Core Insights - UBS Global Wealth Management has announced the addition of Bryan Davidson as a Financial Advisor in its Scottsdale, Arizona office [1] Company Developments - The recruitment of Bryan Davidson is part of UBS's strategy to enhance its advisory services in the Scottsdale region [1]

Core Insights - Equitable has agreed to acquire Stifel Financial's independent advisor business, expected to close in Q1 2026, adding approximately $9 billion in client assets and over 110 advisors to Equitable Advisors [1][2] Company Overview - Equitable Advisors currently manages over $110 billion in assets under administration with a workforce of about 4,500 employees [3] - The acquisition will enhance Equitable's wealth practice, which has an organic growth rate of 12% on a 12-month trailing basis, making it the fastest-growing segment of Equitable Holdings [2] Strategic Implications - The deal allows Equitable to access Stifel's open-architecture platform, marketing tools, and succession planning processes for independent advisors operating on a 1099 contractor model [5] - Stifel's CEO indicated that the independent advisor channel was "immaterial" to Stifel's larger wealth and banking business, emphasizing Stifel's focus on its core employee-channel advisory business [4][5] Future Outlook - Equitable has indicated intentions for further deal-making, promoting Nick Chan to head of mergers and acquisitions, reflecting a strategic focus on growth through acquisitions [6]

ST. PETERSBURG, Fla.--(BUSINESS WIRE)--Dynasty Financial Partners today announced that it has named prominent equity compensation plan expert Brian McDonald as a Senior Advisor to the firm. McDonald brings decades of leadership experience from Morgan Stanley, where he served as Managing Director overseeing workplace financial solutions, equity compensation, and retirement benefits, as well as Charles Schwab, where he held key leadership roles spanning wealth management, stock plan services, and. ...

近期，离岸家族信托再度引发热议。出乎意料的是，有一些老一辈企业家和一代创始人对自己的身后事"无知无觉"与"半知半觉"。 近年来，多位富豪、企业家为家族传承仅仅只设立了离岸家族信托，结果"翻车"并引发重大法律、税务纠纷。这些案例清晰反映出：单一依靠信托不等于绝 对安全，尤其在结构设计、控制权安排和法律合规上稍有疏忽，就可能导致"信托被击穿"或资产不保。此外，企业家没有提早做出安排，突然离世也往往导 致代际传承一地鸡毛。 由于财富管理不善，缺乏合理规划与有效监管，巨额财富也可能在短时间内蒸发殆尽。众多名人或一夜暴富人士生活极度奢靡，购置大量豪华房产和奢侈 品，同时在投资决策上也极为草率，在缺乏足够知识的情况下进行高风险投资，还因陷入法律纠纷，面临巨额诉讼费用。最终，曾经辉煌的财富帝国崩塌， 从富有走向破产。 信托翻车凸显提早合理规划的重要性 对于家族传承而言，财富传承往往首当其冲，离岸家族信托（Offshore Family Trust）是高净值人群（特别是企业家、富豪）常用的一种财富规划工具。 近年来，富豪、企业家设立离岸家族信托"翻车"的案例屡见不鲜，几乎都是因为踩了几大"雷区"——保留实控权、忽略税务合规、 ...

Core Insights - Farther, a New York-based registered investment advisor, has acquired a wealth management and 401(k) advice team in Marlton, N.J., focusing on physicians [1][2] - Masso Torrence Wealth, led by Christopher Masso and John Torrence, manages approximately $327 million in assets and aims to centralize client finances for better service [2][3] - The acquisition allows for a personalized approach to wealth management, addressing complexities specific to physicians, such as practice ownership and retirement strategies [3][4] Company Developments - Farther is on track to nearly triple its assets under management (AUM) this year, aiming to exceed $13 billion [3] - The company has raised over $118 million in funding to support its growth initiatives [5] - Farther's platform is designed to enable advisors to focus on client relationships rather than back-office tasks, enhancing operational efficiency [4]

Core Insights - Concurrent Investment Advisors has acquired a $1.3 billion wealth management team from Raymond James, enhancing its market position [1][2] - The acquisition increases Concurrent's assets under management to over $15 billion, alongside approximately $16 billion under advisement [3] Company Developments - Founding partners Bill Keaton and Alfred Sams, previously with Raymond James since 2017, will transition to Concurrent's 1099 affiliation platform [2] - Concurrent has taken a minority stake in the newly formed Keaton and Sams Wealth Management, with Goldman Sachs serving as the custodian [2] Industry Context - Raymond James reported a record advisor headcount for the fiscal year ending in September and acknowledged a strong recruiting pipeline, despite anticipating attrition in the upcoming quarter [4] - The competitive environment for advisor teams is highlighted, with ongoing rich deals available from roll-ups and aggregators, indicating a dynamic M&A landscape [5]

Core Insights - Binah Capital Group's subsidiary, PKS Investments, has been recognized as one of Albany's Best Places to Work for the second consecutive year, highlighting its strong employee satisfaction and workplace culture [1][3]. Group 1: Recognition and Awards - The Best Places to Work program, now in its 22nd year, evaluates companies based on employee feedback regarding organizational culture, leadership, and overall satisfaction [2]. - PKS Investments was recognized alongside various employers from diverse industries, reinforcing its reputation within the Albany community and the financial services sector [3]. Group 2: Company Culture and Leadership - Craig Goud, CEO of Binah Capital Group, emphasized that the company's culture is its greatest asset, contributing to an empowering and inspiring work environment [4]. - The recognition of PKS Investments underscores its strategic importance within Binah's platform and its role in the hybrid-friendly wealth management space [4]. Group 3: Company Overview - Binah Capital Group operates a network of firms that empower independent financial advisors, specializing in a hybrid-friendly model that supports RIAs in navigating the financial landscape [5]. - The company focuses on delivering value through partnerships and providing resources to help advisors manage commission-based businesses effectively [5].

Core Insights - LPL Financial LLC has welcomed Shawn Gentle, AIF® of Gentle Family Wealth Partners, to its broker-dealer and Registered Investment Advisor platform, managing approximately $280 million in advisory, brokerage, and retirement plan assets [1][9] Company Overview - LPL Financial Holdings Inc. is one of the fastest-growing wealth management firms in the U.S., supporting over 29,000 financial advisors and approximately 1,100 financial institutions, with around $1.9 trillion in brokerage and advisory assets for about 7 million Americans [7] Advisor Background - Shawn Gentle brings 37 years of experience in finance and economics, serving clients across the Southeast, including retirees, business owners, and entrepreneurs [2][3] - Gentle is actively involved with charitable organizations, assisting clients in achieving their legacy and philanthropic goals [2][3] Transition to LPL Financial - Gentle chose to transition to LPL for its advanced technology, autonomy, and robust support, emphasizing the importance of cybersecurity and technological innovation in today's financial environment [4][5] - The partnership with LPL allows Gentle to maintain a personalized approach while benefiting from the resources of a leading financial organization [5] Future Plans - Gentle plans to utilize LPL's resources for succession planning and practice acquisition, aiming to succeed retiring advisors and eventually transition his own practice [5]

Core Viewpoint - Many young investors are avoiding the stock market, which a financial expert claims could be their "biggest mistake" as it hinders long-term wealth building [1][2]. Group 1: Young Investors' Behavior - A significant portion of young investors, specifically 29% of Gen Z and 24% of millennials, find the stock market intimidating, which is higher than any other generation [2]. - Young investors are retreating into cash investments or bonds, believing they are playing it safe, despite historical data showing that stocks have outperformed these options over time [2][3]. Group 2: Investment Performance - From 1957 to 2024, the S&P 500 has delivered an average annual return of 11.84%, including dividends, compared to just 5.71% for 10-year Treasury Bonds [2]. Group 3: Advantages of Young Investors - The primary advantage for young investors is time, allowing them to let their earnings compound and recover from short-term losses [3][4]. - Understanding the benefits of long-term compounding can help young investors make more informed decisions [4]. Group 4: Risk Management Strategies - While investing in the stock market carries inherent risks, there are various strategies available to manage these risks effectively [4].

About this content About Sean Mason Sean Mason is a Senior Journalist at Proactive, having researched and written about Canadian and US equities for 20 years. Sean graduated from the University of Toronto with a BA in history and economics and has also passed the Canadian Securities Course. He previously worked at Investors Digest of Canada, Stockhouse, and SmallCapPower.com. Read more About the publisher Proactive financial news and online broadcast teams provide fast, accessible, informative and action ...