external investments, and financial guarantees [1][2] - Specific thresholds for board and shareholder approval are defined based on asset value, transaction amount, and profit impact [2][3] Transaction Approval Authority - Transactions involving assets exceeding 10% of the company's audited total assets or market value require board approval [2] - Transactions exceeding 50% of the company's audited total assets or market value must be submitted for shareholder approval [3] Financial Reporting and Disclosure - Transactions involving equity must include recent financial reports and audit opinions, ensuring transparency [4][5] - Non-cash asset transactions require appropriate audit or evaluation reports to be disclosed [5] Special Cases and Exemptions - Financial assistance transactions require a higher level of board approval and may need shareholder approval under certain conditions [5][6] - Transactions with subsidiaries may be exempt from certain disclosure and approval processes [7][8]