股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 | | 2026年1月31日 | | --- | --- | | 狀態: | | | 新提交 | | | | 截至月份: | 致：香港交易及結算所有限公司 公司名稱: 鼎石資本有限公司 呈交日期: 2026年2月2日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | 不適用 | | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 00804 | 說明 | | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | | 1,250,000,000 | HKD | | 0.4 | HKD | | 500,000,000 | | 增加 / 減少 (-) | | | | | | | HKD | | | | 本月底結存 | | | 1,250,000,000 | HKD | | 0. ...

受损股民可至新浪股民维权平台登记该公司维权：http://wq.finance.sina.com.cn/ 关注@新浪证券、微信关注新浪券商基金、百度搜索新浪股民维权、访问新浪财经客户端、 新浪财经首页都能找到我 2026年1月底，上海久诚律师事务所股票索赔律师许峰代理的一位鹏博士（600804）投资者通过调解获 赔到位，目前投资者已经收到赔偿款。（许峰律师专栏） 此前部分投资者收到法院送达的调解书，但鹏博士及杨学平没有按照调解书履行付款义务，其他鹏博士 投资者索赔案已向法院申请强制执行。 鹏博士投资者索赔案此前已有投资者胜诉的生效判决，投资者获得一定比例的胜诉。律师团队目前还在 继续推进后续案件的立案工作，还在继续接受其他投资者的索赔委托。 2024年8月16日晚，鹏博士公告收到证监会《行政处罚决定书》，经查明，当事人违法事实如下： 二、鹏博士未按规定披露重大合同。 三、鹏博士2012年-2022年年报存在虚假记载 鹏博士2012年虚增利润42，456，137.95元，占当年利润总额比例为17.43%。鹏博士2012年-2015年年报 均虚增资产，2016年年报虚增资产162，000，000.00元、虚增利润 ...

受损股民可至新浪股民维权平台登记该公司维权：http://wq.finance.sina.com.cn/ 关注@新浪证券、微信关注新浪券商基金、百度搜索新浪股民维权、访问新浪财经客户端、 新浪财经首页都能找到我 2026年1月23日，上海久诚律师事务所股票索赔律师许峰代理的鹏博士（600804）虚假陈述引发的投资 者索赔案再收到一批调解书，同日，也再向法院提交一批立案。（许峰律师专栏） 许峰律师代理的部分鹏博士（600804）投资者索赔案已向法院申请强制执行。此前部分收件收到法院送 达的调解书，但鹏博士及杨学平没有按照调解书履行付款义务。 许峰律师代理的鹏博士投资者索赔案收到法院送达的一审判决书，投资者获得一定比例的胜诉。律师团 队目前还在继续推进后续案件的立案工作，还在继续接受其他投资者的索赔委托。 2024年8月16日晚，鹏博士公告收到证监会《行政处罚决定书》，经查明，当事人违法事实如下： 一、鹏博士未按规定披露关联交易。 二、鹏博士未按规定披露重大合同。 三、鹏博士2012年-2022年年报存在虚假记载 鹏博士2012年虚增利润42，456，137.95元，占当年利润总额比例为17.43%。鹏博士201 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告之內容概不負責，對其 準確性或完整性亦不發表任何聲明，並明確表示，概不就因本公告全部或任何部分內容 而產生或因倚賴該等內容而引致之任何損失承擔任何責任。 本公告僅供參考，並不構成收購、購買或認購任何證券的邀請或要約。 Pinestone Capital Limited 鼎石資本有限公司 （ 於 開 曼 群 島 註 冊 成 立 之 有 限 公 司 ） （股份代號：804） 自願性公告 有關實施補救措施之最新進展 本公告乃由鼎石資本有限公司（「本公司」）自願作出。 茲提述本公司日期為2025年10月6日之補充及澄清公告（「該公告」），內容涉及（其中包括）(i) 獨立調查的主要結果；及(ii)董事會建議及同意的補救行動。除文義另有所指外，本公告 所用詞彙與該公告所界定者具有相同涵義。 誠如該公告所披露，董事會同意建議的補救措施，並已指示高級管理層按照原訂的實施 時間表實施所有措施。本公司謹此向股東及潛在投資者提供實施該等補救措施的最新進展。 以下為該公告所披露之補救措施之最新進展。 — 1 — 日期為2025年10月6日之該公告所述將採取 之補救行動 加強內部 ...

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2025年12月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 鼎石資本有限公司 呈交日期: 2026年1月2日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | 不適用 | | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 00804 | 說明 | | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | | 1,250,000,000 | HKD | | 0.4 | HKD | | 500,000,000 | | 增加 / 減少 (-) | | | | | | | HKD | | | | 本月底結存 | | | 1,250,000,000 | HKD | | 0.4 | HKD | | 500,000,000 | 本月底法定/註冊股本總 ...

Core Viewpoint - Peng Bo Shi Telecom Media Group Co., Ltd. has been penalized for violations of information disclosure regulations, including failure to disclose related party transactions and significant omissions in periodic reports, which has harmed investors' rights [1][6]. Summary by Sections Administrative Penalty - The China Securities Regulatory Commission's Sichuan Regulatory Bureau issued an administrative penalty decision against Peng Bo Shi for failing to disclose non-operating fund transactions with related parties, leading to inaccurate and incomplete annual report disclosures [1][6]. Investor Compensation Eligibility - Two categories of investors are eligible for compensation: - **First Interval**: Investors who purchased Peng Bo Shi stock (600804) between April 12, 2013, and July 18, 2023, and sold or continued to hold the stock after July 18, 2023, are eligible [2][7]. - **Second Interval**: Investors who bought the stock between April 28, 2022, and April 16, 2024, and sold or continued to hold it after April 16, 2024, are also eligible [3][8]. Required Documentation for Claims - Investors must prepare the following documents for compensation claims: - **Stock Transaction Statement**: Original statement stamped by the brokerage, covering all transactions from the first purchase to the last sale or print date, including current holdings for those still owning shares [4][9]. - **Copy of ID**: Personal investors must provide a copy of their ID [5][10]. - **Securities Account Confirmation**: A confirmation from the brokerage containing the investor's name, ID number, and account number, also stamped by the brokerage [5][10].

Core Viewpoint - Peng Bo Shi Telecom Media Group Co., Ltd. has been penalized for violations of information disclosure regulations, including failure to disclose related party transactions and significant omissions in periodic reports, which has harmed investors' rights [1][7]. Group 1: Regulatory Actions - The China Securities Regulatory Commission's Sichuan Regulatory Bureau issued an administrative penalty decision against Peng Bo Shi for failing to disclose non-operating fund transactions with related parties, leading to inaccurate and incomplete annual report disclosures [1][7]. - The violations are considered serious breaches of the Securities Law of the People's Republic of China and related disclosure regulations, infringing on the legitimate rights of investors [1][7]. Group 2: Investor Compensation - Affected investors are entitled to file civil compensation lawsuits due to the company's false statements, as per the revised Securities Law and relevant judicial interpretations [1][7]. - Two categories of investors are preliminarily identified as eligible for compensation: 1. Investors who purchased Peng Bo Shi stock (600804) between April 12, 2013, and July 18, 2023, and sold or continued to hold the stock after July 18, 2023 [2][8]. 2. Investors who bought the stock between April 28, 2022, and April 16, 2024, and sold or continued to hold it after April 16, 2024 [3][8]. Group 3: Required Documentation for Claims - Investors must prepare the following materials to support their claims: 1. Original stock transaction statements, stamped by the brokerage, covering all transactions from the first purchase to the last sale or print date [4][9]. 2. A copy of the investor's ID card, including both sides for individual investors [5][10]. 3. A securities account confirmation letter issued by the brokerage, containing the investor's name, ID number, and account number, also stamped by the brokerage [5][10].

Core Viewpoint - Peng Bo Shi (鹏博士) has faced significant legal and regulatory challenges due to violations related to financial disclosures and reporting inaccuracies, leading to investor compensation claims and ongoing legal proceedings [2][4][10]. Group 1: Regulatory Violations - Peng Bo Shi failed to disclose related party transactions as required by regulations [2][7]. - The company did not disclose significant contracts, which is a breach of regulatory requirements [3][8]. - From 2012 to 2022, Peng Bo Shi's annual reports contained false records, including a profit inflation of 42,456,137.95 yuan in 2012, which constituted 17.43% of that year's total profit [4][9]. Group 2: Financial Misstatements - Annual reports from 2012 to 2015 showed inflated assets, with the 2016 report reflecting an asset inflation of 162 million yuan, which was 17.48% of that year's total profit [4][9]. - For the years 2020 to 2022, the company reported a reduction in net assets of 196 million yuan each year, representing 21.77%, 14.27%, and 18.51% of the net assets at the end of 2020, 2021, and 2022, respectively [4][9]. Group 3: Legal Proceedings and Investor Claims - A law firm is actively representing investors in compensation claims against Peng Bo Shi, with some investors already receiving settlements through mediation [5][6]. - Investors who purchased shares between April 12, 2013, and July 18, 2023, and sold or held them after July 18, 2023, are eligible to initiate claims [10].

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 | 截至月份: | | --- | | 2025年11月30日 | | 狀態: | | 新提交 | 致：香港交易及結算所有限公司 公司名稱: 鼎石資本有限公司 呈交日期: 2025年12月1日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | 不適用 | | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 00804 | 說明 | | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | | 1,250,000,000 | HKD | | 0.4 | HKD | | 500,000,000 | | 增加 / 減少 (-) | | | | | | | HKD | | | | 本月底結存 | | | 1,250,000,000 | HKD | | 0.4 | HKD | | ...

Group 1 - The Hang Seng Index closed down 0.34% at 25,858.89 points on November 28, with Ding Shi Capital (00804.HK) rising 13.51% to HKD 2.94 per share, with a trading volume of 40,000 shares and a turnover of HKD 108,700, showing a volatility of 22.78% [1] - Over the past month, Ding Shi Capital has seen a cumulative decline of 49.81%, while year-to-date, it has increased by 11.54%, underperforming the Hang Seng Index by 29.34% [1] - As of June 30, 2025, Ding Shi Capital reported total revenue of HKD 15.85 million, a year-on-year increase of 61.43%, but a net profit attributable to shareholders of -HKD 3.36 million, a decrease of 357.07%, with a debt-to-asset ratio of 3.91% [1] Group 2 - Ding Shi Capital Limited is a financial services institution based in Hong Kong, providing customized services to individual and corporate clients [2] - The company's main business includes (i) securities brokerage; (ii) securities margin financing; and (iii) placement and underwriting [2] - Through its main operating subsidiary, Ding Shi Securities Limited ("PSL"), the company is licensed to conduct regulated activities under the Securities and Futures Ordinance in Hong Kong, including brokerage services and margin financing [2]