资本市场监管
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资本市场监管迎来“标准尺”,证监会23条措施构筑全链条保护网
2 1 Shi Ji Jing Ji Bao Dao· 2025-11-29 09:05
(原标题:资本市场监管迎来"标准尺",证监会23条措施构筑全链条保护网) 21世纪经济报道 记者 崔文静 北京报道 市场期待已久的监管措施程序性规定终于落地。 11月28日,证监会宣布就《证券期货市场监督管理措施实施办法(征求意见稿)》(以下简称《实施办 法》)公开征求意见,旨在为监管措施的实施提供全面、统一的程序规范。 这份覆盖15类措施、六大环节的实施办法,明确了监管措施的种类、实施原则和程序要求,解决了长期 以来监管措施实施中程序规定不够明确、当事人权利保障不充分等问题。 值得注意的是,新规在追求程序公正的同时,还设置了紧急情况下的快速处置机制,力求在权益保障和 风险处置之间取得平衡。 资本市场监督管理措施作为金融监管的重要手段,在维护市场秩序方面发挥着不可或缺的作用。2008 年,证监会制定的《证券期货市场监督管理措施实施办法(试行)》为监管措施的实施提供了初步依 据,在规范监管措施实施、维护市场秩序等方面发挥了积极作用。 随着资本市场的快速发展,证券、期货、基金等领域创新不断涌现,原有的试行办法已难以完全适应监 管实践的需要。近年来,监管措施在具体实施中逐渐暴露出一些问题,包括对监管措施的定位认识存 ...
证监会、沪深交易所最新发布!
Zheng Quan Shi Bao Wang· 2025-09-22 13:22
Core Viewpoint - The China Securities Regulatory Commission (CSRC), Shanghai Stock Exchange (SSE), and Shenzhen Stock Exchange (SZSE) have released updates on the progress of the third round of inspections by the 20th Central Committee, emphasizing the need for continuous reform and improvement in the capital market to enhance its stability and attractiveness [2][3][6]. Group 1: CSRC Initiatives - The CSRC aims to deepen reforms in the Sci-Tech Innovation Board, Growth Enterprise Market, and Beijing Stock Exchange, focusing on enhancing the issuance and listing systems to cultivate patient capital [3]. - The CSRC emphasizes the importance of strengthening the Party's leadership in capital markets, ensuring that policies and regulations align with the directives from the central government [3][4]. - The CSRC plans to improve risk resolution and regulatory enforcement capabilities, promoting the entry of long-term funds into the market and enhancing investor protection measures [4][5]. Group 2: SSE Strategies - The SSE is committed to increasing the inflow of medium- and long-term funds into the market, aiming to stabilize and activate the capital market while supporting new productive forces [6][7]. - The SSE will focus on comprehensive reforms in capital market financing, enhancing the quality and efficiency of investments, and promoting the development of innovative financial products [7][8]. - The SSE intends to strengthen its regulatory framework and maintain a zero-tolerance policy towards corruption, ensuring a clean and efficient governance structure [8]. Group 3: SZSE Focus Areas - The SZSE is dedicated to enhancing the leadership of the Party in its operations, ensuring that all activities align with the central government's policies and directives [9][10]. - The SZSE aims to promote the development of equity funds and facilitate the entry of long-term capital into the market, thereby improving the overall investment environment [10][11]. - The SZSE will work on integrating inspection results into its reform processes, ensuring that corrective actions are sustained and effective in driving high-quality development [11].