开源证券股份有限公司关于河南同心传动股份有限公司 二、募集资金使用情况和存储情况 截至 2022年 12月 31日,募集资金的存储情况列示如下: | | | 补充确认超募资金用途变更的核查意见 开源证券股份有限公司（以下简称"开源证券"、"保荐机构"）作为河南同心 传动股份有限公司(以下简称"同心传动"、"公司"）向不特定合格投资者公开发 行股票并在北京证券交易所上市的保荐机构,根据《证券发行上市保荐业务管理 办法》《北京证券交易所上市公司持续监管办法(试行)》《北京证券交易所证券发 行上市保荐业务管理细则》《北京证券交易所股票上市规则(试行)》等相关规定， 对公司补充确认超募资金用途变更事项进行核查,具体核查情况如下: 一、募集资金基本情况 公司本次行使超额配售权新增发行股票数量 375.00 万股，发行价格为人民 币 3.95 元/股,本次超额配售实际募集资金总额为 14,812,500.00 元,扣除与发行 有关的费用（不含税）人民币 1,372,002.66 元, 实际募集资金净额为人民币 13,440,497.34 元。截至 2021 年 12 月 15 日,上述行使超额配售选择权的资金已 全部到账 ...

证券代码：833454 证券简称：同心传动 公告编号：2023-006 河南同心传动股份有限公司 河南同心传动股份有限公司 董事会 2023年4月12日 关于 2022 年年度报告延期披露的提示性公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 河南同心传动股份有限公司（以下简称"公司"）原计划于 2023 年 4月 18 日在北京证券交易所指定官方信息披露平台（http://www.bse.cn/）披露 《2022 年年度报告》，因年度报告内容尚需完善，为保证年度报告质量和信息 披露的准确性，经公司慎重决定，公司向北京证券交易所申请《2022 年年度报 告》、《2023年第一季度报告》披露日期延期至 2023 年 4 月 24 日。 公司董事会对本次调整年度报告披露时间给投资者带来的不便深表歉意，敬 请谅解。 ...

证券代码：833454 证券简称：同心传动 公告编号：2023-005 河南同心传动股份有限公司 委托理财进展的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 二、 本次委托理财情况 （一） 本次委托理财产品的基本情况 | 受托方 | | 产品类 | | 产品名称 | 产品金 额（万 | 预计年化 | 产品期 | | 收益 | 投资 | 资金 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 名称 | | 型 | | | 元） | 收益率（%） | 限 | | 类型 | 方向 | 来源 | | 招 | 商 | 银 | 行 | 点金系列 | 1,000 | 2.70% | 2023 | 年 | 保 本 | 无 固 | 募 集 | | 银行 | | 理 | 财 | 看涨两层 | | | 3 月 | 10 | 浮 动 | 定 投 | 资金 | | | | 产品 | | 区间 | | | 日 | 至 ...

| 项目 | 本报告期 | 上年同期 | 变动比例% | | --- | --- | --- | --- | | 营业收入 | 162,154,685.79 | 132,461,233.97 | 22.42% | | 归属于上市公司股东的净 | 18,861,005.78 | 23,806,928.80 | -20.78% | | 利润 | | | | | 归属于上市公司股东的扣 | 16,231,509.48 | 22,194,424.15 | -26.87% | | 除非经常性损益的净利润 | | | | | 基本每股收益 | 0.18 | 0.30 | -40.00% | | 加权平均净资产收益率% | 5.97% | 12.39% | - | | （扣非前） | | | | | 加权平均净资产收益率% | 5.46% | 11.55% | - | | （扣非后） | | | | | | 本报告期末 | 本报告期初 | 变动比例% | | 总资产 | 337,959,780.10 | 344,311,230.59 | -1.84% | | 归属于上市公司股东的所 | 295,328,549.08 | 2 ...

开源证券股份有限公司关于河南同心传动股份有限公司 涉嫌信息披露和内幕信息知情人登记等违规事项 之现场核查报告 2、获取公司关于未入账收入、支出及关联方资金占用事项的说明; 3、检查公司未入账收支明细,查阅 2022年度公司内幕信息知情人登记的 相关资料; 4、查阅公司《信息披露管理制度》《防止控股股东、实际控制人及其关联方 占用公司资金管理制度》《关联交易管理制度》《内部控制制度》《内幕信息知情 人登记管理制度》等相关规章制度; 5、访谈公司董事长陈红凯和董事会秘书、财务负责人李宏杰,了解未入账 收入、支出及关联方资金占用事项和未按要求准确填写内幕信息知情人登记表事 项等违规事项发生的原因及整改情况; 6、获取公司上述违规事项的整改依据及整改报告。 开源证券股份有限公司(以下简称"开源证券"或"保荐机构")作为河南同心 传动股份有限公司(以下简称"同心传动"或"公司")在北京证券交易所上市的保 荐机构,根据《证券发行上市保荐业务管理办法》《北京证券交易所股票上市规 则(试行)》《北京证券交易所上市公司持续监管办法(试行)》等相关法律、法 规和规范性文件的规定,对公司涉嫌信息披露、关联方资金占用和内幕信息知情 ...

证券代码：833454 证券简称：同心传动 公告编号：2023-003 河南同心传动股份有限公司 关于公司及相关责任人员收到中国证券监督管理委员会 河南监管局行政监管措施决定书的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、基本情况 相关文书的全称：《关于对河南同心传动股份有限公司和相关责任人员采取 出具警示函措施的决定》 | （涉嫌）违法违规主体及任职情况： | | --- | | 姓名/名称 | 类别 | 具体任职/关联关系 | | --- | --- | --- | | 河南同心传动股份有限公 | 上市公司或其子公司 | / | | 司（以下简称"同心传动"） | | | | 陈红凯 | 控股股东/实际控制人 | 董事长、总经理 | | 李宏杰 | 董监高 | 董事会秘书、财务负责人 | 涉嫌违法违规事项类别： 1、信息披露违规 2、内幕信息知情人登记事项违规 收到日期：2023 年 1 月 11 日 生效日期：2023 年 1 月 10 日 作出主体：中国证监会及其派出机构 措施类别 ...

证券代码：833454 证券简称：同心传动 公告编号：2023-002 河南同心传动股份有限公司 关于公司收到政府上市奖补资金的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带法 律责任。 一、收到政府上市奖补的基本情况 根据《许昌经济技术开发区管理委员会关于印发上市（挂牌）企业奖补办法的 通知》（许开管〔2022〕6号）文件，河南同心传动股份有限公司（以下简称"公 司"）于2022年12月30日收到许昌经济技术开发区拨付的公司在北京证券交易 所上市的奖补资金 230万元。 二、政府上市奖补对公司的影响 根据《企业会计准则第16号-政府补助》的有关规定，公司将对上述政府奖 补进行相应的会计处理，具体会计处理以审计机构年度审计确认后的结果为准。 敬请广大投资者注意投资风险。 三、备查文件 （一）有关补助的政府批文 （二）收款凭证 特此公告。 河南同心传动股份有限公司 董事会 2023 年 1 月3 日 ...

证券代码：833454 证券简称：同心传动 公告编号：2023-001 根据2022年12月30日国家高新技术企业认定管理工作网公布的《关于对河南 的省认定机构2022年认定的第一批高新技术企业进行备案的公告》，河南同心传 动股份有限公司（以下简称"公司"）通过高新技术企业重新认定，证书编号： GR202241000937，发证时间：2022年12月1日，有效期：三年。 根据《中华人民共和国企业所得税法》等有关规定，公司本次通过高新技术 企业重新认定后，连续三年（2022年、2023年、2024年）继续享受高新技术企业 的相关税收优惠政策，即按15%的税率缴纳企业所得税。 鉴于公司2022年度已按15%的税率缴纳企业所得税，以上税收优惠政策不会 对公司2022年度已披露的相关财务数据产生影响。 河南同心传动股份有限公司 关于通过高新技术企业重新认定的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个 别及连带法律责任。 河南同心传动股份有限公司 董事会 2023 年 1 月 3 日 特此公告！ ...

Financial Performance - The company's sales revenue decreased by 29.64% in the first half of 2022 due to significant impacts from COVID-19 outbreaks in the region[11]. - The company reported a revenue of CNY 51,892,628.04, a decrease of 29.64% compared to the previous year's revenue of CNY 73,750,792.47[25]. - The net profit attributable to shareholders was CNY 8,635,108.52, down 37.82% from CNY 13,888,173.25 in the same period last year[25]. - The gross profit margin decreased to 30.21% from 34.04% year-on-year[25]. - The company achieved a net cash flow from operating activities of CNY 6,480,413.34, a decline of 49.75% compared to CNY 12,897,545.47 in the previous year[27]. - The company reported a significant decrease in operating profit by 38.76%, totaling $9.67 million compared to $15.79 million last year[50]. - The company experienced a 29.64% decline in sales revenue during the first half of 2022 due to significant COVID-19 outbreaks affecting procurement, production, logistics, and customer loading volumes[71]. Assets and Liabilities - The total assets decreased by 7.11% to CNY 319,815,870.68 from CNY 344,311,230.59 at the end of the previous year[26]. - The total liabilities decreased significantly by 34.57% to CNY 34,304,910.05 from CNY 52,426,594.09[26]. - Cash and cash equivalents decreased by 39.73% to ¥72,658,326.25, primarily due to the purchase of ¥13 million in trading financial assets and the use of funds for raw material purchases totaling ¥30.71 million[46]. - The company's retained earnings decreased by 7.82% to ¥79,703,685.63, indicating a reduction in undistributed profits[46]. - The company's total current assets decreased from ¥246,752,445.65 to ¥214,785,116.15, a decline of approximately 12.9%[112]. Research and Development - The company has established a professional technology R&D center focused on the research and development of automotive and engineering drive shafts[32]. - The company has adopted new hydraulic forging technology, achieving over 20% savings in raw materials for drive shaft components[32]. - The company is focusing on expanding its R&D capabilities and enhancing its product offerings in the automotive sector[44]. - The company is committed to developing a national-level R&D and experimental platform for intelligent automotive drive shafts[36]. - The company will enhance R&D efforts and introduce high-standard talent to seize the technological high ground in the drive shaft industry[36]. Market and Strategy - The company has a comprehensive international development strategy aimed at increasing its market share and business expansion capabilities[34]. - The company aims to achieve a production capacity of 400,000 sets of drive shafts in 2022[36]. - The company plans to increase the market share of drive shafts in engineering machinery and rail vehicles as a key market expansion strategy[36]. - The company targets to increase the proportion of export sales revenue to over 30% of total revenue in 2022[36]. - The international market saw a growth of 44.18% year-on-year, attributed to increased demand in the Russian market despite the ongoing conflict[56]. Risks and Controls - The company faces risks related to macroeconomic slowdown, which could lead to decreased demand for its transmission products in the automotive sector[10]. - The company is exposed to product quality risks, as any significant quality issues could lead to major claims and damage to brand reputation[10]. - The company has established a comprehensive internal control system, but risks remain regarding improper control by major shareholders[10]. - The company is focused on improving internal controls and credit management to effectively track and recover accounts receivable[69]. - The company has implemented strict environmental protection measures, ensuring compliance with relevant laws and standards in its production processes[63]. Shareholder and Governance - The total number of ordinary shares is 105,100,000, with 32.94% held by the controlling shareholder and actual controller[85]. - The largest shareholder, Chen Hongkai, holds 55,794,500 shares, accounting for 53.09% of total shares[88]. - The company has ongoing commitments to avoid direct or indirect provision of funds to controlling shareholders and related parties[76]. - The company appointed a new director, Wang Yuling, to enhance corporate governance structure[105]. - The company has not reported any significant asset impairment losses during the reporting period[131]. Financial Management - The company raised a total of RMB 113,562,500 through the issuance of 28.75 million new shares at a price of RMB 3.95 per share, with a net amount of RMB 102,704,583 after deducting issuance costs[93]. - The company has not changed the intended use of the raised funds, and there were no instances of using raised funds to replace self-raised funds[96]. - The company distributed a cash dividend of RMB 1.5 per 10 shares on June 23, 2022[99]. - The company has complied with all relevant regulations and procedures regarding profit distribution and capital reserve transfers[100]. - The company has a registered capital of CNY 10,510.00 million, with a total of 10,510.00 million shares issued as of June 30, 2022[135].

Capital Market Development - The company was approved to publicly issue up to 28.75 million new shares, including the exercise of the over-allotment option, as per the approval from the China Securities Regulatory Commission on October 11, 2021[4]. - On November 15, 2021, the company officially listed on the Beijing Stock Exchange, marking a significant milestone in its capital market development[4]. - The company issued 28,750,000 shares, increasing the total share capital from 76,350,000 shares to 105,100,000 shares[25]. - The company raised a total of RMB 113,562,500 through the issuance of 28,750,000 shares at a price of RMB 3.95 per share[156]. - As of December 15, 2021, the total amount of funds raised was RMB 104,264,150.94 after deducting underwriting fees[159]. - The company utilized RMB 14,495,661.91 of the raised funds during the reporting period, with no changes to the intended use of the funds[157]. - The company has a total of RMB 90,066,807.88 remaining in the fundraising account at the end of the reporting period[160]. Financial Performance - The company's total revenue for 2021 was CNY 132,461,233.97, a decrease of 5.45% compared to CNY 140,092,660.53 in 2020[28]. - The net profit attributable to shareholders for 2021 was CNY 23,806,928.80, down 19.59% from CNY 29,605,904.54 in 2020[28]. - The company's total assets increased by 51.23% to CNY 344,311,230.59 in 2021 from CNY 227,671,659.91 at the beginning of the year[30]. - The total liabilities decreased by 15.85% to CNY 52,426,594.09 in 2021 from CNY 62,298,535.63 in 2020[30]. - The weighted average return on equity (ROE) based on net profit attributable to shareholders was 12.39% in 2021, down from 19.26% in 2020[28]. - The company's basic earnings per share decreased by 23.93% to CNY 0.30 in 2021 from CNY 0.39 in 2020[28]. - The gross profit margin declined to 32.90% from 34.70% year-on-year[68]. - Net profit decreased by 19.59% to 2,373.91 million, primarily due to reduced revenue and increased raw material costs[71]. Raw Material and Production Risks - The company faces risks from rapid growth in domestic automotive production capacity and potential restrictions on production and consumption due to environmental concerns[11]. - The company is exposed to risks related to the fluctuation of raw material prices, which could directly affect production costs and profitability[12]. - The company's main raw materials include steel and universal joints, with raw material costs significantly impacting gross margins and operational performance[12]. - The company faces risks from fluctuations in raw material prices, with a significant portion of production costs attributed to steel and components, and plans to improve efficiency to mitigate these risks[126]. Research and Development - The company plans to maintain R&D expenses at no less than 6% of sales revenue, aiming to apply for 2 national invention patents and 6 utility model patents[50]. - The company has established a professional technical R&D center focused on the research and development of automotive and engineering drive shafts[44]. - R&D expenditure amounted to ¥7,856,697.56, representing 5.93% of operating revenue, an increase from 5.44% in the previous period[96]. - The total number of patents owned by the company increased to 42, up from 40 in the previous period[98]. - The proportion of R&D personnel to total employees rose to 17.92%, compared to 15.46% in the previous period[97]. - The company is actively pursuing new product development and technological advancements to enhance its competitive edge in the market[100]. Market Strategy and Expansion - The company targets a production capacity of 400,000 sets of drive shafts in 2022, with a significant increase in revenue and net profit expected[50]. - The company aims to increase the proportion of export sales revenue to over 30% of total revenue in 2022[50]. - The company is pursuing a dual-market strategy, focusing on both domestic and international markets to drive growth[117]. - The company plans to increase the market share of drive shafts in engineering machinery and rail vehicles as a key market expansion strategy, targeting over 30% of total revenue from export sales in 2022[120]. Governance and Compliance - The company has established new governance systems and improved internal management to ensure compliance with relevant laws and regulations[186]. - The board of directors held 9 meetings during the reporting period, addressing significant matters including amendments to the company’s articles of association[191]. - The company implemented measures to protect shareholder rights, including independent director systems and cumulative voting for significant resolutions[188]. - The governance structure has been improved in line with the regulations of the Beijing Stock Exchange, with a focus on enhancing internal control systems and potentially introducing professional managers in the future[196]. Shareholder Information - The company has a total of 12,328 shareholders as of the reporting period[145]. - The company reported a total shareholding of 55,794,500 shares, representing 53.0% of the total shares outstanding[148]. - The total number of shares held by the top ten shareholders is 72,850,000, which constitutes 72.07% of the total shares[151]. - The company has not experienced any changes in its controlling shareholders or actual controllers during the reporting period[153]. - The company has fulfilled all related commitments during the reporting period, with no overdue or violated commitments[139]. Environmental and Social Responsibility - The company emphasizes the importance of environmental protection, ensuring compliance with air and water pollution standards through effective waste management[110]. - The company is committed to enhancing its product and technology leadership through continuous innovation and collaboration with manufacturers[119].