Financial Performance - For the six months ended September 30, 2023, the Group reported revenue of HK$10,604,000, a decrease of 46.3% compared to HK$19,744,000 for the same period in 2022[9]. - Profit before income tax for the reporting period was HK$1,679,000, down 82.0% from HK$9,350,000 in the corresponding period of 2022[9]. - Earnings per share for the period was 1.53 HK cents, compared to 6.93 HK cents for the same period in 2022, representing a decrease of 77.9%[9]. - The total comprehensive income for the period was HK$1,679,000, down from HK$6,818,000 in the previous year, representing a decrease of approximately 75.3%[14]. - Profit attributable to owners of the Company for the six months ended 30 September 2023 was HK$1,777,000, down 73.9% from HK$6,818,000 in the prior year[67]. Assets and Liabilities - The Group's total assets as of September 30, 2023, amounted to HK$237,486,000, slightly up from HK$235,805,000 as of March 31, 2023[11]. - Net current assets decreased to HK$169,991,000 from HK$218,404,000 as of March 31, 2023, reflecting a decline of 22.1%[11]. - The Group's cash and cash equivalents as of September 30, 2023, were HK$3,648,000, down 36.6% from HK$5,769,000 as of March 31, 2023[11]. - Total loan receivables as of 30 September 2023 were HK$242,353,000, a decrease from HK$248,099,000 as of 31 March 2023[78]. - Interest receivables as of 30 September 2023 were HK$40,566,000, significantly down from HK$119,932,000 as of 31 March 2023[78]. Revenue Breakdown - For the six months ended September 30, 2023, the total revenue from external clients was HK$10,604,000, with the brokerage segment contributing HK$232,000[39]. - The underwriting and placing segment generated revenue of HK$105,000, while margin financing brought in HK$994,000[39]. - The money lending segment reported revenue of HK$8,942,000, and asset management contributed HK$331,000[39]. - The Group's revenue decreased by approximately 46.29%, from HK$19,744,000 for the six months ended September 30, 2022, to HK$10,604,000 for the same period in 2023, primarily due to a decline in interest income from money lending services[118]. Expenses - Employee costs for the six months ended September 30, 2023, were HK$3,400,000, down 35.1% from HK$5,235,000 in the previous year[9]. - Administrative expenses decreased to HK$3,582,000 from HK$5,064,000, a reduction of 29.3% year-on-year[9]. - Finance costs for the six months ended 30 September 2023 were approximately HK$15,000, down from approximately HK$101,000 in the previous year[165]. Cash Flow - The net cash generated from operating activities for the six months ended September 30, 2023, was HK$255,000, a significant recovery from a cash outflow of HK$6,391,000 in the same period of 2022[16]. - The Company did not incur any cash outflows in investing activities for the six months ended September 30, 2023, compared to HK$383,000 in the same period of 2022[16]. - The financing activities resulted in a cash outflow of HK$2,376,000 for the six months ended September 30, 2023, contrasting with a cash inflow of HK$8,077,000 in the previous year[16]. Equity - The total equity attributable to owners of the Company was HK$237,486,000, an increase from HK$235,805,000 as of March 31, 2023[11]. - As of September 30, 2023, the total equity attributable to owners of the Company increased to HK$237,582,000 from HK$235,805,000 as of April 1, 2023, reflecting a growth of approximately 0.75%[13]. Operational Insights - There were no significant changes in operations during the reporting period, maintaining stability in the Company's business model[19]. - The Group's operations are solely based in Hong Kong, with all revenue derived from this region for the periods ended 30 September 2023 and 2022[47]. - The Group has a diverse customer base with no single customer contributing more than 10% of total revenue for the periods ended 30 September 2023 and 2022[47]. Legal Matters - The company received a legal claim (Claim A) from a former client, alleging conspiracy and fraud against its subsidiary, Oriental Wealth Securities, but the Board believes the claim is weak and unlikely to impact the financial position materially[197]. - A second legal claim (Claim B) was filed against Oriental Wealth Securities for HKD 10,000,000, including allegations of fraudulent misrepresentation and breach of a cash client agreement, but the Board also considers this claim weak[198]. - The Board, after consulting with legal advisors, is confident that neither Claim A nor Claim B will have a significant impact on the Group's financial status[199]. Strategic Initiatives - The Group plans to expand into Type 6 (advising on corporate finance) and Type 9 (asset management) regulated activities to enhance service offerings and income sources[103]. - The Group is actively identifying potential acquisition targets licensed for Type 6 activities, focusing on those with established client networks[104]. - The Group's strategy aims to capture new business opportunities and create substantial value for shareholders[103].

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告之內容概不 負責，對其準確性或完整性亦不發表任何聲明，並明確表示概不就因本公告全 部或任何部分內容而產生或因倚賴該等內容而引致之任何損失承擔任何責任。 ＊ （於開曼群島註冊成立之有限公司） （股份代號： 8001） 截 至 二 零 二 三 年 九 月 三 十 日 止 六 個 月 之 中 期 業 績 公 告 東方滙財證券國際控股有限公司（「本公司」，連同其附屬公司統稱「本集團」）董 事（「董事」）會（「董事會」）欣然宣佈本集團截至二零二三年九月三十日止六個月之 未經審核簡明綜合業績。本公告載列本集團截至二零二三年九月三十日止六個 月的中期報告（「二零二三年中期報告」）全文，其內容乃根據香港聯合交易所有 限公司（「聯交所」）GEM證券上市規則的相關披露規定而編製。二零二三年中期 報告將刊載於本公司網站(www.orientsec.com.hk)及聯交所網站(www.hkexnews.hk)， 並於適當時候寄發予本公司股東。 承董事會命 東方滙財證券國際控股有限公司 執行董事 李雅貞 香港，二零二三年十一月七日 於本公告日期，董事會包括(i)執行董事蕭恕明先生 ...

Financial Performance - Revenue for the three months ended June 30, 2023, was HK$5,242,000, a decrease of 47.5% compared to HK$10,003,000 for the same period in 2022[9]. - The Group reported a loss before income tax of HK$141,000 for the reporting period, compared to a profit of HK$4,124,000 in the corresponding period of 2022[9]. - Total comprehensive loss attributable to owners of the Company for the period was HK$127,000, compared to a profit of HK$2,847,000 in the same period last year[9]. - Basic and diluted loss per share for the period was (0.10) HK cents, compared to earnings of 3.05 HK cents and 2.95 HK cents for the corresponding period in 2022[9]. - The total reportable segment loss for the three months ended June 30, 2023, was HK$141,000, compared to a profit of HK$4,124,000 in the same period of 2022, indicating a significant downturn[30][32]. - The Group reported a loss attributable to owners of the Company of HK$127,000 for the three months ended June 30, 2023, compared to a profit of HK$2,847,000 in the same period of 2022[53]. - The Group recorded a net loss of approximately HK$0.1 million for the three months ended June 30, 2023, compared to a profit of approximately HK$2.8 million in the previous year, mainly due to a decrease in interest income of approximately HK$3.8 million[106]. Revenue Breakdown - For the three months ended June 30, 2023, the total reportable segment revenue was HK$5,242,000, a decrease from HK$10,003,000 in the same period of 2022, representing a decline of approximately 47.5%[30][32]. - The brokerage segment generated revenue of HK$95,000, down from HK$199,000 year-over-year, reflecting a decrease of about 52.3%[30][32]. - The margin financing segment reported a loss of HK$1,882,000, compared to a profit of HK$647,000 in the same period last year, indicating a significant decline in performance[30][32]. - The money lending segment achieved revenue of HK$4,502,000, a decrease from HK$8,325,000, representing a decline of approximately 45.8%[30][32]. - The asset management segment reported a profit of HK$166,000, compared to a profit of HK$5,039,000 in the previous year, showing a decrease of about 96.7%[30][32]. - Approximately 86% of the company's total revenue during the reporting period was derived from its money lending business[57]. Expenses and Cost Management - Employee costs decreased to HK$1,768,000 from HK$3,490,000, reflecting a reduction of 49.3% year-over-year[9]. - Administrative expenses were reduced to HK$1,642,000 from HK$2,309,000, a decrease of 28.8% compared to the previous year[9]. - Total employee costs for the reporting period were approximately HK$1.8 million, a decrease of 49% compared to HK$3.5 million in the same period last year[98]. - Administrative expenses decreased by approximately 29% to HK$1.6 million from HK$2.3 million year-on-year, primarily due to reduced operating lease charges[99]. Operational Activities - There were no significant changes in operations during the reporting period[14]. - The Company continues to focus on its investment holding activities without any new product or technology developments reported[14]. - The Group's operational activities remained stable with no significant changes reported during the period[4]. Future Plans and Strategies - The company plans to expand into Type 6 (advising on corporate finance) and Type 9 (asset management) regulated activities to broaden its income sources and explore new markets[59]. - The management is actively identifying potential acquisition targets licensed to conduct Type 6 regulated activities to leverage existing client bases and expand underwriting and placing business[63]. - The company aims to enhance its asset management capabilities by building a comprehensive professional team and expanding the scale of its asset management operations[64]. - The Group plans to explore IT infrastructure solutions through a joint venture with a well-known information service provider in China, aiming to diversify its service offerings[71]. - The Board has resolved to scale down its money lending business by not approving any new loan applications, focusing instead on extending existing arrangements and recovering non-performing debts[88]. Legal and Compliance Matters - The Board believes that Claim A for conspiracy and/or fraud against the Group is extremely weak and will not have any material impact on the Group's financial position[125]. - The Group is currently seeking legal advice regarding Claim B, which involves a claim of HK$10 million for various damages[126]. - The Company has complied with all code provisions set out in the Corporate Governance Code, except for the deviation from code provision C.2.1 regarding the separation of roles of chairman and chief executive officer[177]. - The Company currently has no chairman or chief executive officer, with daily operations managed by executive Directors and senior management[178]. Shareholder Information - As of June 30, 2023, the total number of shares issued was 124,416,000[149]. - Mr. Shiu Shu Ming holds 10,280,000 shares, representing approximately 8.26% of the total shareholding[149]. - Ms. Lee Nga Ching holds 518,400 underlying shares, representing approximately 0.42% of the total shareholding[149]. - The Company granted share options to eligible participants to subscribe for a total of 21,144,000 shares at an exercise price of HK$0.094 per share, valid from June 23, 2022, to June 22, 2032[167]. Risk Management - The Group acknowledges certain risks in its operations, many of which are beyond its control[128]. - The Group aims to improve its credit risk management policies and procedures in response to local market financial volatility[72]. - The Group's credit assessment procedures for money lending include evaluating collateral, the applicant's background, and conducting credit searches with external agencies when necessary[91].

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告之內容概不 負責，對其準確性或完整性亦不發表任何聲明，並明確表示概不就因本公告全 部或任何部分內容而產生或因倚賴該等內容而引致之任何損失承擔任何責任。 ＊ （於開曼群島註冊成立之有限公司） （股份代號： 8001） 截 至 二 零 二 三 年 六 月 三 十 日 止 三 個 月 之 第 一 季 度 業 績 公 告 東方滙財證券國際控股有限公司（「本公司」，連同其附屬公司統稱「本集團」）董 事（「董事」）會（「董事會」）欣然宣佈本集團截至二零二三年六月三十日止三個月 之未經審核簡明綜合業績。本公告載列本集團截至二零二三年六月三十日止 三個月的第一季度報告（「二零二三年第一季度報告」）全文，其內容乃根據香港 聯合交易所有限公司（「聯交所」）GEM證券上市規則的相關披露規定而編製。二 零二三年第一季度報告將刊載於本公司網站(www.orientsec.com.hk)及聯交所網 站(www.hkexnews.hk)，並將於適當時候寄發予本公司股東。 承董事會命 東方滙財證券國際控股有限公司 執行董事 李雅貞 香港，二零二三年八月七日 於本公告日期，董事會包括(i ...

Revenue and Financial Performance - The Group recorded a slight increase in revenue of approximately HK$2.4 million or 5.18% to approximately HK$49.1 million compared to 2021[18] - The Group recorded a slight increase in overall revenue for the fifteen months ended 31 March 2023, amounting to approximately HK$49.1 million, which is an increase of about HK$2.4 million or 5.18% compared to the previous year[22] - For the fifteen months ended 31 March 2023, the Group's total revenue amounted to approximately HK$49,125,000, an increase from HK$46,704,000 for the year ended 31 December 2021[53] - The Group recorded a net loss attributable to owners of the Company of approximately HK$125.7 million for the Period, compared to a profit of HK$18.0 million in 2021, primarily due to an impairment for loan and interest receivables of approximately HK$143.1 million[102][107] Income Sources and Changes - Interest income from the money lending business increased by approximately HK$9.1 million or 26.74%[18] - Service income from underwriting and placing services decreased by approximately HK$2.4 million or 77.19%[18] - Interest income from margin financing services decreased by approximately HK$3.9 million or 49.85%[18] - Revenue is primarily generated from brokerage services, underwriting, asset management, and money lending services[49] - Interest income from money lending services was approximately HK$43,237,000, while the expected credit loss allowance for the money lending business totaled approximately HK$143,107,000[66] Market Environment and Economic Impact - Fundraising through IPOs in Hong Kong experienced a substantial decrease of 72%, totaling HK$7.1 billion in 2022 compared to HK$28 billion in 2021[19] - The global economic growth decelerated from 5.5% to 4.1% in 2022, impacting the financial environment[19] - The uncertain global financial environment affected Hong Kong's IPO activities in 2022[19] - The Hong Kong stock market turnover declined, with the Hang Seng Index hitting a 13-year low in October 2022, marking its largest monthly decline in percentage terms since October 2008[31] - The average daily turnover on the Stock Exchange dropped by approximately 31% from HK$121.6 billion in 2021 to HK$83.9 billion in 2022, reflecting a decline in market performance[54] Strategic Plans and Business Development - The Group plans to expand into Type 6 (advising on corporate finance) and Type 9 (asset management) regulated financial services to broaden its income sources and capture new business opportunities[33] - The Group is considering acquiring a company licensed under the Securities and Futures Ordinance to conduct Type 6 regulated activities, focusing on targets with established client networks[33] - The management believes that future growth hinges on expanding the range of services provided, with each additional business segment enhancing the synergistic effect of current offerings[33] - The Group continues to rationalize costs to reduce operational burdens and explore new cooperation with other financial service providers[27] - In February 2023, the Company entered a memorandum of understanding with a financial printing service provider to diversify its business and increase profitability through value-added services[38] - A joint venture agreement was signed in April 2023 to provide IT infrastructure solutions, with an investment of approximately HK$50 million planned for IT project development[39] - The Group is exploring strategic cooperation with a software development company to enhance brokerage services and integrate institutional clients[42] - The Company is focused on organic growth and external acquisitions to diversify its business and maintain a long-term perspective for shareholder returns[43] Impairment and Credit Risk Management - Impairment allowances on margin loans receivable and loans receivable increased due to the deteriorating market environment[31] - As of March 31, 2023, the Group's allowance for impairment loss on loan receivables was approximately HK$145,407,000[75] - The Group's credit risk management policies and procedures are continuously improved to effectively control the level of impaired loans despite domestic market turmoil[90] - A probability of default approach was adopted to determine the expected credit loss (ECL), with a default probability range of 34% to 52% applied[83] - The Group has established a loan receivables recovery committee to enhance decision-making efficiency regarding the recovery of outstanding loan receivables[76] - The Group is actively collecting non-performing loans and has re-allocated resources to recover these loans through various means, including legal proceedings and third-party collections[87] - Legal opinions indicated that the enforcement process for collateral in the PRC may be protracted and difficult, impacting the Group's ability to realize collateral value[81] - The Group has engaged independent legal advisers to review existing loan arrangements and assess debt recovery procedures[77] - The Group has sent invitations to professional institutions for the potential disposal of its loan portfolio, intending to use proceeds to settle business costs[89] - The valuation report on loan receivables was issued on June 23, 2023, to reassess expected credit loss under the ECL model[82] - Impairment allowances are provided when clients' collaterals are insufficient to cover their outstanding loan balances[75] Corporate Governance and Board Structure - The Company has complied with all applicable corporate governance code provisions throughout the 15 months ended March 31, 2023, except for deviations noted in the report[131] - The Board consists of seven Directors, including four executive Directors and three independent non-executive Directors[141] - Independent non-executive Directors represent more than one-third of the Board, ensuring compliance with GEM Listing Rules[145] - The Company has arranged appropriate insurance cover for legal actions against Directors since February 18, 2014[143] - The Company has not yet adopted the CG Code provision C.2.1, which states that the roles of Chairman and CEO should be separate[165] - The Company currently has no Chairman or CEO, with daily operations managed by executive Directors and senior management[166] - The Board comprises seven Directors, including three Independent Non-Executive Directors (INEDs), promoting critical review and control of management processes[175] - The Nomination Committee is responsible for reviewing Board composition and ensuring diversity in skills, experience, and perspectives[175] - The Company has adopted a Board diversity policy to achieve diversity that aligns with its business model and corporate goals[174] - Directors are subject to retirement by rotation at least once every three years, ensuring regular re-election processes[170] - Continuous professional development for Directors includes participation in seminars and reading materials related to governance and business operations[162] - The Company will arrange for the election of a new Chairman of the Board at an appropriate time[168] Remuneration and Performance Evaluation - The Remuneration Committee held 6 meetings during the fifteen months ended March 31, 2023[194] - The Remuneration Committee assessed the performance of executive Directors and approved the terms of their service contracts[196] - The Group aims to provide fair and equitable remuneration based on individual performance, experience, and market benchmarks[194] - The policy for executive Directors' remuneration was determined during the fifteen months ended March 31, 2023[196] - The Group has implemented employee performance appraisal mechanisms to adjust salaries according to performance and market conditions[194] - No Director participates in discussions regarding their own remuneration[193] - The Remuneration Committee makes recommendations to the Board on the remuneration packages of individual executive Directors and senior management[194] - The Group's strategy includes ensuring compensation arrangements are fair and not excessive, particularly in cases of termination or misconduct[193]

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告之內容概不 負責，對其準確性或完整性亦不發表任何聲明，並明確表示概不就因本公告全 部或任何部分內容而產生或因倚賴該等內容而引致之任何損失承擔任何責任。 ＊ （於開曼群島註冊成立之有限公司） （股份代號： 8001） 截 至 二 零 二 三 年 三 月 三 十 一 日 止 十 五 個 月 之 年 度 業 績 公 告 東方滙財證券國際控股有限公司（「本公司」，連同其附屬公司統稱「本集團」）董 事（「董事」）會（「董事會」）欣然宣佈本集團截至二零二三年三月三十一日止十五 個月之經審核綜合業績（「年度業績」）。本公告載列本集團截至二零二三年三月 三十一日止十五個月的年報（「年報」）全文，其內容乃根據香港聯合交易所有限 公司（「聯交所」）GEM證券上市規則的相關披露規定而編製。年報將刊載於本公 司網站(www.orientsec.com.hk)及聯交所網站(www.hkexnews.hk)，並於適當時候寄發 予本公司股東。 承董事會命 東方滙財證券國際控股有限公司 執行董事 李雅貞 香港，二零二三年六月二十三日 於本公告日期，董事會包括(i)執行董事蕭恕明先生、李 ...

2021 年 報 香港聯合交易所有限公司（「聯交所」）GEM（「GEM」）之特色 GEM之定位乃為相比起其他在聯交所上市之公司帶有較高投資風險之公司提供一個上市之市場。有意投資者應了 解投資於該等公司之潛在風險，並應經過審慎周詳之考慮後方作出投資決定。GEM之較高風險及其他特色意味著 GEM較適合專業及其他資深投資者。 由於GEM上市公司新興之性質使然，在GEM買賣之證券可能會較於聯交所主板買賣之證券承受較大之市場波動風 險，同時無法保證在GEM買賣之證券會有高流通量之市場。 香港交易及結算所有限公司及聯交所對本報告的內容概不負責，對其準確性或完整性亦不發表任何聲明，並明確表 示，概不對因本報告全部或任何部份內容而產生或因倚賴該等內容而引致的任何損失承擔任何責任。 本報告包括的資料乃遵照GEM證券上市規則（「GEM上市規則」）的規定而提供有關東方滙財證券國際控股有限公司 （「本公司」）的資料。本公司董事（「董事」）願就本報告共同及個別承擔全部責任。董事在作出一切合理查詢後確認， 就彼等所知及所信，本報告所載的資料在各重大方面均屬準確完整，且無誤導或欺騙成份，及本報告並無遺漏其他 事實致使本報告所載任何陳述或本 ...