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深圳金融监管局开出多张罚单 涉及这些违规行为
Zhong Zheng Wang· 2025-09-11 11:21
Group 1 - The Shenzhen Financial Regulatory Bureau has disclosed administrative penalties involving multiple financial institutions for various violations, including improper transfer of credit assets and false business data [1][2] - As of September 11, the Shenzhen Financial Regulatory Bureau has issued a total of 15 administrative penalty notices this year, with the violation of false business data being particularly prevalent [1][3] Group 2 - Specific penalties include a fine of 350,000 yuan imposed on Guangdong Huaxing Bank's Shenzhen branch for improper transfer of credit assets, and fines totaling 40,000 yuan against Yajialife Insurance's Shenzhen branch for false financial data [2] - The types of violations reported include false business data, preparation of false business materials, improper use of approved insurance clauses and rates, and inadequate management of loan businesses, among others [3] - Over 10 institutions have been involved in violations related to false business data, with some penalties exceeding 1 million yuan, and certain individuals facing lifetime bans from the industry [3]