登录新浪财经APP 搜索【信披】查看更多考评等级 主要问题为：2023年末对某客户222.6万元应收账款坏账计提不充分（少提211.47万元）；2022年提前确 认2023年验收的收入207.6万元。公司及任斌、刘鹏、李小燕再次被出具警示函，上交所予以口头警 示。公司已落实整改措施并形成报告。 上海证券交易所2025年8月14日口头警示 主要问题包括：2021年度跨期确认收入1464.11万元；部分研发费用未按规定资本化（涉及金额149.48万 元）；内幕信息登记存在遗漏；对募集资金置换时间的披露不准确。公司及董事长任斌、财务总监刘 鹏、董事会秘书李小燕被出具警示函并计入诚信档案，上交所同步予以监管警示。公司已按要求提交整 改报告，后续将加强法律法规学习，完善内控及信息披露质量。 中国证监会四川监管局2023年4月13日监管关注函 关注问题包括：部分会议未作记录、账户使用及会计凭证不规范、销售合同验收方式与实际执行不一 致、新经销模式稳定性、研发领料管理缺失、存货可变现净值测算不足。公司已完成自查整改并报送报 告。 中国证监会四川监管局2024年10月12日警示函及上海证券交易所2024年11月5日口头警示 ...

General Principles - The purpose of the fundraising management system is to standardize the management of funds raised by the company, improve the efficiency of fund usage, and protect the legitimate rights and interests of investors [1][2] - The funds raised refer to the capital obtained through the issuance of securities to unspecified objects, excluding funds raised for equity incentive plans [1] Fund Storage - The company must store the raised funds in a special account approved by the board of directors, and these funds cannot be used for other purposes [2][3] - A tripartite supervision agreement must be signed with the sponsor institution and the commercial bank within one month of the funds being received [2][3] Fund Usage - The company is required to disclose specific arrangements for the use of raised funds, focusing on technology innovation [4][5] - Funds must be used according to the planned usage stated in the issuance application documents, and any significant changes must be announced promptly [5][6] - The company can replace self-raised funds with raised funds within six months after the funds are received [6][7] Changes in Fund Usage - Any changes in the use of raised funds must be approved by the board of directors and the shareholders' meeting, with clear disclosure of the reasons and new project details [9][10] - The company must ensure that any new investment projects have good market prospects and profitability [10][11] Management and Supervision - The company must provide accurate and complete disclosures regarding the actual use of raised funds [12][13] - The sponsor institution or independent financial advisor is responsible for ongoing supervision and must report any irregularities to regulatory authorities [12][13]