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北京金融法院审理首例涉嫌拒绝、阻碍证监局工作人员依法调查案
Bei Ke Cai Jing· 2025-05-20 02:44
新京报贝壳财经讯(记者黄鑫宇)5月16日,记者从北京金融法院获悉,就在一天前,该院审理了冯某 (上诉人)诉广东证监局(被上诉人)、证监会(被上诉人)责令改正、罚款及行政复议、行政赔偿一 案。 据悉,该案是北京金融法院审理的首例当事人因拒绝、阻碍证券监督管理机构及其工作人员依法调查而 引发的行政处罚二审案件。 记者查询案情及行政处罚决定书看到,2023年时,广东证监局在对相关案件依法调查过程中,需要就涉 案事项向冯某询问。 2023年5月29日至11月14日,广东证监局调查人员多次通过电话、短信以及相关单位协助联系等方式, 要求冯某配合调查,但冯某或拒不接听、不回复电话、短信,或接听后拒绝配合调查。 2023年11月14日17时,广东证监局两名调查人员前往冯某在证券账户开立资料中留存的联系住址,表明 身份后要求冯某配合调查。但冯某仍拒不配合,并暴力殴打调查人员,抢夺执法记录仪,造成调查人员 身体伤害。 冯某在申辩材料和听证过程中提出,现场殴打行为属于过激反应,不是为了阻碍调查人员执行公务,另 外自己事先不清楚依法应当配合证券监管部门的调查工作。 用。 编辑 岳彩周 校对 穆祥桐 对此,广东证监局认定,冯某的行为 ...
证监会副主席李明:将着力增强双边和多边跨境监管合作,进一步加强内地与香港市场合作
news flash· 2025-05-19 02:38
证监会副主席李明:将着力增强双边和多边跨境监管合作,进一步加强内地与香港市场合作 金十数据5月19日讯,证监会副主席李明在深交所2025全球投资者大会上表示,我们将着力增强对外开 放的系统性,加强股票、债券、期货市场开放的相互协同,加大期货期权国际化品种供给,丰富资产配 置和风险管理等工具。我们将着力增强双边和多边跨境监管合作,积极参与国际标准规则制定,进一步 加强内地与香港市场合作,巩固香港国际金融中心地位。希望全球投资者提出宝贵意见、分享有益经 验,与我们共同打造各类资金"愿意来、留得住、发展得好"的市场生态。 ...
金融监管总局:正研究制定金融消保领域框架性文件
news flash· 2025-05-15 07:09
Group 1 - The Financial Regulatory Administration is currently developing a framework document for the financial consumer protection sector [1] - The administration is accelerating the revision of the complaint handling management measures [1]
李云泽会见香港金管局总裁余伟文
news flash· 2025-04-29 10:59
Group 1 - The meeting between Li Yunzhe, the head of the National Financial Supervision Administration, and Eddie Yue, the Chief Executive of the Hong Kong Monetary Authority, focused on the latest developments in the economic and financial sectors of Mainland China and Hong Kong [1] - Discussions included enhancing bilateral regulatory cooperation and reinforcing Hong Kong's status as an international financial center [1]
许晓征出任深圳金融监管局副局长,曾长期深耕普惠金融领域
Nan Fang Du Shi Bao· 2025-04-27 12:16
Core Viewpoint - The appointment of Xu Xiaozheng as the Deputy Director of the Shenzhen Financial Regulatory Bureau marks a significant move in enhancing the regulatory framework and promoting inclusive finance in Shenzhen, a region known for its financial innovation and development [1][8]. Group 1: Xu Xiaozheng's Background and Experience - Xu Xiaozheng, born in January 1979, has extensive experience in financial regulation, particularly in the field of inclusive finance, having previously served as the Deputy Director of the Inclusive Finance Department at the National Financial Regulatory Administration [2][4]. - During her tenure at the Chongqing Banking and Insurance Regulatory Bureau, she led the development of the "Jin Yu Wang" financial service platform, which integrated data from 19 municipal departments to connect over 170 banking and insurance institutions [2][3]. - Xu has emphasized the importance of promoting a culture of integrity in finance and has been involved in various initiatives aimed at supporting economic stability and poverty alleviation [3][4]. Group 2: Shenzhen Financial Sector Performance - As of the end of March 2023, the total assets of banks under the supervision of the Shenzhen Financial Regulatory Bureau reached 13.87 trillion yuan, with a loan balance of 9.79 trillion yuan [7]. - The manufacturing sector saw a loan balance of 1.62 trillion yuan, reflecting a year-on-year growth of 5.05%, with the average financing cost for new manufacturing loans dropping to 2.57%, a decrease of 79 basis points from the previous year [7]. - The financial sector in Shenzhen is actively supporting digital economy industries, technology enterprises, and green loans, with year-on-year growth rates of 6.66%, 7.23%, and 15.18% respectively [7]. Group 3: Strategic Importance of Xu's Appointment - Xu Xiaozheng's appointment is seen as a strategic move to deepen the collaboration between central and local regulatory bodies, which is crucial for fostering innovation and stability in Shenzhen's financial landscape [8]. - The regulatory framework in Shenzhen is evolving, with a focus on enhancing support for small and micro enterprises through innovative financial products like "Park Loans," which have shown significant growth [7][8].
许晓征任深圳金融监管局副局长
news flash· 2025-04-27 01:30
4月27日,国家金融监督管理总局深圳监管局网站"局领导"栏目更新显示,许晓征任国家金融监督管理 总局深圳监管局党委委员、副局长。 无障碍浏览 | 繁 | □ 国家金融监督管理总局 深圳监管局 a 新闻资讯 | | | 机构概况 | | 细计数据 当前位置: 首页 > 机构概况 >局领导 来源:深圳监管局 文章类型:原创 号打印 6 微博 90 微信 +更多 发布时间:2025-04-25 机构概况 (V ▶ 局领导 局领导介绍 > 联系方式 党委书记 局长 任庆华:男,满族,1970年 7月生,中共党员,研究生学历,经济学博士学 位,现任国家金融监督管理总局深圳监管局党委 书记、局长。 党委委员 一级巡视员 陈飞鸿:女,汉族, 1970年11月生,中共党员,研究生学历,经济学 硕士学位,现任国家金融监督管理总局深圳监管 局党委委员、一级巡视员。 党委委员 纪委书记 龙翔:男,汉族,1974 年10月生,中共党员,研究生学历,法学博士学 位,现任国家金融监督管理总局深圳监管局党委 委员、纪委书记。 党委委员 副局长 范君宁: 男,汉族,1972 年7月生,中共党员,研究生学历,经济学硕士 学位,现任国家金融监督 ...
广东、广西、深圳三地金融监管局迎新局长!
券商中国· 2025-03-27 12:37
Core Viewpoint - The article discusses recent personnel changes in financial regulatory agencies in Guangxi, Shenzhen, and Guangdong, highlighting the appointments of new leaders and the implications of these changes for local financial governance [1][2][6]. Group 1: Personnel Changes - On March 26 and 27, new leaders were appointed to the financial regulatory agencies in Guangxi, Shenzhen, and Guangdong [1]. - Liu Rong was appointed as the head of the Guangxi Financial Regulatory Bureau [3]. - Ren Qinghua, the former head of the Guangxi Financial Regulatory Bureau, was appointed as the head of the Shenzhen Financial Regulatory Bureau [4]. - Bao Zuming, the former head of the Shenzhen Financial Regulatory Bureau, was appointed as the head of the Guangdong Financial Regulatory Bureau [5]. Group 2: Context of Changes - The personnel adjustments are part of a broader trend of leadership changes within the financial regulatory agencies, with a focus on filling previous vacancies and ensuring continuity in governance [6]. - The changes reflect a "horizontal transfer" of officials, indicating a strategic approach to leadership within the financial regulatory framework [6]. Group 3: Background of New Leaders - Liu Rong has returned to the financial regulatory system after serving as the Deputy Secretary-General of the Henan Provincial Government and has experience in financial regulation [8]. - Ren Qinghua has a long history of service in Guangdong's financial regulatory agencies, where he contributed to initiatives supporting the Guangdong-Hong Kong-Macao Greater Bay Area [11].