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募集资金管理
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统联精密: 深圳市泛海统联精密制造股份有限公司募集资金管理制度
Zheng Quan Zhi Xing· 2025-08-29 17:34
General Principles - The purpose of the fundraising management system is to standardize the management of funds raised by the company, improve the efficiency of fund usage, and protect the legitimate rights and interests of investors [1][2] - The funds raised refer to the capital obtained through the issuance of securities to unspecified objects, excluding funds raised for equity incentive plans [1] Fund Storage - The company must store the raised funds in a special account approved by the board of directors, and these funds cannot be used for other purposes [2][3] - A tripartite supervision agreement must be signed with the sponsor institution and the commercial bank within one month of the funds being received [2][3] Fund Usage - The company is required to disclose specific arrangements for the use of raised funds, focusing on technology innovation [4][5] - Funds must be used according to the planned usage stated in the issuance application documents, and any significant changes must be announced promptly [5][6] - The company can replace self-raised funds with raised funds within six months after the funds are received [6][7] Changes in Fund Usage - Any changes in the use of raised funds must be approved by the board of directors and the shareholders' meeting, with clear disclosure of the reasons and new project details [9][10] - The company must ensure that any new investment projects have good market prospects and profitability [10][11] Management and Supervision - The company must provide accurate and complete disclosures regarding the actual use of raised funds [12][13] - The sponsor institution or independent financial advisor is responsible for ongoing supervision and must report any irregularities to regulatory authorities [12][13]
大名城: 上海大名城企业股份有限公司募集资金管理制度
Zheng Quan Zhi Xing· 2025-08-22 13:12
Core Viewpoint - The document outlines the fundraising management system of Shanghai Daming City Enterprise Co., Ltd., emphasizing the importance of proper management and utilization of raised funds to protect investors' rights, particularly those of small and medium investors [1]. Group 1: Fundraising Management Principles - The company must use raised funds specifically for their intended purposes, aligning with national industrial policies and legal regulations, and should primarily benefit the main business to enhance competitiveness and innovation [2]. - A robust internal control system must be established for the management, use, and supervision of raised funds, including clear approval authority and risk control measures [2][3]. - The company’s controlling shareholders and actual controllers are prohibited from misappropriating or occupying the raised funds, and any such incidents must be disclosed promptly [2][3]. Group 2: Fund Storage and Management - Raised funds must be stored in a dedicated account approved by the board, and no other accounts should be used for these funds [3][4]. - The financial department is responsible for establishing and managing the dedicated account, ensuring that all funds are deposited promptly [3][4]. - Regular audits of the fund's storage and usage must be conducted, with findings reported to the audit committee [4][5]. Group 3: Fund Usage Regulations - The company must adhere to the usage plan outlined in the fundraising application documents and cannot change the purpose without proper procedures [5][6]. - If a fundraising project faces significant changes in market conditions or delays, the feasibility and expected returns must be reassessed [6][7]. - Funds cannot be used for financial investments or to benefit related parties improperly [7][8]. Group 4: Changes in Fund Usage - Any changes in the use of raised funds must be approved by the board and disclosed to shareholders [25][26]. - The company must ensure that new investment projects are viable and have good market prospects [26][27]. - If funds are to be transferred or replaced, detailed reasons and financial implications must be disclosed [29][30]. Group 5: Oversight and Reporting - The company must provide accurate and complete disclosures regarding the actual use of raised funds, especially if there are significant deviations from the planned usage [30][31]. - The board must conduct semi-annual reviews of fundraising projects and report on the status of fund usage [31][32]. - Independent auditors and financial advisors are required to conduct ongoing supervision and provide reports on the management and usage of raised funds [32][33].