CorpGov and  IPO Edge are pleased to provide complete video coverage of the fifth annual Palm Beach CorpGov Forum held on Nov. 5-6, featuring a two-day event with panels, firesides and networking receptions. The event comprised an array of speakers from the worlds of corporate governance, activism, IPOs, private equity and venture capital. The panelists discussed the importance of activism both from inside and outside of companies, the role of independent directors, and why shareholder activism and active ...

Exclusive: Private-equity firm Clearlake Capital Group is buying investment manager Pathway Capital Management in a deal that will roughly double its assets under management https://t.co/tD9mzXVd1U ...

Core Viewpoint - Invesco is an independent investment management firm focused on enhancing the investment experience for individuals [1] Group 1 - Invesco emphasizes the importance of understanding investment objectives, risks, charges, and expenses before making investment decisions [1] - The firm provides educational content but does not offer specific investment recommendations or tax advice [1] - Invesco's opinions are based on current market conditions and may change without notice, indicating a dynamic approach to investment management [1]

Group 1 - The article does not provide any relevant content regarding company or industry insights [1]

Core Insights - AllianceBernstein L.P. and AllianceBernstein Holding L.P. reported a preliminary increase in assets under management (AUM) to $869 billion in October 2025, up from $860 billion at the end of September, reflecting a 1% month-over-month growth driven by market appreciation and modest net inflows [1][2] Summary by Category Assets Under Management - As of October 31, 2025, total AUM reached $869 billion, with a breakdown of $356 billion in private institutions, $359 billion in retail, and $154 billion in private wealth [2] - The increase in AUM was primarily attributed to market appreciation, with institutional net inflows partially offset by retail net outflows and slight net outflows from private wealth [1] Investment Performance - The total equity AUM was $362 billion, which includes $283 billion in actively managed equity and $79 billion in passive equity [2] - Total fixed income AUM amounted to $314 billion, with $217 billion in taxable fixed income and $88 billion in tax-exempt fixed income [2] - Alternatives and multi-asset solutions contributed $193 billion to the total AUM [2] Company Overview - AllianceBernstein is recognized as a leading global investment management firm, providing diversified investment services to institutional investors, individuals, and private wealth clients across major world markets [4]

Core Insights - The article discusses Oxford Lane Capital Corporation (OXLC) and highlights the importance of thorough due diligence before investing, especially in high-yield opportunities [1] Group 1: Company Overview - Oxford Lane Capital Corporation (OXLC) is presented as a high-yield investment option, but the article emphasizes the need for careful analysis before making investment decisions [1] Group 2: Investment Strategy - The investment group Trapping Value focuses on generating options income while prioritizing capital preservation, operating alongside Preferred Stock Trader [1] - The Covered Calls Portfolio aims to provide lower volatility income investing, while the fixed income portfolio targets securities with high income potential and significant undervaluation [1]

Group 1 - The investment portfolio includes a 15% allocation to midcap stocks, which have historically provided strong returns [1] - The focus is on value stocks with growth potential across various market capitalizations, including midcaps, small caps, and international stocks [1] - Recent strategies emphasize ETFs that may outperform the market or offer better risk protection, moving away from individual stock investments [1]

Core Insights - The Polen U.S. SMID Cap Growth Composite has shown significant performance, with a gross return of 34.84% for the year ending 2024, outperforming the Russell 2500 Growth Index, which returned 13.90% [11][24] - The composite has a strong historical performance, with annualized returns of 15.32% over five years and 14.49% over ten years [11] - The strategy has undergone several management transitions, with Andrew Cupps serving as the portfolio manager since inception in October 2005 [14] Performance Metrics - For 2024, the Polen U.S. SMID Cap Growth Composite reported a net return of 33.74%, while the Russell 2500 Growth Index had a net return of 13.90% [11] - The composite's performance in previous years includes a gross return of 30.72% in 2023 and a significant drop of -37.20% in 2022 [10] - The composite's three-year standard deviation was reported at 24.84%, compared to the Russell 2000's 22.80% [10] Management and Strategy - The Polen U.S. SMID Cap Growth strategy was created on July 1, 2025, and has been managed by various firms before transitioning to Polen Capital [14] - The strategy focuses on small to mid-cap equity accounts and is benchmarked against the Russell 2500 Growth Index [14] - The management fee structure for institutional accounts is tiered, starting at 0.95% for the first $10 million [22]

Core Insights - Fundstrat Capital is launching two new ETFs: the Fundstrat Granny Shots US Small- & Mid-Cap ETF (SMID Granny) and the Fundstrat Granny Shots US Large Cap & Income ETF (Granny Income), expanding its ETF offerings [1][2] - The flagship ETF, Fundstrat Granny Shots US Large Cap ETF (GRNY), has shown strong performance with a year-to-date return of 30.12%, significantly outperforming the S&P 500 by 1,260 basis points, and has surpassed $3.65 billion in assets under management (AUM) as of October 31, 2025 [2][15] - The new SMID Granny ETF aims for long-term capital appreciation through an actively managed portfolio of U.S. small- and mid-cap equities, while the Granny Income ETF seeks to provide income through an options-based strategy [2][3] Fundstrat Granny Shots ETFs Overview - The SMID Granny ETF (GRNJ) combines macro and thematic analysis with quantitative stock screening, targeting companies aligned with at least two key investment themes, and benchmarks against the Russell 2500 [2][4] - The Granny Income ETF (GRNI) applies an options-based income overlay to the holdings of the GRNY, aiming to generate additional income while maintaining large-cap U.S. equity exposure [3][4] Investment Strategy - The Granny Shots strategy is based on evidence-driven research, identifying macro forces shaping markets and applying a disciplined, rules-based investment approach [4][6] - The strategy incorporates both long-term themes (e.g., millennials, global labor supply) and short-term themes (e.g., style tilt, seasonality) to guide stock selection [7][8]

Core Insights - SoftBank Group reported a net profit of 2.5 trillion yen ($16.6 billion) for the July-September quarter [1] Financial Performance - The reported net profit of 2.5 trillion yen represents a significant financial achievement for the company during this period [1] - The profit figure translates to approximately $16.6 billion, indicating strong performance in the financial markets [1]