Financial Performance - The company achieved total operating revenue of RMB 911 million for the six months ended June 30, 2023, representing a year-on-year growth of 21%[6]. - Net profit attributable to shareholders decreased by 80% year-on-year to RMB 7.13 million, with earnings per share at RMB 0.0071[6]. - The total profit for the first half of 2023 was RMB 1,026 million, representing a decrease of 78% from RMB 4,603 million in the first half of 2022[186]. - Net profit attributable to shareholders for the first half of 2023 was RMB 713 million, down 80% from RMB 3,525 million in the same period last year[186]. - The net cash flow from operating activities was negative RMB 145,341 million, a decline of 143% compared to positive RMB 338,683 million in the first half of 2022[186]. - The weighted average return on equity was 0.39%, down by 1.68 percentage points compared to the previous year[6]. - The diluted earnings per share for the first half of 2023 was RMB 0.0071, compared to RMB 0.0389 in the same period of 2022[185]. - The weighted average return on equity for the first half of 2023 was 0.39%, down from 2.07% in the first half of 2022[186]. Assets and Liabilities - The company's total assets decreased from CNY 10,498,823,434.03 on January 1, 2023, to CNY 9,706,306,253.88 on June 30, 2023, indicating a decline of about 7.6%[151]. - Total liabilities decreased from CNY 8,646,604,790.55 on January 1, 2023, to CNY 7,767,202,416.64 on June 30, 2023, representing a reduction of approximately 10.1%[124]. - The company's cash and cash equivalents decreased from CNY 6,071,853,272.01 on January 1, 2023, to CNY 4,429,135,983.14 on June 30, 2023, a drop of approximately 27.0%[151]. - The company's equity attributable to shareholders increased from CNY 1,837,323,909.18 on January 1, 2023, to CNY 1,849,663,985.52 on June 30, 2023, reflecting a growth of about 0.7%[149]. - The company's retained earnings rose from CNY 60,537,412.94 on January 1, 2023, to CNY 67,664,381.55 on June 30, 2023, an increase of approximately 11.0%[149]. - The company's asset-liability ratio remained stable at 24% as of June 30, 2023, consistent with the end of 2022[186]. Risk Management and Governance - The company is focusing on enhancing risk management capabilities and optimizing trading strategies to improve overall profitability[1]. - The company has established a comprehensive risk management system covering all business processes, ensuring clear roles and responsibilities for each department and employee[34]. - The board of directors is responsible for setting strategic risk management goals and ensuring effective implementation of the risk management system[36]. - The company has implemented strict investor suitability management systems to assess new clients' identity, creditworthiness, and capital adequacy for futures trading[29]. - The company has established a risk management organizational structure to ensure compliance with internal policies and evaluate risks associated with major business activities[57]. - The company appointed a new Chief Risk Officer on July 5, 2023, indicating a focus on enhancing corporate governance[85]. - The company has adhered to all provisions of the Corporate Governance Code during the reporting period[59]. Strategic Initiatives - The company plans to strengthen proactive management capabilities and improve asset management product yields[2]. - The company is committed to digital transformation and enhancing its data governance system to maximize the value of accumulated data[3]. - The company is actively promoting business innovation to expand customer resources and revenue sources, enhancing profitability[195]. - The company aims to achieve a "100 billion" target, focusing on core business operations and leveraging its "A+H" listing platform advantages[194]. - The company is focusing on enhancing its financial position and operational efficiency through strategic restructuring and management changes[137]. Shareholder and Corporate Structure - As of June 30, 2023, Suhao Holdings directly and indirectly held approximately 42.83% of the company's total issued shares[68]. - Suhao Holdings is a state-owned enterprise fully controlled by the Jiangsu Provincial State-owned Assets Supervision and Administration Commission, established in April 1994 with a registered capital of RMB 2 billion[78]. - The public float for H shares is approximately 24.78% and for A shares is 10.00%, complying with the relevant regulations of the Listing Rules[93]. - The company has undergone a restructuring, resulting in Suhao Holdings owning 49.17% of the company's total share capital after the transfer of shares from Suhui Company[88]. - The company has appointed new independent directors and a deputy general manager, indicating a potential shift in governance and management strategy[133][135]. Legal and Compliance - The company faced a lawsuit from a client seeking RMB 21 million in damages, which was ultimately dismissed by the court[80]. - The company has complied with the disclosure requirements of Chapter 14A of the Listing Rules regarding related party transactions[67]. - The company reported no significant legal disputes or arbitration matters during the reporting period[105]. Market Conditions - The company's performance is closely related to the trends in the securities and futures market, which are influenced by macroeconomic conditions[194]. - The company is facing challenges due to intensified market competition and the need for innovation in business models and services[195].

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完 整性亦不發表任何聲明，並明確表示，概不就因本公告全部或任何部分內容而產生或因依賴該等內 容而引致的任何損失承擔任何責任。 Holly Futures （於中華人民共和國註冊成立的股份有限公司， 中文公司名稱弘業期貨股份有限公司，在香港以Holly Futures（「本公司」）的名義開展業務） （股份代號：3678） 本公告由本公司（連同其附屬公司統稱「本集團」）根據香港聯合交易所有限公司證券上市規則（「上市 規則」）第13.09條項下的披露責任及證券及期貨條例（香港法例第571章）第XIVA部項下的內幕消息條 文（定義見上市規則）作出。 | --- | --- | |-------|---------------------------------------------------------------------------------------------------------------------------------| | | | | | 本集團截至 2023 年 3 月 31 日止第一季度（「 本報告 ...

公司於2019年6月6日召開2018年度股東週年大會，將原本擬用於「發展及加強現有期貨經紀業務」的剩 餘資金港幣5,000萬元變更為用於「發展香港及全球期貨業務」，並獲得通過。此次變更需經國家外匯管 理局、國家發展和改革委員會等相關監管部門核准後方可實施，截至2022年12月31日，公司已獲得相 關監管部門對上述改變募集資金使用用途申請的批准並實施完畢。 募集資金使用情況匯總（截至2022年12月31日） H股 經 營 情 況 財 務 資 料 關 於 我 們 企 業 管 治 除上述所披露，於過去三年（包括報告期），本公司核數師無其他變動。 (13) 對本集團資產的押記 經 營 情 況 財 務 資 料 關 於 我 們 2017年8月1日，一名客戶（「I公司」）向南京市秦淮區人民法院（「秦淮區法院」）提起三起訴訟，訴訟請 求共為：要求本公司賠償委託理財本金人民幣2,100萬元，利息人民幣504萬元，承擔訴訟費，案件經 開庭審理後，2018年3月21日，本公司收到秦淮區法院有關三案的民事裁定書，均裁定駁回I公司的起 訴，本案移送公安機關處理；2018年6月，本公司收到南京市中級人民法院（「南京中院」）的關於三案的 ...

Holly Futures （於中華人民共和國註冊成立的股份有限公司，中文公司名稱弘業期貨股份有限公司， 在香港以Holly Futures的名義開展業務） （「本公司」） （股份代號：3678） 承董事會命 董事長兼執行董事 周劍秋女士 目錄 106 董事、監事、高級管理人員和員工情況 公司董事長周劍秋女士、總經理儲開榮先生及財務負責人陳蓉平女士聲明：保證本年度報告中的財務報告真實、準 確、完整。 弘業期貨 指 弘業期貨股份有限公司（在香港以「Holly Futures」名義開展業務）， 一家於2012年11月29日根據中國法律在中國江蘇成立的股份有限公 司，其H股在香港聯交所主板上市及其A股在深圳證券交易所主板上 市 內資股 指 本公司每股面值人民幣1.00元的已發行普通股，以人民幣認購或入 股 有股票、債券等證券資產，它是結合基金產品創新和銷售渠道創新 本集團、集團、我們 指 本公司及其附屬公司 家於1992年10月13日在中國成立的有限公司，其後於1994年改制為 團合併而於2015年9月23日註銷 | --- | --- | --- | |-------|-------|-------| | | | ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完 整性亦不發表任何聲明，並明確表示，概不就因本公告全部或任何部分內容而產生或因依賴該等內 容而引致的任何損失承擔任何責任。 Holly Futures （於中華人民共和國註冊成立的股份有限公司， 中文公司名稱弘業期貨股份有限公司，在香港以Holly Futures（「本公司」）的名義開展業務） （股份代號：3678） 2022年第三季度業績報告 本公告由本公司（連同其附屬公司統稱「本集團」）根據香港聯合交易所有限公司證券上市規則（「上市 規則」）第13.09條項下的披露責任及證券及期貨條例（香港法例第571章）第XIVA部項下的內幕消息條 文（定義見上市規則）作出。 | --- | --- | |-------|----------------------------------------------------------------------------------------------------------------------------------| | | | | | 本集團截至 2022 年 9 月 ...

E HOLLY FUTURES (於中華人民共和國註冊成立的股份有限公司 • 中文公司名稱為弘莱期貸股份有限公司 • 在香港以 Holly Futures 名義開展業務) 股份代號：3678 中 期 報 告 | --- | --- | --- | --- | --- | --- | --- | --- | |--------|-------|------------------|-------|-------|-------|-------|-------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 目錄 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 第一節 | | 關於我們 | | | | | | | | | | | | | | | | 2 | | 釋義 | | | | | | | 5 | | 公司資料 | | | | | | | 9 | | 財務摘要 | | | | | | | 第二節 | | 經營狀況 ...

| --- | --- | --- | --- | --- | --- | --- | --- | --- | |-------|-------|---------------|-------|-------|----------------------------------------------------------------------------------------------------------------------------------------------------|----------|-------------------|-------| | | | | | | | | | | | | | | | | | | | | | | | 股份代號:3678 | 0 | ooooo | HOMA FUTURES (於中華人民共和國註冊成立的股份有限公司) (於中華人民共和國註冊成立的股份有限公司 - 在香港以 Holly Futures 名義剛展業務） 9 O Reported | O O O 年 | O O 2021 度 報 告 | | | | | | | | | | | | ...

E HOLLY FUTURES (於中華人民共和國註冊成立的股份有限公司・ 中文公司名稱為弘業期貸股份有限公司・在香港以 Holly Futures 名義開展業務) 股份代號：3678 | --- | --- | --- | --- | |-------|-------|-------|-------| | | | | | | | | | | | | | | | | | 期 苹 | p) | | | | | | | | | | | | 弘業期貨股份有限公司 目錄 目錄 2 第一節 5 9 第二節 第三節 釋義 公司資料 財務摘要 12 第四節 管理層討論及分析 28 30 第五節 第六節 企業管治 其他數據 40 第七節 審閱報告及中期財務報告 1 2021年中期報告 第一節 釋義 弘業期貨股份有限公司 釋義 | --- | --- | --- | |----------------------------------------------------------|-------|---------------------------------------------------------------- ...

F HOLLY FUTURES (於中華人民共和國註冊成立的股份有限公司, 中文公司名稱為弘業期貨股份有限公司,在香港以 Holly Futures 名義問展業務) 股份代號 : 3678 弘業期貨股份有限公司 2020年度報告 1 目錄 | --- | --- | --- | |-------|--------------|--------------------------------------------| | | | | | | | | | 目錄 | | | | 2 | | 第一節 重要提示 | | 3 | | 第二節 董事長致辭 | | 4 | 第三節 釋義 | | | 10 | | 第四節 公司資料 | | 22 | | 第五節 財務摘要 | | | | | | 25 | | 第六節 管理層討論及分析 | | 76 | | 第七節 董事會報告 | | 86 | | 第八節 其他重要事項 | | 95 | | 第九節 股份變動及主要股東情況 | | 98 | | 第十節 董事、監事、高級管理人員和員工情況 | | 115 | | 第十一節 企業管治報告 | | 142 | | 第十二節 監事會報告 ...

F HOLLY FUTURES (於中華人民共和國註冊成立的股份有限公司 • 中文公司名稱為弘業期貨股份有限公司 • 在香港以 Holly Futures 名義開展業務) 股份代號：3678 2 | --- | --- | --- | --- | --- | --- | --- | |-------------|-------|-------|-------|-------|-------|-------| | | | | | | | | | | | | | | | | | 中 期 告 報 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 弘業期貨股份有限公司 目錄 目錄 | --- | --- | --- | |-------|--------|------------------------| | | | | | ...