股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2025年10月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 盛京銀行股份有限公司 (「本行」) 呈交日期: 2025年11月5日 備註： 第 1 頁 共 11 頁 v 1.1.1 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 02066 | 說明 | | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | | 2,340,742,500 | RMB | | 1 | RMB | | 2,340,742,500 | | 增加 / 減少 (-) | | | 0 | | | | RMB | | 0 | | 本月底結存 | | | 2,340,742,500 | RMB | | 1 ...

Core Viewpoint - The company, Founder Securities, is focusing on its core business by completely divesting its stake in Shengjing Bank, selling 300 million shares for a total consideration of 435 million yuan, as part of a broader strategy to optimize asset management and improve capital efficiency [2][4][7]. Financial Performance - For the first three quarters of the year, Founder Securities reported total revenue of 9.08 billion yuan, a year-on-year increase of 67.17%, and a net profit of 3.80 billion yuan, up 93.31% [3][10]. - In Q3 alone, the company achieved revenue of 3.42 billion yuan, reflecting a 99.89% increase year-on-year, with net profit soaring by 130.46% to 1.42 billion yuan [10]. Asset Disposal Actions - The sale of Shengjing Bank shares is part of a series of asset disposals, including the sale of a landmark property in Zhengzhou for 730 million yuan and the divestment of a 49% stake in Credit Suisse Securities for 885 million yuan, with total cash recovery expected to exceed 2 billion yuan [2][8][9]. - The divestment of Shengjing Bank is linked to the bank's privatization and delisting process, initiated by its major shareholder, Shengjing Financial Holdings, which has made a cash offer to acquire all remaining shares [4][6]. Revenue Breakdown - The wealth management segment has been the largest contributor to the company's revenue growth, with net commission income from this segment reaching 4.93 billion yuan, a 69.82% increase year-on-year [11]. - The brokerage business saw a significant rise in net commission income, totaling 4.17 billion yuan, up 81.39% year-on-year, while investment banking fees slightly decreased [11]. Investment and Trading Contributions - Investment and trading activities have also significantly contributed to the company's earnings, with investment income reaching 3.35 billion yuan, a 68.86% increase, primarily due to higher returns from financial instruments [12].

Core Viewpoint - Fangzheng Securities has agreed to sell 300 million shares of Shengjing Bank to Shengjing Jin控 for a total consideration of 435 million yuan, marking a significant asset restructuring move for the company [1][2]. Group 1: Asset Sale and Financial Impact - The sale of Shengjing Bank shares is part of a broader privatization and delisting strategy for Shengjing Bank, with the buyout price for domestic shares set at 1.2 yuan per share [2]. - Following the transaction, Fangzheng Securities will no longer hold shares in Shengjing Bank, which will enhance the company's cash flow by 435 million yuan [2]. - The transaction price is below the book value of the shares, which is expected to reduce the net profit attributable to shareholders by approximately 449 million yuan for the current fiscal year [2]. Group 2: Recent Asset Disposals - Since 2024, Fangzheng Securities has been actively disposing of non-core assets, including the sale of a 49% stake in Credit Suisse Securities [3]. - The company has also initiated the sale of distressed assets, with an initial payment of 219 million yuan received for properties in Zhengzhou [3][4]. - After completing these asset disposals, Fangzheng Securities is expected to recover over 2 billion yuan in cash [4]. Group 3: Financial Performance - In the third quarter, Fangzheng Securities reported a revenue of 3.419 billion yuan, a year-on-year increase of 99.89%, and a net profit of 1.415 billion yuan, up 130.46% [5]. - For the first three quarters, total revenue reached 9.082 billion yuan, reflecting a 67.17% increase, while net profit was 3.799 billion yuan, a 93.31% rise [5]. - The wealth management segment significantly contributed to the revenue growth, with net commission income of 4.932 billion yuan, up 69.82% [5]. - Investment income also saw a substantial increase, reaching 3.351 billion yuan, a 68.86% growth, driven by higher returns from financial instruments [6].

Core Viewpoint - Shengjing Bank has received approval from the Liaoning Financial Regulatory Bureau for Mr. Li Weiming's appointment as a non-executive director, effective from October 28, 2025, until the end of the eighth board term [1] Group 1 - Mr. Li Weiming's term as a non-executive director will commence upon the formal approval from the Liaoning Financial Regulatory Bureau [1] - Mr. Li Weiming will also serve as a member of the board's audit committee, with the same term duration [1]

Core Viewpoint - Fangzheng Securities announced the sale of 300 million shares of Shengjing Bank for a total consideration of 435 million yuan, following a comprehensive offer from Shengjing Jin控 Investment Group [3][4] Group 1: Company Actions - Fangzheng Securities will no longer hold shares in Shengjing Bank after this transaction, which is expected to reduce the net profit attributable to shareholders by approximately 449 million yuan for the current year [3] - The company reported a revenue of 9.082 billion yuan for the first three quarters, a year-on-year increase of 67.17%, and a net profit of 3.799 billion yuan, up 93.31% year-on-year [3] Group 2: Shengjing Bank Overview - Shengjing Bank, the largest city commercial bank in Northeast China, had total assets of 1.12 trillion yuan by the end of 2024, reflecting a year-on-year growth of 4% [4] - The bank's revenue has declined from a peak of 21 billion yuan in 2019 to 8.577 billion yuan in 2024, with net profit dropping significantly from a peak of 7.580 billion yuan in 2017 to 621 million yuan in 2024, a year-on-year decrease of 15.21% [5] Group 3: Market Context - Shengjing Bank's decision to delist from the Hong Kong Stock Exchange is aimed at providing shareholders with an opportunity to liquidate their investments, as the bank's stock price has decreased by 4.20% compared to a 30.05% increase in the Hang Seng Index during the same period [5] - The bank's low trading volume has severely limited its ability to raise funds through equity markets, prompting the need for a strategic shift to optimize resource allocation and focus on business development [5][6]

智通财经APP讯，盛京银行(02066)发布公告，本行近日收到辽宁金融监管局关于核准李为明先生任职资 格的批复。根据该批复，辽宁金融监管局已核准李为明先生担任本行非执行董事的任职资格。李为明先 生的任期自辽宁金融监管局正式核准其资格(即2025年10月28日)起，至第八届董事会任期届满为止。此 外，李为明先生亦担任董事会审计委员会成员，任期自2025年10月28日起，至第八届董事会任期届满为 止。 ...

【 导读 】方正证券出售3亿股盛京银行内资股 中国基金报记者 孙越 10月30日，方正证券发布公告称，沈阳盛京金控投资集团有限公司向盛京银行全体股东发出全面要约，方正证券董事会同意出售所持3亿 股盛京银行内资股，交易对价合计为4.35亿元。 根据公告，本次交易完成后，方正证券将不再持有盛京银行股份，预计将减少本年度归属于上市公司股东净利润约4.49亿元。 同日晚间，方正证券披露三季报，公司前三季度营收为90.82亿元，同比增长67.17%；净利润为37.99亿元，同比增长93.31%，其中，第 三季度净利润为14.15亿元，同比增长130.46%。 回溯来看，2011年12月，方正证券通过增资入股盛京银行3亿股，占其增资后总股本的8.12%。彼时，盛京银行作为东北地区最大的城商 行，其区域优势和盈利能力被视为长期投资价值所在。 盛京银行前身为沈阳市商业银行，2007年更名，2014年12月登陆港交所，目前在东北、京津冀、长三角等地设有18家分行，下辖200余 家经营机构，2024年末总资产达1.12万亿元（同比增长4%）。 方正证券此次处置盛京银行股权，主要与盛京银行此前宣布启动港股退市计划有关。 8月26日 ...

盛 京 銀 行 股 份 有 限 公 司 董 事 會（「董事會」）成 員 如 下： SHENGJING BANK CO., LTD.* 盛京銀行股份有限公司* （於中華人民共和國註冊成立的股份有限公司） （股份代號：02066） 董事名單與其角色和職能 執行董事 孫 進先生 （董 事 長） 柳 旭女士 王亦工先生 張學文先生 何一軒先生 非執行董事 孫振宇先生 何 鵬先生 楊 秀女士 王紅枚女士 李為明先生 獨立非執行董事 王 沫先生 呂 丹女士 陳柏楠先生 王 嵐女士 黃瑋強先生 – 1 – 董 事 會 設 有 五 個 委 員 會，下 表 提 供 各 董 事 擔 任 有 關 委 員 會 成 員 的 資 料。 – 2 – | 董事會委員會 | | | 風險控制與 | | | | --- | --- | --- | --- | --- | --- | | | 戰略發展與 | 提名與 | 消費者權益 | 關聯交易 | | | 董 事 | ESG委員會 | 薪酬委員會 | 保護委員會 | 控制委員會 | 審計委員會 | | 孫 進先生 | C | VC | | | | | 柳 旭女士 | M | | VC | | | ...

– 1 – 有 關 李 為 明 先 生 的 簡 歷 詳 情，請 參 見 通 函。於 本 公 告 日 期，該 等 資 料 並 無 重 大 變 動。 承董事會命 董事任職資格獲監管機構核准 茲提述(i)盛京銀行股份有限公司*（「本行」）日期為2025年4月28日的公告，(ii) 本行日期為2025年4月30日 的 通 函（「通 函」），以 及(iii)本行日期為2025年6 月13日 的2024年 度 股 東 大 會 投 票 表 決 結 果 的 公 告，內 容 有 關（其 中 包 括） 選 舉 非 執 行 董 事。 於2025年6月13日舉行的2024年 度 股 東 大 會 上，李 為 明 先 生 獲 選 舉 為 本 行 非 執 行 董 事。股 東 批 准 後，李 為 明 先 生 的 選 舉 須 待 國 家 金 融 監 督 管 理 總 局 遼 寧 監 管 局（「遼寧金融監管局」）正 式 核 准 其 資 格 後，方 可 作 實。 本 行 近 日 收 到 遼 寧 金 融 監 管 局 關 於 核 准 李 為 明 先 生 任 職 資 格 的 批 覆。 根 據 該 批 覆，遼 寧 金 融 監 管 局 已 核 准 李 為 明 ...

方正证券公告，沈阳盛京金控投资集团有限公司向盛京银行全体股东发出全面要约，方正证券董事会同 意出售所持3亿股盛京银行内资股，交易对价合计为4.35亿元。本次交易不构成关联交易，也不构成重 大资产重组，已获董事会审议通过，无需提交股东大会审议。交易完成后，方正证券将不再持有盛京银 行股份，预计将减少本年度归属于上市公司股东净利润约4.49亿元。 ...